DUFF & PHELPS CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-04-23: Form 8-K; Period of report 2013-04-23; Description 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 2.01.
- 2013-04-22: Form 8-K; Period of report 2013-04-22; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2013-02-25: Form 8-K; Period of report 2013-02-25; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2013-02-12: Form 8-K; Period of report 2013-02-12; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-04-23 | 8-K | 2013-04-23 | 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 2.01 The information set forth in the Introduction above and Item 5.01 below is incorporated herein by reference. 2.03 On the Closing Date, in connection with the Mergers, the Company entered into a credit agreement (the “Credit Agreement”) among the Company, as borrower, Parent, Credit Suisse AG, Cayman Islands Branch, as administrative agent and collateral agent, Bank of America, N.A., as a letter of credit issuer, the other lenders party thereto, and Credit Suisse Securities (USA) LLC, Barclays Bank PLC, and RBC Capital Markets as Joint Lead Arrangers and Joint Bookrunners. 3.01 As a result of the Company Merger, all shares of the Company’s common stock were cancelled and, other than the Excluded Shares, were converted into the right to receive the Merger Consideration. 3.03 As a result of the consummation of the Mergers on April 23, 2013, each outstanding share of the Company’s Class A common stock (other than the Excluded Shares) was converted into the right to receive the Merger Consideration. 5.01 The information set forth in the Introduction above and Item 5.02 below is incorporated herein by reference. 5.02 In connection with the consummation of the Company Merger, all of the directors of the Company (other than Mr. Gottdiener) resigned from their positions as directors of the Company, as of the effective time of the Company Merger. 5.03 At the effective time of the Company Merger, on April 23, 2013, the certificate of incorporation and the by-laws of the Company, each as in effect immediately prior to the Company Merger, were amended in their entirety in accordance with the terms of the Merger Agreement and became the certificate of incorporation and by-laws, respectively, of the surviving corporation. 8.01 A copy of the press release announcing the completion of the Merger is attached as Exhibit 99.1 hereto and incorporated herein by reference. | dakota8k.htm |
| 2013-04-22 | 8-K | 2013-04-22 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On April 22, 2013, at a special meeting (the “Special Meeting”) of stockholders of Duff & Phelps Corporation, a Delaware corporation (the “Company”), the Company’s stockholders approved the proposal to adopt the Agreement and Plan of Merger, dated December 30, 2012 (the “Merger Agreement”), by and among the Company, Duff & Phelps Acquisitions, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company (“DPA”), Dakota Holding Corporation, a Delaware corporation (“Parent”), Dakota Acquisition I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub I”), and Dakota Acquisition II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I (“Merger Sub II”), pursuant to which Merger Sub II will merge with and into DPA (the “DPA Merger”) with DPA surviving as a wholly owned subsidiary of Merger Sub I and immediately thereafter Merger Sub I will merge with and into the Company (together with the DPA Merger, the “Mergers”) with the Company surviving as a wholly owned subsidiary of Parent. | d525461d8k.htm |
| 2013-02-25 | 8-K | 2013-02-25 | 2.02 Results of Operations and Financial Condition | 2.02 On February 25, 2013, Duff & Phelps Corporation issued a press release announcing its financial results for the quarter and year ended December 31, 2012. | a8kearningsreleaseq42012.htm |
| 2013-02-12 | 8-K | 2013-02-12 | 8.01 Other Events | 8.01 Attached as Exhibit 99.1 is a copy of Duff & Phelps Corporation's (the “Company”) press release dated February 11, 2013 announcing the expiration of the “go-shop” period pursuant to the terms of the previously announced merger agreement, dated as of December 30, 2012, between the Company, Duff & Phelps Acquisitions, LLC, the Company's wholly owned subsidiary, and a consortium (the “Consortium”) comprising controlled affiliates of or funds managed by The Carlyle Group, Stone Point Capital LLC, Pictet & Cie and The Edmond de Rothschild Group. | a8kgoshopexpire.htm |
