DELTATHREE INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-13: Reporting owner Barker Charles F; Form 3; Security 12% Convertible Note due January 2, 2016; Transaction Holding.
- 2012-11-13: Reporting owner Provenzano Gregory; Form 4; Security 12% Convertible Note due March 4, 2014; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-11-13: Reporting owner Provenzano Gregory; Form 4; Security 12% Convertible Note due January 2, 2016; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-13: Reporting owner CASSARA ANTHONY J; Form 4; Security 12% Convertible Note due March 4, 2014; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 holding as of filing | Barker Charles F Director, 10% Owner | 3 | 12% Convertible Note due January 2, 2016 Derivative · Indirect · By D4 Holdings, LLC | Holding | $0.08 exercise price | 2015-03-13 | ||
| 2012-11-13 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000,000 0 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due January 2, 2016 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 10,000,000 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000,000 10,000,000 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due January 2, 2016 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2012-11-15 | ||
| 2012-11-13 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000,000 0 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due January 2, 2016 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 10,000,000 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert | D4 Holdings, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000,000 10,000,000 owned after | $0.08 exercise price | 2012-11-15 | |
| 2012-11-13 | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert | D4 Holdings, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 12% Convertible Note due January 2, 2016 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2012-11-15 | ||
| 2011-08-12 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-08-15 | ||
| 2011-08-12 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-08-15 | ||
| 2011-08-12 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-08-15 | ||
| 2011-08-12 | Praescient, LLC | Stevanovski Robert | Manna Holdings, LLC | D4 Holdings, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-08-15 | ||
| 2011-07-13 | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert | D4 Holdings, LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-07-13 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-07-13 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-07-13 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-06-09 | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert | D4 Holdings, LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-06-09 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-06-09 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-06-09 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-07-15 | ||
| 2011-05-13 | D4 Holdings, LLC | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-05-16 | ||
| 2011-05-13 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-05-16 | ||
| 2011-05-13 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-05-16 | ||
| 2011-05-13 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-05-16 | ||
| 2011-04-14 | D4 Holdings, LLC | Stevanovski Robert | Praescient, LLC | Manna Holdings, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-04-15 | ||
| 2011-04-14 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-04-15 | ||
| 2011-04-14 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-04-15 | ||
| 2011-04-14 | CASSARA ANTHONY J Director | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-04-15 | ||
| 2011-03-24 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-25 | ||
| 2011-03-24 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-25 | ||
| 2011-03-24 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-25 | ||
| 2011-03-24 | D4 Holdings, LLC | Praescient, LLC | Manna Holdings, LLC | Stevanovski Robert Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-25 | ||
| 2011-03-04 | Provenzano Gregory 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-07 | ||
| 2011-03-04 | Stevanovski David Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-07 | ||
| 2011-03-04 | CASSARA ANTHONY J Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-07 | ||
| 2011-03-04 | Stevanovski Robert | Praescient, LLC | Manna Holdings, LLC | D4 Holdings, LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | 12% Convertible Note due March 4, 2014 Derivative · Indirect · By D4 Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.08 exercise price | 2011-03-07 |