CU Bancorp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-10-23: Form 8-K; Period of report 2017-10-20; Description 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 2.01.
- 2017-08-25: Form 8-K; Period of report 2017-08-24; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2017-07-18: Form 8-K; Period of report 2017-07-18; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 2.02.
- 2017-04-27: Form 8-K; Period of report 2017-04-27; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-10-23 | 8-K | 2017-10-20 | 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 As referenced above, on October 20, 2017, pursuant to the Merger Agreement, the Company merged with and into PacWest with PacWest continuing as the surviving corporation. 3.01 On October 20, 2017, the Company notified the NASDAQ Capital Market (“NASDAQ”) that trading in the Company Common Shares should be halted prior to market open on October 23, 2017, and that the listing of the Company Common Shares should be removed. 3.03 The information set forth under Item 2.01 and Item 3.01 is incorporated into this Item 3.03 by reference. 5.01 The information set forth under Item 2.01 is incorporated into this Item 5.01 by reference. 5.02 On October 20, 2017, effective upon the consummation of the Merger, the Company’s directors and executive officers ceased serving in such capacities. 8.01 On October 23, 2017, PacWest issued a press release announcing the completion of the Merger. | a17-24233_28k.htm |
| 2017-08-25 | 8-K | 2017-08-24 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On August 24, 2017, CU Bancorp, a California corporation (the “Company”) held a special meeting of shareholders (the “Special Meeting”). | d442030d8k.htm |
| 2017-07-18 | 8-K | 2017-07-18 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On July 18, 2017 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended June 30, 2017. 8.01 The only information contained in this Form 8-K being filed for the purposes of Rule 425 of the Securities Act is the information relating solely to the proposed merger between the Company and PacWest Bancorp contained in the press release furnished herewith as Exhibit 99.1 and being filed under this Item 8.01. | d422659d8k.htm |
| 2017-04-27 | 8-K | 2017-04-27 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On April 27, 2017 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended March 31, 2017. 8.01 The only information contained in this Form 8-K being filed for the purposes of Rule 425 of the Securities Act is the information relating solely to the proposed merger between the Company and PacWest Bancorp contained in the press release furnished herewith as Exhibit 99.1 and being filed under this Item 8.01. | d310676d8k.htm |
| 2017-04-07 | 8-K | 2017-04-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d374321d8k.htm |
| 2017-04-06 | 8-K | 2017-04-05 | 8.01 Other Events | 8.01 On April 6, 2017, CU Bancorp, a California corporation (the “Company”) and PacWest Bancorp, a Delaware corporation (“PacWest”) issued a joint press release announcing the execution of an Agreement and Plan of Merger, dated as of April 5, 2017, by and between the Company and PacWest, pursuant to which the Company and PacWest will merge, subject to the terms and conditions set forth therein. | d372099d8k.htm |
| 2017-02-02 | 8-K | 2017-01-30 | 8.01 Other Events | 8.01 On January 30, 2017, Chairman and Chief Executive Officer of CU Bancorp (the “Company”) entered into an individual Rule 10b5-1 trading plan for the exercise of stock options which will expire on September 25, 2017. | d330210d8k.htm |
| 2017-02-01 | 8-K | 2017-02-01 | 7.01 Regulation FD Disclosure | 7.01 On February 1 and February 2, 2017, CU Bancorp’s Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors at FIG Partners’ 8th Annual West Coast Forum being held at the Omni Hotel at California Plaza, in Los Angeles, California. | d335790d8k.htm |
| 2017-01-26 | 8-K | 2017-01-26 | 2.02 Results of Operations and Financial Condition | 2.02 On January 26, 2017 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2016. | d335699d8k.htm |
| 2016-11-02 | 8-K | 2016-11-02 | 7.01 Regulation FD Disclosure | 7.01 On November 2, 2016, CU Bancorp’s Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors at the Piper Jaffray West Coast Bank Symposium being held at The Resort at Pelican Hill, in Newport Beach, California. | d284084d8k.htm |
| 2016-10-27 | 8-K | 2016-10-27 | 2.02 Results of Operations and Financial Condition | 2.02 On October 27, 2016 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended September 30, 2016. | d270638d8k.htm |
| 2016-09-27 | 8-K | 2016-09-23 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 The disclosure set forth under Item 8.01 of this Current Report on Form 8-K (this “Report”) is incorporated herein by reference in its entirety. 8.01 On September 23, 2016, California United Bank (the “Bank”), the wholly owned subsidiary of CU Bancorp (the “Company”) entered into a Stipulation to the Issuance of a Consent Order with its bank regulatory agencies, the Federal Deposit Insurance Corporation (“FDIC”) and the California Department of Business Oversight (“CDBO”), consenting to the issuance of a consent order (the “Consent Order”) relating to weaknesses in the Bank’s Bank Secrecy Act and Anti-Money Laundering (collectively “BSA”) compliance program. | d267447d8k.htm |