| 2012-12-31 | 8-K | 2012-12-31 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 The information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 5.02 by reference. 8.01 On December 30, 2012, the Company issued a press release announcing that the parties had entered into the Merger Agreement. | a8kdakotamergeragreement.htm |
| 2012-12-05 | 8-K/A | 2012-12-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported, Norman S. Matthews was appointed to the Board of Directors of the Company on October 24, 2012. | a8kaamendnsmelectionofdire.htm |
| 2012-10-29 | 8-K | 2012-10-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 24, 2012, the board of directors (the “Board”) of Duff & Phelps Corporation (the “Company”) appointed Norman S. Matthews as a new director, effective immediately, and appointed him to serve as a member of the Nominating and Corporate Governance Committee of the Board. | a8kappointnsm.htm |
| 2012-10-25 | 8-K | 2012-10-25 | 2.02 Results of Operations and Financial Condition | 2.02 On October 25, 2012, Duff & Phelps Corporation issued a press release announcing its financial results for the three and nine months ended October 25, 2012. | a8kearningsreleaseq32012.htm |
| 2012-10-22 | 8-K | 2012-10-22 | 3.02 Unregistered Sales of Equity Securities | 3.02 On October 18, 2012, Duff & Phelps Corporation (the “Company”) issued an aggregate of 176,372 shares of Class A common stock to the sellers of the ownership interests of CETERIS US, LLC which were purchased by a subsidiary of the Company. | a8kdocumentceteris.htm |
| 2012-08-13 | 8-K | 2012-08-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8kboafifthamend.htm |
| 2012-08-09 | 8-K | 2012-08-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Definitive Material Agreement. | a8kunderwritingagreement.htm |
| 2012-07-24 | 8-K | 2012-07-24 | 2.02 Results of Operations and Financial Condition | 2.02 On July 24, 2012, Duff & Phelps Corporation issued a press release announcing its financial results for the three and six months ended June 30, 2012. | a8kearningsreleaseq22012.htm |
| 2012-05-22 | 8-K | 2012-05-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On May 18, 2012, Duff & Phelps Corporation (the “Company”) entered into an amended and restated letter agreement (the “Amended Letter Agreement”) with Patrick M. Puzzuoli, the Company's Executive Vice President and Chief Financial Officer, with respect to certain terms and conditions applying to his employment. | a2012-05x188kdoc.htm |
| 2012-04-24 | 8-K | 2012-04-24 | 2.02 Results of Operations and Financial Condition | 2.02 On April 24, 2012, Duff & Phelps Corporation issued a press release announcing its financial results for the quarter ended March 31, 2012. | a8kq12012earningsrelease.htm |
| 2012-04-23 | 8-K | 2012-04-23 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Duff & Phelps Corporation (the "Company") held its annual meeting of stockholders on April 19, 2012. | a8kannualmeetingresults.htm |
| 2012-04-23 | 8-K/A | 2012-04-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported, Gordon A. Paris was appointed to the Board of Directors of the Company on March 1, 2012. | a8kaamendgapelectionofdire.htm |
| 2012-03-02 | 8-K | 2012-02-27 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8kdocofferingua.htm |
| 2012-03-01 | 8-K | 2012-03-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 1, 2012, the board of directors (the “Board”) of Duff & Phelps Corporation (the “Company”) appointed Gordon A. Paris as a new director, effective immediately. | a8kappointmentgap.htm |
| 2012-02-15 | 8-K | 2012-02-15 | 2.02 Results of Operations and Financial Condition | 2.02 On February 15, 2012, Duff & Phelps Corporation issued a press release announcing its financial results for the quarter and year ended December 31, 2011. | a8kearningsreleaseq42011.htm |
| 2012-02-02 | 8-K | 2012-02-02 | 8.01 Other Events | 8.01 Duff & Phelps Corporation (the “Company”) has scheduled its 2012 Annual Meeting of Stockholders (the “Annual Meeting”) to be held at the corporate headquarters of the Company, at 55 East 52nd Street, 31st Floor, New York, NY 10055, on April 19, 2012, at 9:00 AM, Eastern Daylight Saving Time. | a8kdocannualmeeting.htm |
| 2012-01-04 | 8-K | 2012-01-04 | 3.02 Unregistered Sales of Equity Securities | 3.02 On December 30, 2011, Duff & Phelps Corporation (the “Company”) issued an aggregate of 172,706 shares of Class A common stock to the sellers of PMIB, LLC (d/b/a Pagemill Partners) which was merged into a subsidiary of the Company. | a8kdocumentpagemill.htm |
