DZS INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-05: Reporting owner BARRIS PETER J; Form 3; Security Common Stock Warrant (Right To Buy); Transaction Holding.
- 2007-03-05: Reporting owner BARRIS PETER J; Form 3; Security Common Stock Warrant (Right To Buy); Transaction Holding.
- 2007-03-05: Reporting owner BARRIS PETER J; Form 3; Security Common Stock Warrant (Right To Buy); Transaction Holding.
- 2007-03-05: Reporting owner NEWHALL CHARLES W III; Form 3; Security Common Stock Warrant (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-05 holding as of filing | BARRIS PETER J 10% Owner | 3 | Common Stock Warrant (Right To Buy) Derivative · Indirect · See Note 1 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | BARRIS PETER J 10% Owner | 3 | Common Stock Warrant (Right To Buy) Derivative · Indirect · See Note 3 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | BARRIS PETER J 10% Owner | 3 | Common Stock Warrant (Right To Buy) Derivative · Indirect · See Note 4 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 1 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 3 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | NEWHALL CHARLES W III 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | PERRY MARK W 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 1 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | PERRY MARK W 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 3 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2007-03-05 holding as of filing | PERRY MARK W 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 4 | Holding | $3.39 exercise price | 2007-03-05 | ||
| 2004-07-01 | KRAMLICH C RICHARD Director | 4/A | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Note 3 | J Other acquisition or disposition (describe transaction) | +13,425 13,425 owned after | $3.39 exercise price | 2007-03-01 |