DreamWorks Animation SKG, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-29: Reporting owner KATZENBERG JEFFREY; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-03-08: Reporting owner O'Connor Heather; Form 3; Security Stock Options (right to buy); Transaction Holding.
- 2010-03-08: Reporting owner O'Connor Heather; Form 3; Security Stock Options (right to buy); Transaction Holding.
- 2010-03-08: Reporting owner O'Connor Heather; Form 3; Security Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-29 | KATZENBERG JEFFREY Director, Officer (Chief Executive Officer), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −423,214 0 owned after | $28.00 exercise price | 2014-10-01 | |
| 2010-03-08 holding as of filing | O'Connor Heather Officer (Chief Accounting Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $26.92 exercise price | 2010-03-08 | ||
| 2010-03-08 holding as of filing | O'Connor Heather Officer (Chief Accounting Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $37.48 exercise price | 2010-03-08 | ||
| 2010-03-08 holding as of filing | O'Connor Heather Officer (Chief Accounting Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $32.30 exercise price | 2010-03-08 | ||
| 2010-03-08 holding as of filing | O'Connor Heather Officer (Chief Accounting Officer) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-03-08 | ||
| 2010-03-05 | Globe Anne Officer (Head of Worldwide Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,964 0 owned after | $31.41 exercise price | 2010-03-09 | |
| 2010-03-05 | Globe Anne Officer (Head of Worldwide Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −870 6,094 owned after | $22.43 exercise price | 2010-03-09 | |
| 2010-03-05 | Globe Anne Officer (Head of Worldwide Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,096 868 owned after | $32.31 exercise price | 2010-03-09 | |
| 2010-03-05 | Globe Anne Officer (Head of Worldwide Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,830 0 owned after | $28.00 exercise price | 2010-03-09 | |
| 2010-01-08 holding as of filing | CHANG JOHN ANDREW Officer (General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $37.48 exercise price | 2010-01-08 | ||
| 2010-01-08 holding as of filing | CHANG JOHN ANDREW Officer (General Counsel) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-08 | ||
| 2009-11-03 holding as of filing | Sullivan Richard Officer (Head of Corporate Finance) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $34.75 exercise price | 2009-11-03 | ||
| 2009-10-30 | Kendrick Katherine Officer (General Counsel & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,929 0 owned after | $22.43 exercise price | 2009-11-03 | |
| 2009-10-30 | Kendrick Katherine Officer (General Counsel & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,214 0 owned after | $28.00 exercise price | 2009-11-03 | |
| 2009-02-18 | KATZENBERG JEFFREY Director, Officer (Chief Executive Officer), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +423,214 423,214 owned after | $28.00 exercise price | 2009-02-20 | |
| 2009-02-18 | ENRICO ROGER A Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,286 89,286 owned after | $28.00 exercise price | 2009-02-20 | |
| 2009-02-18 | Daly Ann Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,679 177,679 owned after | $28.00 exercise price | 2009-02-20 | |
| 2007-11-05 holding as of filing | DAMASCHKE WILLIAM J. | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $22.43 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | DAMASCHKE WILLIAM J. | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $26.92 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | DAMASCHKE WILLIAM J. | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $37.48 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | DAMASCHKE WILLIAM J. | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2007-11-05 | ||
| 2007-11-05 holding as of filing | DAMASCHKE WILLIAM J. | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2007-11-05 | ||
| 2007-03-22 | Globe Anne Officer (Head of Worldwide Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By Spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,264 0 owned after | $22.43 exercise price | 2007-03-27 | |
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $31.41 exercise price | 2007-01-26 | ||
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $22.43 exercise price | 2007-01-26 | ||
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $32.31 exercise price | 2007-01-26 | ||
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $28.00 exercise price | 2007-01-26 | ||
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $28.00 exercise price | 2007-01-26 | ||
| 2007-01-26 holding as of filing | Globe Anne Officer (Head of Worldwide Marketing) | 3 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | Holding | $22.43 exercise price | 2007-01-26 |