DC BRANDS INTERNATIONAL INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-30: Reporting owner Armstrong Bob; Form 4; Security Series A Preferred Stock; Transaction Holding.
- 2013-04-26: Reporting owner Armstrong Bob; Form 4; Security Series A Preferred Stock; Transaction Holding.
- 2012-11-21: Reporting owner Fishman Alan; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2012-06-19: Reporting owner Horgan Stephen F; Form 4; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 holding as of filing | Armstrong Bob Director, Officer (CFO and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 91,111 owned after | no price filed | 2013-04-30 | |
| 2013-04-26 holding as of filing | Armstrong Bob Director, Officer (CFO and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 91,111 owned after | no price filed | 2013-04-26 | |
| 2012-11-21 holding as of filing | Fishman Alan Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See footnote | Holding | 91,111 owned after | no price filed | 2012-11-21 | |
| 2012-06-19 holding as of filing | Horgan Stephen F Director, Officer (Chairman, Pres., COO & CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 91,111 owned after | no price filed | 2012-06-19 | |
| 2012-06-15 holding as of filing | Horgan Stephen F Officer (Chairman, Pres., COO & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | Holding | 91,111 owned after | no price filed | 2012-06-15 | |
| 2012-06-05 | Pearce Richard Other (Former Chairman & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −91,111 0 owned after | $2.74 | 2012-06-07 | |
| 2012-06-05 | Horgan Stephen F Director, Officer (Chairman, CEO, Pres. and COO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +91,111 91,111 owned after | $2.74 | 2012-06-07 | |
| 2010-11-17 holding as of filing | Pearce Richard Director, Officer (President and CEO), 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 91,111 owned after | no price filed | 2010-11-17 |