DYNEGY INC. Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2017-11-01: Reporting owner Kuersteiner Richard Lee; Form 4; Security Series A Mandatory Convertible Preferred Stock; Transaction C Conversion of derivative security.
2016-03-16: Reporting owner Kuersteiner Richard Lee; Form 4; Security Series A Mandatory Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
2016-03-16: Reporting owner Kuersteiner Richard Lee; Form 4; Security Series A Mandatory Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
2016-03-16: Reporting owner Kuersteiner Richard Lee; Form 4; Security Series A Mandatory Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.

Purchase (P)All rows

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Filing
2017-11-01	Kuersteiner Richard Lee Director	4	Series A Mandatory Convertible Preferred Stock Derivative · Direct	C Conversion of derivative security	−7,109 0 owned after	$0.00	2017-11-03
2016-03-16	Kuersteiner Richard Lee Director	4	Series A Mandatory Convertible Preferred Stock Derivative · Direct	P Open market or private purchase of non-derivative or derivative security	+2,800 10,404 owned after	$48.13	2016-03-17
2016-03-16	Kuersteiner Richard Lee Director	4	Series A Mandatory Convertible Preferred Stock Derivative · Direct	P Open market or private purchase of non-derivative or derivative security	+3,549 13,953 owned after	$47.44	2016-03-17
2016-03-16	Kuersteiner Richard Lee Director	4	Series A Mandatory Convertible Preferred Stock Derivative · Direct	P Open market or private purchase of non-derivative or derivative security	+760 14,713 owned after	$48.33	2016-03-17