| 2011-12-12 | 8-K | 2011-12-09 | 3.02 Unregistered Sales of Equity Securities | 3.02 On December 9, 2011, Duff & Phelps Corporation (the “Company”) issued an aggregate of 69,180 shares of Class A common stock to the sellers of certain assets of the Toronto financial restructuring practice of RSM Richter which was purchased by a subsidiary of the Company. | a8kdocumentrichter.htm |
| 2011-11-01 | 8-K | 2011-11-01 | 2.02 Results of Operations and Financial Condition | 2.02 On November 1, 2011, Duff & Phelps Corporation issued a press release announcing its financial results for the three and nine months ended September 30, 2011. | a8kearningsreleaseq32011.htm |
| 2011-10-31 | 8-K/A | 2011-10-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported, John Kritzmacher was appointed to the Board of Directors of the Company on September 13, 2011. | a8kaamendelectionofdirector.htm |
| 2011-10-31 | 8-K | 2011-10-31 | 3.02 Unregistered Sales of Equity Securities | 3.02 On October 31, 2011, Duff & Phelps Corporation (the “Company”) issued an aggregate of 714,314 shares of Class A common stock to the sellers of substantially all of the assets of MCR which were purchased by a subsidiary of the Company. | a8kdocumentmcr.htm |
| 2011-10-17 | 8-K | 2011-10-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The description of the Amendment above under Item 1.01 is incorporated by reference herein. | a8kdocument2.htm |
| 2011-09-15 | 8-K | 2011-09-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 13, 2011, the board of directors (the “Board”) of Duff & Phelps Corporation (the “Company”) appointed John Kritzmacher as a new director, effective immediately. | a8kdocument1.htm |
| 2011-08-15 | 8-K | 2011-08-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8-kboathirdamendment.htm |
| 2011-07-27 | 8-K | 2011-07-27 | 2.02 Results of Operations and Financial Condition | 2.02 On July 27, 2011, Duff & Phelps Corporation issued a press release announcing its financial results for the three and six months ended June 30, 2011. | v229857_8k.htm |
| 2011-07-05 | 8-K | 2011-06-30 | 3.02 Unregistered Sales of Equity Securities | 3.02 On June 30, 2011, Duff & Phelps Corporation (the “Company”) issued an aggregate of 205,357 shares of Class A common stock to the sellers of the partnership interests of Growth Capital Partners L.P. (“GCP”), in connection with the acquisition of all of the partnership interests of GCP by subsidiaries of the Company. | v227812_8k.htm |
| 2011-05-16 | 8-K | 2011-05-12 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Duff & Phelps Corporation (the “Company”) held its annual meeting of stockholders on May 12, 2011. | v222999_8k.htm |
| 2011-04-27 | 8-K | 2011-04-27 | 2.02 Results of Operations and Financial Condition | 2.02 On April 27, 2011, Duff & Phelps Corporation issued a press release announcing its financial results for the quarter ended March 31, 2011. | v219808_8k.htm |
| 2011-03-16 | 8-K | 2011-03-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On March 11, 2011, the compensation committee of the board of directors (the “Compensation Committee”) of Duff & Phelps Corporation (the “Company”) approved an executive compensation program for 2011 for Noah Gottdiener, Chief Executive Officer & President, Patrick M. Puzzuoli, EVP & Chief Financial Officer, Jacob L. Silverman, EVP, Corporate Development and Segment Leader, Investment Banking, Brett A. Marschke, EVP and Chief Operating Officer, and Edward S. Forman, EVP, General Counsel and Secretary (collectively, the “Named Executives”) that includes the following components: (i) base salary; (ii) an annual bonus consisting of (a) cash incentive compensation; and (b) restricted stock awards that become non-forfeitable as to 1/3 of each award on each of the first three anniversaries of the date of grant based on continued employment; and (iii) performance restricted stock awards which become non-forfeitable on the third anniversary of the date of grant if and to the extent targeted total shareholder return (which means an increase in stock price plus dividends) (“TSR”) is attained. | v214894_8k.htm |
| 2011-03-07 | 8-K | 2011-03-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On March 7, 2011, we announced that Jacob Silverman, executive vice president and chief financial officer of Duff & Phelps Corporation (the “Company”), has assumed the role as leader of the Company’s investment banking segment, effective immediately. | v213847_8k.htm |
| 2011-02-28 | 8-K | 2011-02-23 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | v212678_8k.htm |