| 2016-09-20 | 8-K | 2016-09-15 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The annual meeting of shareholders of CU Bancorp was held on September 15, 2016. | d262627d8k.htm |
| 2016-09-15 | 8-K | 2016-09-15 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp CEO David Rainer and CFO Karen Schoenbaum will make a presentation during the Annual Meeting of Shareholders of the Registrant on September 15, 2016 at the Jonathan Club in Los Angeles, California. | d260075d8k.htm |
| 2016-08-10 | 8-K | 2016-08-10 | 7.01 Regulation FD Disclosure | 7.01 On August 10, 2016, CU Bancorp Chief Executive Officer David Rainer and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors at an informal meeting of the Company’s Director Emeritus Advisory Board being held in Los Angeles, California. | d239676d8k.htm |
| 2016-07-26 | 8-K | 2016-07-26 | 2.02 Results of Operations and Financial Condition | 2.02 On July 26, 2016 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended June 30, 2016. | d232887d8k.htm |
| 2016-07-12 | 8-K | 2016-07-11 | 8.01 Other Events | 8.01 On July 11, 2016, CU Bancorp (the “Company”) issued a press release reporting that Robert Sjogren has joined the Company as an Executive Vice President and its Chief Risk Officer. | d225660d8k.htm |
| 2016-05-05 | 8-K/A | 2016-05-04 | 7.01 Regulation FD Disclosure | 7.01 On May 4 and May 9, 2016, CU Bancorp Chief Executive Officer David Rainer made or will make presentations to certain investors in Los Angeles, California and at the D.A. Davidson 18th Annual Financial Institutions Conference, in Denver, Colorado, respectively. | d193386d8ka.htm |
| 2016-05-04 | 8-K | 2016-05-04 | 7.01 Regulation FD Disclosure | 7.01 On May 4 and May 9, 2016, CU Bancorp Chief Executive Officer David Rainer will make presentations to certain investors in Los Angeles, California and at the D.A. Davidson 18th Annual Financial Institutions Conference, in Denver, Colorado, respectively. | d161427d8k.htm |
| 2016-04-26 | 8-K | 2016-04-26 | 2.02 Results of Operations and Financial Condition | 2.02 On April 26, 2016 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended March 31, 2016. | d176050d8k.htm |
| 2016-02-04 | 8-K | 2016-02-04 | 7.01 Regulation FD Disclosure | 7.01 On February 4, 2016, CU Bancorp President, K. Brian Horton and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors at the 2016 FIG Partners, West Coast CEO Forum, in Los Angeles, California. | d131852d8k.htm |
| 2016-01-28 | 8-K | 2016-01-28 | 2.02 Results of Operations and Financial Condition | 2.02 On January 28, 2016 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2015. | d118553d8k.htm |
| 2015-11-04 | 8-K | 2015-11-04 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer Karen Schoenbaum will make presentations to certain investors on November 4, 2015 in Los Angeles, California. | d92635d8k.htm |
| 2015-11-02 | 8-K | 2015-11-02 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 The annual meeting of shareholders of CU Bancorp was held on October 29, 2015. | d18534d8k.htm |
| 2015-10-29 | 8-K | 2015-10-29 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp CEO David Rainer will make a presentation during the Annual Meeting of Shareholders of the Registrant on October 29, 2015 at the Jonathan Club in Los Angeles, California. | d31441d8k.htm |
| 2015-10-27 | 8-K | 2015-10-27 | 2.02 Results of Operations and Financial Condition | 2.02 On October 27, 2015 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended September 30, 2015. | d15626d8k.htm |
| 2015-09-22 | 8-K | 2015-09-17 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On September 17, 2015, the Board of Directors of CU Bancorp (the “Company”) voted to amend Article II, Section 13 of the Company’s Bylaws. | d42281d8k.htm |
| 2015-09-08 | 8-K | 2015-09-03 | 8.01 Other Events | d73348d8k.htm | |
| 2015-08-31 | 8-K | 2015-08-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 25, 2015, the Boards of Directors of CU Bancorp (the “Company”) and California United Bank (the “Bank”) voted to increase the size of each Board by one seat, and named Kaveh Varjavand to fill the vacancy created and to serve as a member of the Board of Directors of each of the Company and the Bank. | d49799d8k.htm |
| 2015-08-04 | 8-K | 2015-08-04 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer Karen Schoenbaum will make one-on-one presentations to certain investors and potential investors at the Raymond James U.S. Bank Conference, September 9, 2015 in Chicago, Illinois. | d85795d8k.htm |
| 2015-07-28 | 8-K | 2015-07-28 | 2.02 Results of Operations and Financial Condition | 2.02 On July 28, 2015 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended June 30, 2015. | d81272d8k.htm |
