CUBIC ENERGY INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows, 51 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-23: Reporting owner WALLEN CALVIN III; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-23: Reporting owner WALLEN CALVIN III; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-23: Reporting owner WALLEN CALVIN III; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-07-17: Reporting owner WALLEN CALVIN III; Form 4; Security Series B Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-23 | WALLEN CALVIN III Director, Officer (President & CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +321 13,717 owned after | $0.50 exercise price | 2015-10-27 | |
| 2015-10-23 | WALLEN CALVIN III Director, Officer (President & CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60 2,551 owned after | $0.50 exercise price | 2015-10-27 | |
| 2015-10-23 | WALLEN CALVIN III Director, Officer (President & CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 2,171 owned after | $0.50 exercise price | 2015-10-27 | |
| 2015-07-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +310 13,396 owned after | $0.50 exercise price | 2015-07-21 | |
| 2015-07-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58 2,491 owned after | $0.50 exercise price | 2015-07-21 | |
| 2015-07-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 2,120 owned after | $0.50 exercise price | 2015-07-21 | |
| 2015-04-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300 13,086 owned after | $0.50 exercise price | 2015-04-21 | |
| 2015-04-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 2,433 owned after | $0.50 exercise price | 2015-04-21 | |
| 2015-04-17 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 2,071 owned after | $0.50 exercise price | 2015-04-21 | |
| 2015-01-08 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +299 12,786 owned after | $0.50 exercise price | 2015-01-12 | |
| 2015-01-08 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 2,378 owned after | $0.50 exercise price | 2015-01-12 | |
| 2015-01-08 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 2,024 owned after | $0.50 exercise price | 2015-01-12 | |
| 2014-10-07 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +292 12,487 owned after | $0.50 exercise price | 2014-10-08 | |
| 2014-10-07 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 2,322 owned after | $0.50 exercise price | 2014-10-08 | |
| 2014-10-07 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 1,976 owned after | $0.50 exercise price | 2014-10-08 | |
| 2014-07-01 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +282 12,195 owned after | $0.50 exercise price | 2014-07-21 | |
| 2014-07-01 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 2,268 owned after | $0.50 exercise price | 2014-07-21 | |
| 2014-07-01 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 1,930 owned after | $0.50 exercise price | 2014-07-21 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −689 11,640 owned after | $0.50 exercise price | 2014-05-27 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +273 11,913 owned after | $0.50 exercise price | 2014-05-27 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 2,215 owned after | $0.50 exercise price | 2014-05-27 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4/A | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 1,885 owned after | $0.50 exercise price | 2014-05-27 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −689 11,640 owned after | $0.50 exercise price | 2014-05-19 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +273 11,913 owned after | $0.50 exercise price | 2014-05-19 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 2,215 owned after | $0.50 exercise price | 2014-05-19 | |
| 2014-05-15 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 1,885 owned after | $0.50 exercise price | 2014-05-19 | |
| 2014-02-12 holding as of filing | WELLS FARGO & COMPANY/MN 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | $0.50 exercise price | 2014-02-12 | ||
| 2014-01-20 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +282 12,329 owned after | $0.50 exercise price | 2014-01-22 | |
| 2014-01-20 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50 2,165 owned after | $0.50 exercise price | 2014-01-22 | |
| 2014-01-20 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42 1,842 owned after | $0.50 exercise price | 2014-01-22 | |
| 2013-10-15 holding as of filing | O-Cap Management, L.P. | O-CAP Offshore Fund, Ltd. | O-CAP Partners, L.P. | O-CAP OFFSHORE MASTER FUND, L.P. | O-CAP GP, LLC | O-CAP ADVISORS, LLC | Olshan Michael E | STURDIVANT JARED S. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By O-CAP Partners, L.P. | Holding | 4,287 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | O-Cap Management, L.P. | O-CAP Offshore Fund, Ltd. | O-CAP Partners, L.P. | O-CAP OFFSHORE MASTER FUND, L.P. | O-CAP GP, LLC | O-CAP ADVISORS, LLC | Olshan Michael E | STURDIVANT JARED S. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By O-CAP Offshore Master Fund, L.P. | Holding | 3,194 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | O-Cap Management, L.P. | O-CAP Offshore Fund, Ltd. | O-CAP Partners, L.P. | O-CAP OFFSHORE MASTER FUND, L.P. | O-CAP GP, LLC | O-CAP ADVISORS, LLC | Olshan Michael E | STURDIVANT JARED S. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By Corbin Opportunity Fund, L.P. in an account managed by O-CAP Management, L.P. | Holding | 16,459 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | Davis Anthony Lynn | Ulrich Kevin Michael | Anchorage Advisors Management, LLC | Anchorage Capital Group, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By Anchorage Illiquid Opportunities Offshore Master III, L.P. | Holding | 12,342 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | Davis Anthony Lynn | Ulrich Kevin Michael | Anchorage Advisors Management, LLC | Anchorage Capital Group, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By Anchorage Illiquid Opportunities III (B), L.P. | Holding | 14,124 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | Davis Anthony Lynn | Ulrich Kevin Michael | Anchorage Advisors Management, LLC | Anchorage Capital Group, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By AOI III AIV, L.P. | Holding | 48,346 owned after | no price filed | 2013-10-15 | |
| 2013-10-15 holding as of filing | Corbin Capital Partners, L.P. 10% Owner | 3 | Series C Voting Preferred Stock, par value $0.01 per share Non-derivative · Indirect · By Corbin Opportunity Fund, L.P. | Holding | 16,459 owned after | no price filed | 2013-10-15 | |
| 2013-10-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,468 0 owned after | $1.20 exercise price | 2013-10-03 | |
| 2013-10-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,047 12,047 owned after | $0.50 exercise price | 2013-10-03 | |
| 2013-10-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,115 2,115 owned after | $0.50 exercise price | 2013-10-03 | |
| 2013-10-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.50 exercise price | 2013-10-03 | |
| 2013-10-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −200 1,800 owned after | $0.50 exercise price | 2013-10-03 | |
| 2013-08-28 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,355 120,468 owned after | $1.20 exercise price | 2013-08-30 | |
| 2013-04-05 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,285 118,113 owned after | $1.20 exercise price | 2013-04-09 | |
| 2013-01-29 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,289 115,828 owned after | $1.20 exercise price | 2013-01-30 | |
| 2012-10-31 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,244 113,539 owned after | $1.20 exercise price | 2012-10-31 | |
| 2012-07-24 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,171 111,295 owned after | $1.20 exercise price | 2012-07-26 | |
| 2011-08-09 | WALLEN CALVIN III Director, Officer (President & CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,132 109,123 owned after | $1.20 exercise price | 2011-08-11 | |
| 2010-12-02 | WALLEN CALVIN III Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,087 107,991 owned after | $1.20 exercise price | 2010-12-06 | |
| 2010-07-29 | WALLEN CALVIN III Director, Officer (President, CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,404 105,904 owned after | $1.20 exercise price | 2010-07-30 | |
| 2010-03-17 | WALLEN CALVIN III Director, Officer (President & CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Langtry Mineral & Development, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,500 103,500 owned after | $1.20 exercise price | 2010-03-18 |