DPL LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-06: Reporting owner BARBAS PAUL M; Form 4; Security DPL Inc. Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-01: Reporting owner STEPHENSON GARY G; Form 4; Security DPL Inc. Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-04-27: Reporting owner Gillen John J; Form 4; Security DPL Inc. Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-07: Reporting owner McCabe Daniel J; Form 3; Security DPL Inc. Restricted Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-06 | BARBAS PAUL M Officer (President and CEO) | 4 | DPL Inc. Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 39,000 owned after | $28.34 | 2008-05-08 | |
| 2007-08-01 | STEPHENSON GARY G Officer (Sr. VP, Power Production) | 4 | DPL Inc. Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 8,000 owned after | $26.60 | 2007-08-03 | |
| 2007-04-27 | Gillen John J Officer (Senior VP & CFO) | 4 | DPL Inc. Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $31.76 | 2007-05-01 | |
| 2007-03-07 holding as of filing | McCabe Daniel J Officer (Vice President, Human Resource) | 3 | DPL Inc. Restricted Stock Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2007-03-07 | |
| 2007-02-01 | STEPHENSON GARY G Officer (Vice President) | 4 | DPL Inc. Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $28.97 | 2007-02-05 | |
| 2006-12-31 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,262 18,425 owned after | $27.74 | 2007-01-03 | |
| 2006-12-31 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +796 96,016 owned after | $27.74 | 2007-01-03 | |
| 2006-12-31 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +379 6,365 owned after | $27.74 | 2007-01-03 | |
| 2006-12-31 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +315 3,718 owned after | $27.74 | 2007-01-03 | |
| 2006-12-31 | BISHOP PAUL R Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243 32,199 owned after | $27.74 | 2007-01-03 | |
| 2006-10-24 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343 5,931 owned after | $27.37 | 2006-10-24 | |
| 2006-10-05 holding as of filing | BARBAS PAUL M Officer (President and CEO) | 3 | DPL Inc. Restricted Stock Non-derivative · Direct | Holding | 19,000 owned after | no price filed | 2006-10-05 | |
| 2006-09-30 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,586 17,004 owned after | $27.12 | 2006-10-03 | |
| 2006-09-30 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,918 94,367 owned after | $27.12 | 2006-10-03 | |
| 2006-09-30 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +830 5,588 owned after | $27.12 | 2006-10-03 | |
| 2006-09-30 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +627 3,371 owned after | $27.12 | 2006-10-03 | |
| 2006-09-30 | BISHOP PAUL R Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +691 31,671 owned after | $27.12 | 2006-10-03 | |
| 2006-07-25 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148 15,270 owned after | $26.96 | 2006-07-27 | |
| 2006-07-25 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148 91,598 owned after | $26.96 | 2006-07-27 | |
| 2006-07-25 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +392 4,709 owned after | $26.96 | 2006-07-27 | |
| 2006-07-25 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37 2,715 owned after | $26.96 | 2006-07-27 | |
| 2006-07-25 | BISHOP PAUL R Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37 30,695 owned after | $26.96 | 2006-07-27 | |
| 2006-06-30 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,281 4,317 owned after | $26.49 | 2006-07-05 | |
| 2006-06-30 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,997 91,450 owned after | $26.49 | 2006-07-05 | |
| 2006-06-30 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,326 15,122 owned after | $26.49 | 2006-07-05 | |
| 2006-06-30 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,037 2,678 owned after | $26.49 | 2006-07-05 | |
| 2006-06-30 | BISHOP PAUL R Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +794 30,658 owned after | $26.49 | 2006-07-05 | |
| 2006-04-03 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,086 11,659 owned after | $25.81 | 2006-04-04 | |
| 2006-04-03 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,240 86,618 owned after | $25.81 | 2006-04-04 | |
| 2006-04-03 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326 3,000 owned after | $25.81 | 2006-04-04 | |
| 2006-04-03 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +309 1,618 owned after | $25.81 | 2006-04-04 | |
| 2006-04-03 | BISHOP PAUL R Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +271 29,583 owned after | $25.81 | 2006-04-04 | |
| 2006-01-25 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +217 10,464 owned after | $26.84 | 2006-01-27 | |
| 2006-01-03 | SIFFERLEN NED J Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,073 10,245 owned after | $27.10 | 2006-01-03 | |
| 2006-01-03 | LYLES LESTER L Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +474 6,375 owned after | $27.10 | 2006-01-03 | |
| 2006-01-03 | HILLENBRAND W AUGUST Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,073 84,557 owned after | $27.10 | 2006-01-03 | |
| 2006-01-03 | HARDER GLENN E Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 2,646 owned after | $27.10 | 2006-01-03 | |
| 2006-01-03 | GRAHAM BARBARA S Director | 4 | Restricted Share Units Derivative · Indirect · See | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +268 1,294 owned after | $27.10 | 2006-01-03 |