| 2011-02-23 | 8-K | 2011-02-23 | 2.02 Results of Operations and Financial Condition | 2.02 On February 23, 2011, Duff & Phelps Corporation issued a press release announcing its financial results for the three months and fiscal year ended December 31, 2010. | v212149_8k.htm |
| 2010-12-17 | 8-K | 2010-12-15 | 3.02 Unregistered Sales of Equity Securities | 3.02 On December 15, 2010, Duff & Phelps Corporation (the “Company”) issued an aggregate of 83,277 shares of Class A common stock, including 49,966 shares issued in conjunction with its acquisition by a subsidiary of the Company of certain assets of Dynamic Credit Partners, LLC, Dynamic Credit Analytics, LLC, and Dynamic Credit Management, LLC, and 33,311 shares issued in conjunction with the merger of June Consulting Group, Inc. with and into a subsidiary of the Company. | v205808_8-k.htm |
| 2010-11-09 | 8-K | 2010-11-08 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | v201383_8k.htm |
| 2010-10-29 | 8-K/A | 2010-10-28 | 2.02 Results of Operations and Financial Condition | 2.02 On October 28, 2010, Duff & Phelps Corporation (the “Company”) issued a press release to correct certain information in the “Results of Operations by Segment” table of its earnings release, originally issued October 28, 2010, announcing its financial results for the three and nine months ended September 30, 2010. | v200375_8-ka.htm |
| 2010-10-28 | 8-K | 2010-10-28 | 2.02 Results of Operations and Financial Condition | 2.02 On October 28, 2010, Duff & Phelps Corporation issued a press release announcing its financial results for the three and nine months ended September 30, 2010. | v200179_8k.htm |
| 2010-07-29 | 8-K | 2010-07-29 | 2.02 Results of Operations and Financial Condition | 2.02 On July 29, 2010, Duff & Phelps Corporation issued a press release announcing its financial results for the three and six months ended June 30, 2010. | v191738_8k.htm |
| 2010-06-17 | 8-K | 2010-06-15 | 3.02 Unregistered Sales of Equity Securities | 3.02 On June 15, 2010, Duff & Phelps Corporation (the “Company”) issued an aggregate of 71,656 shares of Class A common stock to the shareholders of Cole Valuation Partners Limited (“Cole”), in connection with the acquisition of Cole by a subsidiary of the Company. | v188406_8k.htm |
| 2010-05-10 | 8-K | 2010-05-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Duff & Phelps Corporation (the “Company”) held its annual meeting of stockholders on May 6, 2010. | v184063_8k.htm |
| 2010-04-29 | 8-K | 2010-04-29 | 2.02 Results of Operations and Financial Condition | 2.02 On April 29, 2010, Duff & Phelps Corporation issued a press release announcing its financial results for the three months ended March 31, 2010. | v182787_8k.htm |
| 2010-04-26 | 8-K | 2010-04-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On April 22, 2010, we announced that Gerard Creagh, president of Duff & Phelps Corporation (the “Company”) will leave the Company to pursue other interests. | v182208_8k.htm |
| 2010-02-23 | 8-K | 2010-02-23 | 2.02 Results of Operations and Financial Condition | 2.02 On February 23, 2010, Duff & Phelps Corporation issued a press release announcing its financial results for the fiscal year and the three months ended December 31, 2009. | v175251_8k.htm |
| 2009-11-09 | 8-K | 2009-11-04 | 1.01 Entry into a Material Definitive Agreement | 1.01 On November 4, 2009, Duff & Phelps Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Goldman, Sachs & Co., as the underwriter (the “Underwriter”), pursuant to which the Company agreed to sell to the Underwriter 2,500,000 shares of Class A common stock, par value $0.01 per share (the “Shares”). | v165193_8k.htm |
| 2009-11-03 | 8-K | 2009-11-03 | 2.02 Results of Operations and Financial Condition | 2.02 On November 3, 2009, Duff & Phelps Corporation issued a press release announcing its financial results for the three and nine months ended September 30, 2009. | v164514_8k.htm |
| 2009-10-16 | 8-K | 2009-10-16 | 8.01 Other Events | 8.01 Duff & Phelps Corporation (the “Company”) currently anticipates that, pursuant to Section 2.1 of the Registration Rights Agreement, dated as of October 3, 2007, by and among the Company and the stockholders of the Company party thereto, it will soon file a Shelf Registration Statement on Form S-3 registering for resale the shares of Class A common stock of the Company issuable to unitholders of Duff & Phelps Acquisitions, LLC (“DPA”) upon exchange of their New Class A Units of DPA for shares of Class A common stock of the Company. | v162955_8k.htm |
