Durata Therapeutics, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows, 57 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-27: Reporting owner Canaan Partners VIII LLC | Canaan Management, Inc. | Canaan VIII LP; Form 3/A; Security Series A Preferred Stock; Transaction Holding.
- 2012-07-24: Reporting owner Canaan Partners VIII LLC | Canaan Management, Inc. | Canaan VIII LP; Form 4/A; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2012-07-24: Reporting owner Canaan VIII LP | Canaan Partners VIII LLC; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2012-07-24: Reporting owner Ahrens Brenton Karl; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-27 holding as of filing | Canaan Partners VIII LLC | Canaan Management, Inc. | Canaan VIII LP Director, 10% Owner | Director | Director, 10% Owner | 3/A | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2012-07-27 | ||
| 2012-07-24 | Canaan Partners VIII LLC | Canaan Management, Inc. | Canaan VIII LP Director, 10% Owner | Director | Director, 10% Owner | 4/A | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −10,771,804 0 owned after | no price filed | 2012-07-27 | |
| 2012-07-24 | Canaan VIII LP | Canaan Partners VIII LLC Director, 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −10,771,804 0 owned after | no price filed | 2012-07-26 | |
| 2012-07-24 | Ahrens Brenton Karl Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −10,771,804 0 owned after | no price filed | 2012-07-26 | |
| 2012-07-24 | HUNT RONALD Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −17,953,008 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | HORNER GEORGE F III Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −448,825 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | Dunne Michael W. Officer (Chief Medical Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −89,764 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | Edick Paul R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −157,088 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | Chambon Philippe O. | Delagardelle Jeani | New Leaf Venture Associates II, L.P. | NIEDEL JAMES | AKKARAJU SRINIVAS | New Leaf Ventures II, L.P. | New Leaf Venture Management II, L.L.C. | Lathi Vijay K 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −17,953,008 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | Fishman Corey N. Officer (COO & CFO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −179,531 0 owned after | $0.00 | 2012-07-26 | |
| 2012-07-24 | GOLDSTEIN DOV A MD Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Aisling Capital III, LP | C Conversion of derivative security | −16,157,707 0 owned after | $0.00 | 2012-07-25 | |
| 2012-07-24 | Aisling Capital Partners III LLC | ELMS STEVE | Aisling Capital Partners III LP | AISLING CAPITAL III LP | SCHIFF ANDREW N | Purcell Dennis J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Aisling Capital III, LP | C Conversion of derivative security | −16,157,707 0 owned after | $0.00 | 2012-07-25 | |
| 2012-07-24 | SOFINNOVA VENTURE PARTNERS VII L P | Buatois Eric | POWELL MICHAEL | HEALY JAMES | Sofinnova Management VII, L.L.C. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,683,094 0 owned after | $0.00 | 2012-07-25 | |
| 2012-07-24 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | BLAIR JAMES C 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | Halak Brian K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | Halak Brian K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | Domain Partners VIII, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | DP VIII Associates, L.P. 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | VITULLO NICOLE Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | VITULLO NICOLE Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | TREU JESSE I 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | SCHOEMAKER KATHLEEN K 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | C Conversion of derivative security | −2,227,596 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-24 | DOVEY BRIAN H 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | C Conversion of derivative security | −16,529 0 owned after | $0.00 | 2012-07-24 | |
| 2012-07-19 holding as of filing | SOFINNOVA VENTURE PARTNERS VII L P | HEALY JAMES | Sofinnova Management VII, L.L.C. 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2012-07-19 | ||
| 2012-07-18 holding as of filing | HUNT RONALD Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Canaan VIII LP | Canaan Partners VIII LLC Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Domain Partners VIII, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Ahrens Brenton Karl Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | New Leaf Venture Associates II, L.P. | AKKARAJU SRINIVAS | Delagardelle Jeani | New Leaf Venture Management II, L.L.C. | New Leaf Ventures II, L.P. | Chambon Philippe O. | NIEDEL JAMES | Lathi Vijay K 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Fishman Corey N. Officer (COO, Secretary & Treasurer), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Pe Benjamin Manlaui 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Edick Paul R Director, Officer (CEO and President), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Dunne Michael W. Officer (Chief Medical Officer), 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | HORNER GEORGE F III Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | DP VIII Associates, L.P. 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | BLAIR JAMES C 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | SCHOEMAKER KATHLEEN K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | VITULLO NICOLE Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | VITULLO NICOLE Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Halak Brian K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Domain Partners VIII, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | Halak Brian K 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DP VIII Associates, L.P. | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | GOLDSTEIN DOV A MD Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-07-18 | ||
| 2012-07-18 holding as of filing | AISLING CAPITAL III LP | Aisling Capital Partners III LLC | Purcell Dennis J | Aisling Capital Partners III LP | ELMS STEVE | SCHIFF ANDREW N 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Aisling Capital III, LP | Holding | no price filed | 2012-07-18 | ||
| 2012-03-15 | HORNER GEORGE F III Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +127,907 448,825 owned after | $1.00 | 2012-07-26 | |
| 2012-03-15 | Dunne Michael W. Officer (Chief Medical Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,581 89,764 owned after | $1.00 | 2012-07-26 | |
| 2012-03-15 | Edick Paul R Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +44,767 157,088 owned after | $1.00 | 2012-07-26 | |
| 2012-03-15 | Fishman Corey N. Officer (COO & CFO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +51,163 179,531 owned after | $1.00 | 2012-07-26 |