CYNERGISTEK, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-04-16: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Shares of common stock and warrants exercisable for the purchase of shares of common stock; Date of first sale 2020-04-03; Total offering amount Indefinite.
- 2011-08-08: Federal exemption Rule 506; Types of securities offered Offering was for Issuer's Units. Each Unit is composed of (a) $5,000 convertible note, convertible into 5,000 shares of the Issuer's common stock at $1.00 per share & (b) warrant to purchase 1,000 shares of Issuer's common stock at $1.50 per share.; Date of first sale 2011-07-29; Total offering amount $2,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-04-16 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Shares of common stock and warrants exercisable for the purchase of shares of common stock | 2020-04-03 | Indefinite | $0 | Indefinite | 1 |
| 2011-08-08 | Rule 506 | Offering was for Issuer's Units. Each Unit is composed of (a) $5,000 convertible note, convertible into 5,000 shares of the Issuer's common stock at $1.00 per share & (b) warrant to purchase 1,000 shares of Issuer's common stock at $1.50 per share. | 2011-07-29 | $2,500,000 | $1,850,000 | $650,000 | 27 |