DBUB GROUP, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-07: Reporting owner ZHANG JIAN; Form 3; Security Option to Purchase Common Stock, par value $0.0001 per share; Transaction Holding.
- 2010-06-16: Reporting owner ZHANG JIAN; Form 4; Security Option to Purchase Common Stock, par value $0.0001 per share; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-02-21: Reporting owner MAVIS TODD L; Form 3; Security Option; Transaction Holding.
- 2007-02-13: Reporting owner Berents Kenneth T; Form 3; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-07 holding as of filing | ZHANG JIAN Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock, par value $0.0001 per share Derivative · Direct | Holding | $1.11 exercise price | 2011-03-07 | ||
| 2010-06-16 | ZHANG JIAN Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock, par value $0.0001 per share Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 200,000 owned after | $0.33 exercise price | 2011-03-07 | |
| 2007-02-21 holding as of filing | MAVIS TODD L Director | 3 | Option Derivative · Direct | Holding | $3.46 exercise price | 2007-02-21 | ||
| 2007-02-13 holding as of filing | Berents Kenneth T Director | 3 | Option Derivative · Direct | Holding | $4.16 exercise price | 2007-02-13 |