CURAEGIS TECHNOLOGIES, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-12-22: Form 8-K; Period of report 2016-12-16; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2016-11-14: Form 8-K; Period of report 2016-11-14; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2016-11-09: Form 8-K; Period of report 2016-11-07; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2016-09-07: Form 8-K; Period of report 2016-09-07; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-12-22 | 8-K | 2016-12-16 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 During the period beginning on November 8, 2016, and ending on December 16, 2016, CurAegis Technologies, Inc. (the “Company”) conducted subsequent closings pursuant to the Securities Purchase Agreement, dated August 25, 2016 (the “Agreement”) between the Company and the investors listed therein. | crgs20161222_8k.htm |
| 2016-11-14 | 8-K | 2016-11-14 | 7.01 Regulation FD Disclosure | 7.01 On November 14, 2016, the Company issued a press release providing an update of the Company’s accomplishments and business priorities. | crgs20161114_8k.htm |
| 2016-11-09 | 8-K | 2016-11-07 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On November 7, 2016, CurAegis Technologies, Inc. (the “Company”) conducted a subsequent closing pursuant to the Securities Purchase Agreement, dated August 25, 2016 (the “Agreement”) between the Company and the investors listed therein. | crgs20161109_8k.htm |
| 2016-09-07 | 8-K | 2016-09-07 | 3.02 Unregistered Sales of Equity Securities | 3.02 Between August 5 and September 1, 2016, CurAegis Technologies, Inc. (the “Company”) issued and sold a total of 864,000 shares of Series C-3 Voting Convertible Preferred Stock to thirteen purchasers at $0.25 per share for gross proceeds of $216,000. | cura20160907_8k.htm |
| 2016-09-01 | 8-K | 2016-08-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On August 25, 2016, CurAegis Technologies, Inc. (the “Company”) entered a Securities Purchase Agreement (“Agreement”) with the investors listed therein for the sale of convertible notes and warrants in an aggregate amount of $895,000. | cura20160831_8k.htm |
| 2016-08-11 | 8-K | 2016-08-11 | 7.01 Regulation FD Disclosure | 7.01 On August 11, 2016, CurAegis Technologies, Inc. issued a press release announcing the Beta Trial Program is planned to begin early in the fourth quarter of 2016. | cura20160810_8k.htm |
| 2016-06-24 | 8-K | 2016-06-24 | 8.01 Other Events | 8.01 On June 24, 2016, CurAegis Technologies, Inc. (formerly known as Torvec, Inc.) (the “Company”) was notified that the Financial Information Regulatory Association, Inc. has approved the Company’s name change and its request to change the symbol under which its common stock is traded on the OTCQB from “TOVC” to “CRGS.” The change in the trading symbol will take effect at the start of trading on June 27, 2016. | cura20160624_8k.htm |
| 2016-06-17 | 8-K | 2016-06-17 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On June 16, 2016, Torvec, Inc. held its annual shareholders meeting (“Annual Meeting”) for its common and voting preferred shareholders. 8.01 Previously in advance of the Annual Meeting, the board of directors met and took the actions described below. | tovc20160617_8k.htm |
| 2016-06-13 | 8-K | 2016-06-13 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On June 13, 2016, the Company issued a press release providing an update of the Company’s accomplishments and business priorities. 8.01 On June 13, 2016, Torvec, Inc. issued a press release announcing the extension of the expiration of the offering of the company’s Series C-3 Voting Convertible Preferred Stock until 5:00 p.m. eastern time on September 1, 2016. | tovc20160613_8k.htm |
| 2016-03-25 | 8-K | 2016-03-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 24, 2016, Torvec, Inc. and Richard A. Kaplan, the Company’s Chief Executive Officer, amended Mr. Kaplan’s employment agreement dated as of October 4, 2010 to extend the term of the agreement until December 31, 2018, subject to earlier termination in accordance with its terms. | tovc20160325_8k.htm |
| 2016-02-12 | 8-K | 2016-02-10 | 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 On February 10, 2016, Torvec, Inc. completed the initial closing on the sale of $1,000,000 of the company’s Series C-3 Voting Convertible Preferred Stock. 8.01 On February 12, 2016, Torvec, Inc. issued a press release announcing the initial closing on the sale of $1,000,000 of the company’s Series C-3 Voting Convertible Preferred Stock and the extension of the expiration of the offering of the Series C-3 Voting Convertible Preferred Stock until 5:00 p.m. eastern time on June 3, 2016. | tovc20160211b_8k.htm |
| 2016-02-11 | 8-K | 2016-02-11 | 8.01 Other Events | 8.01 On February 11, 2016, the company also issued a press release announcing the status of the development of the company’s products and services and other matters. | tovc20160211_8k.htm |
| 2016-01-12 | 8-K | 2016-01-11 | 8.01 Other Events | 8.01 On January 12, 2016, Torvec, Inc. issued a press release to extend the offering for investment in the company’s Series C-3 Voting Convertible Preferred Stock through February 10, 2016. | tovc20160111_8k.htm |