DGT HOLDINGS CORP. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-14: Reporting owner MCPEAK MERRILL A/; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-12-14: Reporting owner Zorko Mark A; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-12-13: Reporting owner STEEL PARTNERS HOLDINGS L.P. | Steel Partners LLC | LICHTENSTEIN WARREN G | STEEL PARTNERS II LP; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-12-13: Reporting owner STEEL PARTNERS HOLDINGS L.P. | Steel Partners LLC | LICHTENSTEIN WARREN G | STEEL PARTNERS II LP; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-14 | MCPEAK MERRILL A/ Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −41,116 0 owned after | $0.60 exercise price | 2010-12-16 | |
| 2010-12-14 | Zorko Mark A Officer (Chief Financial Officer) | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −60,000 0 owned after | $0.60 exercise price | 2010-12-16 | |
| 2010-12-13 | STEEL PARTNERS HOLDINGS L.P. | Steel Partners LLC | LICHTENSTEIN WARREN G | STEEL PARTNERS II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −6,753,941 0 owned after | $0.60 exercise price | 2010-12-15 | |
| 2010-12-13 | STEEL PARTNERS HOLDINGS L.P. | Steel Partners LLC | LICHTENSTEIN WARREN G | STEEL PARTNERS II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −57,292 0 owned after | $0.60 exercise price | 2010-12-15 | |
| 2007-02-28 | MCPEAK MERRILL A/ Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +15,000 15,000 owned after | $1.05 exercise price | 2007-03-30 | |
| 2007-02-28 | CZARNECKI GERALD M Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +11,600 11,600 owned after | $1.05 exercise price | 2007-03-29 | |
| 2007-02-27 | LICHTENSTEIN WARREN G | STEEL PARTNERS II LP | STEEL PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,837,415 1,837,415 owned after | $1.05 exercise price | 2007-03-01 |