| 2009-10-06 | 8-K | 2009-10-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | v162185_8k.htm |
| 2009-08-03 | 8-K | 2009-08-03 | 2.02 Results of Operations and Financial Condition | 2.02 On August 3, 2009, Duff & Phelps Corporation issued a press release announcing its financial results for the three and six months ended June 30, 2009. | v156175_8k.htm |
| 2009-07-17 | 8-K | 2009-07-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 15, 2009, Duff & Phelps, LLC (the "Company"), the primary operating subsidiary of Duff & Phelps Corporation, entered into a Credit Agreement (the "Credit Agreement") with Bank of America, N.A., as administrative agent and the lenders from time to time party thereto, providing for a $30 million senior secured revolving credit facility (the "Credit Facility"), including a $10 million sub-limit for the issuance of letters of credit. 2.03 The information set forth above under Item 1.01 is hereby incorporated by reference into this Item 2.03. | v154975_8k.htm |
| 2009-05-26 | 8-K | 2009-05-22 | 1.02 Termination of a Material Definitive Agreement | 1.02 On May 22, 2009, Duff & Phelps Corporation (the “Company”) terminated the Amended and Restated Credit Agreement (the “Credit Agreement”), dated as of July 30, 2008, by and among Duff & Phelps, LLC, Duff & Phelps Acquisitions, LLC, the persons designated as lenders thereto and General Electric Capital Corporation, in its capacity as Administrative Agent. | v150797_8k.htm |
| 2009-05-18 | 8-K | 2009-05-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 13, 2009, Duff & Phelps Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Goldman, Sachs & Co., as representative of the several underwriters named therein (the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters 7,000,000 shares of common stock, par value $0.01 per share (the “Shares”). | v149686_8k.htm |
| 2009-05-05 | 8-K | 2009-05-05 | 2.02 Results of Operations and Financial Condition | 2.02 On May 5, 2009, Duff & Phelps Corporation issued a press release announcing its financial results for the three months ended March 31, 2009. | v148049_8k.htm |
| 2009-04-24 | 8-K | 2009-04-23 | 3.02 Unregistered Sales of Equity Securities | 3.02 On April 23, 2009, Duff & Phelps Corporation (the “Company”) issued an aggregate of 7,061 shares of Class A common stock to the former stockholders of Financial and IP Analysis, Inc. (d/b/a The Lumin Expert Group) (“Lumin”) as additional merger consideration in connection with the merger of Lumin with and into a subsidiary of the Company. | v146986_8k.htm |
| 2009-02-26 | 8-K | 2009-02-26 | 2.02 Results of Operations and Financial Condition | 2.02 On February 26, 2009, Duff & Phelps Corporation issued a press release announcing its financial results for the fiscal year and the three months ended December 31, 2008. | a09-6311_28k.htm |
| 2008-11-06 | 8-K | 2008-11-06 | 2.02 Results of Operations and Financial Condition | v130679_8k.htm | |
| 2008-09-10 | 8-K | 2008-09-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | v125971_8k.htm | |
| 2008-08-12 | 8-K | 2008-08-08 | 3.02 Unregistered Sales of Equity Securities | v122611_8-k.htm | |
| 2008-08-07 | 8-K | 2008-08-07 | 2.02 Results of Operations and Financial Condition | v122062_8-k.htm | |
| 2008-08-04 | 8-K | 2008-07-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | v121449_8k.htm | |
| 2008-07-17 | 8-K | 2008-07-17 | 3.02 Unregistered Sales of Equity Securities | v120098_8k.htm | |
| 2008-05-20 | 8-K | 2008-05-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | v115353_8k.htm | |
| 2008-05-20 | 8-K | 2008-05-20 | 7.01 Regulation FD Disclosure | v115152_8k.htm | |
| 2008-05-16 | 8-K | 2008-05-15 | 1.01 Entry into a Material Definitive Agreement | v114918_8k.htm | |
| 2008-05-08 | 8-K | 2008-05-08 | 2.02 Results of Operations and Financial Condition | v113106_8k.htm | |
| 2008-04-14 | 8-K | 2008-04-11 | 3.02 Unregistered Sales of Equity Securities | v110446_8k.htm | |
| 2008-03-17 | 8-K | 2008-03-17 | 7.01 Regulation FD Disclosure | v107152_8k.htm | |
| 2008-03-11 | 8-K | 2008-03-11 | 2.02 Results of Operations and Financial Condition | v106511_8k.htm | |
| 2008-02-04 | 8-K | 2008-01-31 | 1.01 Entry into a Material Definitive Agreement | v101753_8-k.htm | |
| 2007-12-11 | 8-K | 2007-12-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | v096988_8k.htm | |
| 2007-11-13 | 8-K | 2007-11-13 | 2.02 Results of Operations and Financial Condition | a07-29164_18k.htm | |
| 2007-10-09 | 8-K | 2007-10-04 | 1.01 Entry into a Material Definitive Agreement | a07-26240_18k.htm |