DYNAMICS RESEARCH CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 41 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-31: Reporting owner WENTZELL STEVEN P; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-01-31: Reporting owner Babbitt George T; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-05-13: Reporting owner MCCAUSLAND CHARLES P; Form 4; Security DRC Stock Option Plans; Transaction E Expiration of short derivative position.
- 2011-05-31: Reporting owner REGAN JAMES; Form 4/A; Security DRC Stock Option Plans; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-31 | WENTZELL STEVEN P Officer (Senior Vice President) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $15.73 exercise price | 2014-01-31 | |
| 2014-01-31 | Babbitt George T Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $15.91 exercise price | 2014-01-31 | |
| 2013-05-13 | MCCAUSLAND CHARLES P Director | 4 | DRC Stock Option Plans Derivative · Direct | E Expiration of short derivative position | −5,000 0 owned after | $11.89 | 2013-05-14 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4/A | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,185 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4/A | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 113,815 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4/A | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −113,815 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | KELEHER DAVID Officer (SVP, CFO and Treasurer) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,185 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | KELEHER DAVID Officer (SVP, CFO and Treasurer) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,815 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,185 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 113,815 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-05-31 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −113,815 0 owned after | $8.94 exercise price | 2011-06-02 | |
| 2011-03-18 | O BRIEN LAWRENCE H Officer (Senior Vice President) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,615 0 owned after | $8.94 exercise price | 2011-04-05 | |
| 2011-03-18 | O BRIEN LAWRENCE H Officer (Senior Vice President) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,185 0 owned after | $8.94 exercise price | 2011-03-21 | |
| 2011-03-18 | O BRIEN LAWRENCE H Officer (Senior Vice President) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200 0 owned after | $8.94 exercise price | 2011-03-21 | |
| 2010-12-02 | AGUILAR FRANCIS J Director | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $9.00 exercise price | 2010-12-03 | |
| 2010-10-29 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,350 0 owned after | $8.38 exercise price | 2010-12-14 | |
| 2010-10-29 | O BRIEN LAWRENCE H Officer (Senior Vice President) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.25 exercise price | 2010-12-14 | |
| 2010-08-02 | O BRIEN LAWRENCE H Officer (Senior Vice President) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $8.25 exercise price | 2010-08-03 | |
| 2010-05-04 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4/A | DRC Stock Option Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,936 0 owned after | $8.94 | 2010-05-27 | |
| 2010-05-04 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4/A | DRC Stock Option Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,815 0 owned after | $8.94 | 2010-05-27 | |
| 2010-05-04 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4 | DRC Stock Option Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,936 0 owned after | $8.94 | 2010-05-05 | |
| 2010-05-04 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4 | DRC Stock Option Plan Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,815 0 owned after | $8.94 | 2010-05-05 | |
| 2010-05-03 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $8.25 | 2010-05-04 | |
| 2010-05-03 | COVEL RICHARD A Officer (Vice Pres. and General Counsel) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,249 9,936 owned after | $8.94 | 2010-05-04 | |
| 2010-04-06 | KAMES KENNETH F Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −668 332 owned after | $7.50 | 2010-04-07 | |
| 2010-04-06 | KAMES KENNETH F Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12 320 owned after | $7.50 | 2010-04-07 | |
| 2010-04-06 | KAMES KENNETH F Director | 4 | Stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320 0 owned after | $7.50 | 2010-04-07 | |
| 2010-03-04 | KELEHER DAVID Officer (SVP, CFO and Treasurer) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,600 0 owned after | $7.50 exercise price | 2010-03-05 | |
| 2009-10-19 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $4.44 exercise price | 2009-10-20 | |
| 2009-06-15 | AGUILAR FRANCIS J Director | 4 | DRC Stock Option Plans Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −214 0 owned after | $7.50 exercise price | 2009-06-16 | |
| 2009-04-07 | KAMES KENNETH F Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $6.25 | 2009-04-08 | |
| 2008-10-01 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC STOCK OPTION PLANS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 430,350 owned after | $4.44 exercise price | 2008-10-02 | |
| 2008-09-19 | REGAN JAMES Officer (Chairman & CEO) | 4 | DRC STOCK OPTION PLANS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 455,350 owned after | $4.44 exercise price | 2008-09-22 | |
| 2008-04-28 | AGUILAR FRANCIS J Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 16,014 owned after | $11.04 | 2008-04-30 | |
| 2008-04-28 | AGUILAR FRANCIS J Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 15,614 owned after | $11.04 | 2008-04-30 | |
| 2008-04-28 | AGUILAR FRANCIS J Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 15,214 owned after | $11.04 | 2008-04-30 | |
| 2008-04-28 | KAMES KENNETH F Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 17,800 owned after | $11.04 | 2008-04-30 | |
| 2008-04-28 | KAMES KENNETH F Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 17,400 owned after | $11.04 | 2008-04-30 | |
| 2008-04-28 | KAMES KENNETH F Director | 4 | DRC STOCK OPTION PLANS Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400 17,000 owned after | $11.04 | 2008-04-30 | |
| 2007-08-31 | KAMES KENNETH F Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,432 18,200 owned after | $9.27 exercise price | 2007-09-04 | |
| 2007-08-30 | KAMES KENNETH F Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,568 22,632 owned after | $9.27 exercise price | 2007-08-31 |