Draper Oakwood Technology Acquisition Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-14: Reporting owner Draper Oakwood Investments LLC; Form 3; Security Class F Common Stock; Transaction Holding.
- 2017-09-14: Reporting owner Perry Roderick William; Form 3; Security Class F Common Stock; Transaction Holding.
- 2017-09-14: Reporting owner Erfan Ali; Form 3; Security Class F Common Stock; Transaction Holding.
- 2017-09-14: Reporting owner Atterbury Richard William; Form 3; Security Class F Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-14 holding as of filing | Draper Oakwood Investments LLC 10% Owner | 3 | Class F Common Stock Derivative · Direct | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Perry Roderick William Director, 10% Owner | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Erfan Ali Director | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Atterbury Richard William Director | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Turner Gabe Director | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Gorenc Frank General Director | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 | ||
| 2017-09-14 holding as of filing | Aamer Sarfraz Director, Officer (CEO and CFO), 10% Owner | 3 | Class F Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2017-09-14 |