Diego Pellicer Worldwide, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-24: Reporting owner THOMPSON DAVID MICHAEL; Form 3; Security 1,224,795; Transaction Holding.
- 2017-10-24: Reporting owner THOMPSON DAVID MICHAEL; Form 3; Security 1,224,795; Transaction Holding.
- 2017-10-24: Reporting owner Gonfiantini Nello III; Form 3; Security 200,000; Transaction Holding.
- 2017-10-24: Reporting owner Gonfiantini Nello III; Form 3; Security 200,000; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-24 holding as of filing | THOMPSON DAVID MICHAEL Officer (Vice President - Finance) | 3 | 1,224,795 Derivative · Direct | Holding | $0.25 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | THOMPSON DAVID MICHAEL Officer (Vice President - Finance) | 3 | 1,224,795 Derivative · Direct | Holding | $0.25 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 200,000 Derivative · Direct | Holding | $0.30 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 200,000 Derivative · Direct | Holding | $0.30 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 200,000 Derivative · Direct | Holding | $0.30 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 200,000 Derivative · Direct | Holding | $0.30 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 200,000 Derivative · Direct | Holding | $0.30 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 1,224,795 Derivative · Direct | Holding | $0.25 exercise price | 2017-10-24 | ||
| 2017-10-24 holding as of filing | Gonfiantini Nello III Officer (Vice President - Real Estate) | 3 | 1,224,795 Derivative · Direct | Holding | $0.25 exercise price | 2017-10-24 |