DATAWATCH CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-13: Reporting owner Morrison Michael Anthony; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-02-09: Reporting owner Morrison Michael Anthony; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-01: Reporting owner OSBORNE RICHARD DE J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-07-27: Reporting owner OSBORNE RICHARD DE J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-13 | Morrison Michael Anthony Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $12.92 exercise price | 2018-12-13 | |
| 2018-02-09 | Morrison Michael Anthony Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $3.46 exercise price | 2018-02-13 | |
| 2017-08-01 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.97 exercise price | 2017-08-03 | |
| 2017-07-27 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $4.97 exercise price | 2017-07-31 | |
| 2017-07-26 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.46 exercise price | 2017-07-27 | |
| 2017-07-25 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $3.46 exercise price | 2017-07-27 | |
| 2016-03-07 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,551 0 owned after | $3.61 exercise price | 2016-03-07 | |
| 2016-03-04 | KELLY THOMAS H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.61 exercise price | 2016-03-08 | |
| 2016-03-04 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,309 1,551 owned after | $3.61 exercise price | 2016-03-07 | |
| 2016-03-03 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,140 3,860 owned after | $3.61 exercise price | 2016-03-07 | |
| 2014-09-15 | Gross Harvey Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.03 exercise price | 2014-09-17 | |
| 2014-07-22 | KELLY THOMAS H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.55 exercise price | 2014-07-24 | |
| 2014-07-22 | KELLY THOMAS H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $3.22 exercise price | 2014-07-24 | |
| 2014-06-04 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.55 exercise price | 2014-06-06 | |
| 2014-01-17 | WOOD JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.88 exercise price | 2014-01-21 | |
| 2013-09-09 | Incropera Daniel F Other (SEE REMARKS) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.49 exercise price | 2013-12-09 | |
| 2013-08-28 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.88 exercise price | 2013-09-03 | |
| 2013-04-23 | Morrison Michael Anthony Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $12.92 exercise price | 2013-04-25 | |
| 2013-01-17 | WOOD JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.38 exercise price | 2013-01-18 | |
| 2013-01-16 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.38 exercise price | 2013-01-17 | |
| 2012-03-02 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.88 exercise price | 2012-03-06 | |
| 2012-03-02 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.55 exercise price | 2012-03-06 | |
| 2012-01-31 | WOOD JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 | $0.74 exercise price | 2012-02-01 | |
| 2011-12-30 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $0.74 exercise price | 2012-01-04 | |
| 2011-04-26 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.97 exercise price | 2011-04-28 | |
| 2011-03-08 | WOOD JAMES Director | 4 | Stock Option (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,112 0 owned after | $1.55 exercise price | 2011-03-10 | |
| 2011-02-22 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 70,000 owned after | $0.74 exercise price | 2011-02-24 | |
| 2011-02-22 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 65,000 owned after | $1.38 exercise price | 2011-02-24 | |
| 2011-02-22 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 60,000 owned after | $3.61 exercise price | 2011-02-24 | |
| 2011-02-11 | Morrison Michael Anthony Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.51 exercise price | 2011-02-15 | |
| 2011-02-11 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 78,000 owned after | $3.51 exercise price | 2011-02-15 | |
| 2011-02-03 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,778 0 owned after | $1.55 exercise price | 2011-03-04 | |
| 2010-11-16 | KITCHEN JOHN III Officer (Chief Marketing Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 179,724 owned after | $2.79 exercise price | 2010-11-22 | |
| 2010-11-16 | Incropera Daniel F Officer (Corporate Controller & VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 21,000 owned after | $2.79 exercise price | 2010-11-22 | |
| 2010-11-16 | Gross Harvey Officer (VP, Product Mgmt & Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 28,500 owned after | $2.79 exercise price | 2010-11-22 | |
| 2010-11-16 | Fish Murray Payson Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 43,500 owned after | $2.79 exercise price | 2010-11-22 | |
| 2010-11-16 | Bero Kenneth Paul Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 98,500 owned after | $2.79 exercise price | 2010-11-22 | |
| 2009-11-17 | Clemens Robert Officer (Worldwide V.P. of Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 36,832 owned after | $2.79 exercise price | 2010-11-22 | |
