DC BRANDS INTERNATIONAL INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-06-15: Federal exemption Rule 506; Types of securities offered Promissory Note and Convertible Preferred Stock; Date of first sale 2011-06-03; Total offering amount $7,500,000.
- 2010-04-27: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2007-11-06; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-06-15 | Rule 506 | Promissory Note and Convertible Preferred Stock | 2011-06-03 | $7,500,000 | $875,000 | $6,625,000 | 3 |
| 2010-04-27 D/A | Rule 506 | Equity; OptionToAcquire | 2007-11-06 | $5,000,000 | $3,379,000 | $1,621,000 | 90 |