Desktop Metal, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-09: Reporting owner Linden Josephine; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-09: Reporting owner Sander Kent Reinhold; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-09: Reporting owner NATHANSON MARC B; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-12-09: Reporting owner Zuaiter Abbas F; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Linden Josephine Other (See remarks.) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | Sander Kent Reinhold Other (See remarks.) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | NATHANSON MARC B Other (See remarks.) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | Zuaiter Abbas F Other (See remarks.) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | HPS Investment Partners, LLC Other (See remarks.) | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,403,750 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | Trine Sponsor IH, LLC Other (See remarks.) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,403,750 0 owned after | no price filed | 2020-12-09 | |
| 2020-12-09 | Hindery Leo J. Jr. | 4 | Class B Common Stock Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,403,750 0 owned after | no price filed | 2020-12-09 | |
| 2019-03-14 holding as of filing | Zuaiter Abbas F Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Trine Sponsor IH, LLC 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Sander Kent Reinhold Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | NATHANSON MARC B Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Linden Josephine Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | Hindery Leo J. Jr. Director, Officer (CEO and Chairman), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-14 | ||
| 2019-03-14 holding as of filing | HPS Investment Partners, LLC 10% Owner | 3 | Class B common stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-14 |