| 2009-11-17 | KITCHEN JOHN III Officer (Chief Marketing Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 173,224 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-11-17 | Incropera Daniel F Officer (Corporate Controller & VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 19,000 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-11-17 | Gross Harvey Officer (VP, Product Mgmt & Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 22,000 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-11-17 | Fish Murray Payson Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 37,000 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-11-17 | Clemens Robert Officer (Worldwide V.P. of Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 30,332 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-11-17 | Bero Kenneth Paul Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 91,500 owned after | $2.35 exercise price | 2009-11-19 | |
| 2009-02-03 | KITCHEN JOHN III Officer (Chief Marketing Officer & SVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 166,724 owned after | $1.61 exercise price | 2009-02-05 | |
| 2009-02-03 | Incropera Daniel F Officer (Corporate Controller & VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 17,000 owned after | $1.61 exercise price | 2009-02-05 | |
| 2009-02-03 | Gross Harvey Officer (VP, Product Mgmt & Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 15,500 owned after | $1.61 exercise price | 2009-02-05 | |
| 2009-02-03 | Fish Murray Payson Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 30,500 owned after | $1.61 exercise price | 2009-02-05 | |
| 2009-02-03 | Clemens Robert Officer (Worldwide V.P. of Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 23,832 owned after | $1.61 exercise price | 2009-02-05 | |
| 2009-02-03 | Bero Kenneth Paul Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 83,000 owned after | $1.61 exercise price | 2009-02-05 | |
| 2008-10-27 holding as of filing | Gross Harvey Officer (VP Enterprise Product Mgmt) | 3 | Stock Option Derivative · Direct | Holding | $5.03 exercise price | 2008-10-27 | ||
| 2008-02-07 holding as of filing | Clemens Robert Officer (Worldwide V.P. of Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.32 exercise price | 2008-02-07 | ||
| 2008-02-07 holding as of filing | Clemens Robert Officer (Worldwide V.P. of Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.03 exercise price | 2008-02-07 | ||
| 2008-01-27 | RIDDIFORD DAVID T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $5.49 exercise price | 2008-01-29 | |
| 2008-01-27 | RIDDIFORD DAVID T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,778 0 owned after | $5.34 exercise price | 2008-01-29 | |
| 2008-01-15 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,446 0 owned after | $1.37 exercise price | 2008-01-16 | |
| 2008-01-15 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.80 exercise price | 2008-01-16 | |
| 2008-01-15 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.70 exercise price | 2008-01-16 | |
| 2008-01-15 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.60 exercise price | 2008-01-16 | |
| 2008-01-15 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $3.22 exercise price | 2008-01-16 | |
| 2007-12-19 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right ro Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,336 5,664 owned after | $4.50 exercise price | 2007-12-21 | |
| 2007-12-19 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right ro Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $0.74 exercise price | 2007-12-21 | |
| 2007-12-07 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $5.06 exercise price | 2007-12-11 | |
| 2007-10-19 | Incropera Daniel F Officer (Corp. Controller & V.P.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $5.03 exercise price | 2007-10-23 | |
| 2007-10-19 | Bero Kenneth Paul Officer (Sr. VP, Enterprise Solutions) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 75,000 owned after | $5.03 exercise price | 2007-10-23 | |
| 2007-09-17 holding as of filing | Incropera Daniel F Officer (Corp. Controller & V.P.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.49 exercise price | 2007-09-17 | ||
| 2007-07-16 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,334 0 owned after | $2.60 exercise price | 2007-07-18 | |
| 2007-07-16 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 1,667 owned after | $3.22 exercise price | 2007-07-18 | |
| 2007-06-26 | Fish Murray Payson Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.27 exercise price | 2007-06-28 | |
| 2007-05-01 | HAGGER ROBERT W Director, Officer (PRESIDENT AND CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,778 0 owned after | $3.80 exercise price | 2007-05-03 | |
| 2007-03-26 | Fish Murray Payson Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.98 exercise price | 2007-03-28 | |
| 2007-02-02 holding as of filing | Bero Kenneth Paul Officer (Sr. VP, Enterprise Solutions) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.83 exercise price | 2007-02-02 | ||
| 2007-02-02 holding as of filing | Bero Kenneth Paul Officer (Sr. VP, Enterprise Solutions) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.49 exercise price | 2007-02-02 | ||
| 2006-03-10 | WOOD JAMES Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.61 exercise price | 2006-03-14 | |
| 2006-03-10 | RIDDIFORD DAVID T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.61 exercise price | 2006-03-14 | |
| 2006-03-10 | POTTER TERRY W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.61 exercise price | 2006-03-14 | |
| 2006-03-10 | OSBORNE RICHARD DE J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.61 exercise price | 2006-03-14 | |
| 2006-03-10 | KELLY THOMAS H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.61 exercise price | 2006-03-14 |