DIRECTV Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-05: Reporting owner Cho Jennifer; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-02-23: Reporting owner WHITE MICHAEL D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-23: Reporting owner PONTUAL ROMULO; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-23: Reporting owner HUNTER LARRY D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-05 | Cho Jennifer Officer (Senior VP and Treasurer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,274 0 owned after | $0.00 | 2015-03-06 | |
| 2015-02-23 | WHITE MICHAEL D Director, Officer (Chairman, President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,951 85,951 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | PONTUAL ROMULO Officer (Exec. VP) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,715 18,715 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | HUNTER LARRY D Officer (Exec. VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,350 25,350 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | DOYLE PATRICK T Officer (Exec. VP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,013 19,013 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | CHURCHILL BRUCE Officer (Exec.VP) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,739 29,739 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | Cho Jennifer Officer (Senior VP and Treasurer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,298 4,298 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | Bosch Joseph A Officer (Exec. VP and Chief HR Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,815 15,815 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | Adams Steven a Officer (Sr. VP, Controller and CAO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,866 2,866 owned after | $87.26 exercise price | 2015-02-25 | |
| 2015-02-23 | VINCIQUERRA ANTHONY J Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 3,940 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | NORRINGTON LORRIE M Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 11,160 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | LEE CHARLES R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 28,340 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | DOLL DIXON Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 9,730 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | DILLON DAVID B Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,490 3,230 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | BOYD RALPH F JR Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 8,890 owned after | no price filed | 2015-02-24 | |
| 2015-02-23 | AUSTRIAN NEIL R Director | 4 | Deferred Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +1,490 25,730 owned after | no price filed | 2015-02-24 | |
| 2014-09-18 holding as of filing | Adams Steven a Officer (Sr. VP, Controller and CAO) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-09-18 | ||
| 2014-05-05 holding as of filing | Cho Jennifer Officer (Senior VP and Treasurer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-05-05 | ||
| 2014-05-05 holding as of filing | Cho Jennifer Officer (Senior VP and Treasurer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-05-05 | ||
| 2014-02-21 | VINCIQUERRA ANTHONY J Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 2,450 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | NORRINGTON LORRIE M Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 9,670 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | LEE CHARLES R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 26,850 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | DOLL DIXON Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 8,240 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | DILLON DAVID B Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 1,740 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | BOYD RALPH F JR Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 7,400 owned after | no price filed | 2014-02-25 | |
| 2014-02-21 | AUSTRIAN NEIL R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,740 24,240 owned after | no price filed | 2014-02-25 | |
| 2013-12-19 | Bosch Joseph A Officer (Exec. VP and Chief HR Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,584 7,584 owned after | $65.93 exercise price | 2014-06-04 | |
| 2013-09-18 holding as of filing | VINCIQUERRA ANTHONY J Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-09-18 holding as of filing | VINCIQUERRA ANTHONY J Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2013-09-18 | ||
| 2013-02-22 | WHITE MICHAEL D Director, Officer (Chairman, President and CEO) | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +518,880 518,880 owned after | $0.00 | 2013-02-26 | |
| 2013-02-15 | NORRINGTON LORRIE M Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 7,930 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | LEE CHARLES R Director | 4 | Deferred Stocnk Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 25,110 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | DOLL DIXON Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 6,500 owned after | $0.00 | 2013-02-20 | |
| 2013-02-15 | AUSTRIAN NEIL R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 22,500 owned after | $0.00 | 2013-02-20 | |
| 2012-02-24 | Bosch Joseph A Officer (Exec. VP and Chief HR Officer) | 4/A | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +409 3,132 owned after | no price filed | 2014-02-06 | |
| 2012-02-24 | DOYLE PATRICK T Officer (Exec. VP and CFO) | 4/A | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +496 3,802 owned after | no price filed | 2014-02-06 | |
| 2012-02-24 | HUNTER LARRY D Officer (Exec. VP and General Counsel) | 4/A | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 5,939 owned after | no price filed | 2014-02-06 | |
| 2012-02-24 | Murphy John Francis Officer (Senior VP, Controller & CAO) | 4/A | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120 915 owned after | no price filed | 2014-02-06 | |
| 2012-02-24 | PONTUAL ROMULO Officer (Exec. VP) | 4/A | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +518 3,970 owned after | no price filed | 2014-02-06 | |
| 2012-02-24 | Bosch Joseph A Officer (Exec. VP and Chief HR Officer) | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,723 2,723 owned after | $45.32 exercise price | 2012-02-28 | |
| 2012-02-24 | DOYLE PATRICK T Officer (Exec. VP Treas and CFO) | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,306 3,306 owned after | $45.32 exercise price | 2012-02-28 | |
| 2012-02-24 | HUNTER LARRY D Officer (Exec. VP and General Counsel) | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,164 5,164 owned after | $45.32 exercise price | 2012-02-28 | |
| 2012-02-24 | Murphy John Francis Officer (Senior VP, Controller & CAO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +795 795 owned after | $45.32 exercise price | 2012-02-28 | |
| 2012-02-24 | PONTUAL ROMULO Officer (Exec. VP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,452 3,452 owned after | $45.32 exercise price | 2012-02-28 | |
| 2012-02-21 | AUSTRIAN NEIL R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,670 19,850 owned after | $0.00 | 2012-02-23 | |
| 2012-02-21 | DOLL DIXON Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,670 3,850 owned after | $0.00 | 2012-02-23 | |
| 2012-02-21 | LEE CHARLES R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,670 22,460 owned after | $0.00 | 2012-02-23 | |
| 2012-02-21 | NORRINGTON LORRIE M Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,670 5,280 owned after | $0.00 | 2012-02-23 | |
| 2011-08-03 holding as of filing | DOLL DIXON Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2011-08-03 | ||
| 2011-02-28 | NORRINGTON LORRIE M Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,610 2,610 owned after | $0.00 | 2011-03-01 | |
| 2011-02-28 | LEE CHARLES R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,610 19,790 owned after | $0.00 | 2011-03-01 | |
| 2010-02-23 | LEE CHARLES R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,560 17,180 owned after | $0.00 | 2010-02-25 | |
| 2010-02-23 | GOULD PAUL A Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,560 3,560 owned after | $0.00 | 2010-02-25 | |
| 2010-02-23 | AUSTRIAN NEIL R Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,560 3,560 owned after | $0.00 | 2010-02-25 | |
| 2009-11-25 holding as of filing | LEE CHARLES R Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2009-11-25 | ||
| 2009-11-25 holding as of filing | LUND PETER A Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2009-11-25 | ||
| 2009-11-25 holding as of filing | AUSTRIAN NEIL R Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2009-11-25 | ||
| 2009-11-25 holding as of filing | Saban Haim Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2009-11-25 | ||
| 2009-11-25 holding as of filing | Saban Haim Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-11-25 | ||
| 2009-11-25 holding as of filing | BOYD RALPH F JR Director | 3 | Deferred Stock Unit Derivative · Direct | Holding | no price filed | 2009-11-25 |