CYCLO THERAPEUTICS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-09-03: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2020-08-27; Total offering amount $3,000,000.
- 2019-06-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2019-05-31; Total offering amount $7,442,500.
- 2018-12-28: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2018-12-21; Total offering amount $5,000,000.
- 2017-10-27: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-10-18; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-09-03 | Rule 506(b) | Equity; OptionToAcquire | 2020-08-27 | $3,000,000 | $2,831,114 | $168,886 | 19 |
| 2019-06-05 | Rule 506(b) | Equity; OptionToAcquire | 2019-05-31 | $7,442,500 | $7,442,500 | $0 | 50 |
| 2018-12-28 | Rule 506(b) | Equity; OptionToAcquire | 2018-12-21 | $5,000,000 | $2,125,413 | $2,874,587 | 32 |
| 2017-10-27 | Rule 506(b) | Equity; OptionToAcquire | 2017-10-18 | $5,000,000 | $1,500,000 | $3,500,000 | 26 |
| 2017-03-03 | Rule 506(b) | Equity; OptionToAcquire | 2017-02-23 | $2,014,191 | $2,014,191 | $0 | 37 |
| 2016-06-13 | Rule 506(b) | Equity; OptionToAcquire | 2016-06-07 | $2,000,000 | $2,000,000 | $0 | 23 |