| 2015-06-16 | 8-K | 2015-06-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On June 11, 2015, CU Bancorp (the “Company”) and California United Bank, CU Bancorp’s wholly owned subsidiary (the “Bank”) received notification from Board of Directors member Lester Sussman of his intent to resign from the Board of Directors of both the Company and the Bank, at a date which has yet to be precisely determined. | d945216d8k.htm |
| 2015-05-12 | 8-K | 2015-05-12 | 7.01 Regulation FD Disclosure | 7.01 On May 12, 2015, Chief Executive Officer, David Rainer, and Chief Financial Officer, Karen Schoenbaum, will make informal presentations to investors and potential investors at the 17th Annual D.A. Davidson Financial Institutions Conference in Denver, Colorado. | d924101d8k.htm |
| 2015-04-29 | 8-K | 2015-04-29 | 2.02 Results of Operations and Financial Condition | 2.02 On April 29, 2015 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended March 31, 2015. | d917355d8k.htm |
| 2015-03-24 | 8-K | 2015-03-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 19, 2015, the Compensation, Nominating and Corporate Governance Committee of the Board of Directors (the “Compensation Committee”) of CU Bancorp (the “Company”) made special retention equity grants of restricted stock and restricted stock units pursuant to the Company’s 2007 Equity and Incentive Plan, as amended and restated to the following named executive officers as special retention awards to assist in retention of critical personnel as the tenth anniversary of the founding of the Company approaches in May 2015. 8.01 On March 19, 2015 the Board of Directors appointed David C. Holman as the Lead Independent Director for the Company; a newly created post. | d896379d8k.htm |
| 2015-03-11 | 8-K | 2015-03-11 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make one-on-one presentations to investors and potential investors on March 11, 2015 at the Sandler O’Neill West Coast Financial Services Conference at the Arizona Biltmore Hotel in Phoenix, Arizona. | d887704d8k.htm |
| 2015-03-09 | 8-K | 2015-03-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 3, 2015, the CU Bancorp Compensation, Nominating and Corporate Governance Committee (“Compensation Committee”) awarded cash (and equity) incentives to named executive officers that will be paid during March 2015. | d889835d8k.htm |
| 2015-02-02 | 8-K | 2015-02-02 | 2.02 Results of Operations and Financial Condition | 2.02 On February 2, 2015 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2014. | d863923d8k.htm |
| 2015-01-28 | 8-K/A | 2014-11-30 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On December 1, 2014, CU Bancorp, a California corporation (“CU Bancorp”) and the parent of California United Bank, a California state-chartered commercial bank (“California United”), filed a Current Report on Form 8-K to report that it had completed its acquisition of 1st Enterprise Bank (“1st Enterprise”) pursuant to the merger of 1st Enterprise with and into California United (the “Merger”). | d859815d8ka.htm |
| 2014-12-22 | 8-K/A | 2014-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 In connection with the appointment of K. Brian Horton as President of CU Bancorp and California United Bank, on December 18, 2014, Mr. Horton was granted a change in control benefit under the CU Bancorp 2012 Change in Control Severance Plan (the “Plan”). | d841266d8ka.htm |
| 2014-12-02 | 8-K | 2014-12-02 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make informal presentations to investors and potential investors at the Sandler O’Neill & Partners Los Angeles Winter CEO Forum on December 2, 2014. | d830918d8k.htm |
| 2014-12-01 | 8-K | 2014-11-30 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.01 On November 30, 2014, CU Bancorp, a California corporation and the parent of California United Bank, a California state-chartered commercial bank (“California United”), completed its previously announced acquisition of 1st Enterprise Bank (“1st Enterprise”) pursuant to the merger (the “Merger”) of 1st Enterprise with and into California United. 5.02 Compensatory Arrangements of Certain Officers. | d830930d8k.htm |
| 2014-11-24 | 8-K | 2014-11-21 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 3.03 On November 21, 2014, CU Bancorp filed with the California Secretary of State a Certificate of Determination creating and authorizing the issuance of up to 16,400 shares of Non-Cumulative Perpetual Preferred Stock, Series A (the “CU Bancorp Preferred Stock”). 5.03 The discussion under Item 3.03 above is hereby incorporated by this reference as if fully set forth hereat. | d826228d8k.htm |
| 2014-11-18 | 8-K | 2014-11-18 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 CU Bancorp CEO David Rainer and CFO Karen Schoenbaum will make a presentation to investors, including 1st Enterprise Bank shareholders at events on November 18, 2014 at the Center Club in Costa Mesa, California and the City Club in Los Angeles, California. 8.01 The information set forth under the captions “Forward-Looking Statements,” “CU Bancorp, California United Bank and 1st Enterprise Bank Merger Announcement,” and “Additional Information About the Proposed Transaction With 1st Enterprise Bank and Where to Find It” in the presentation furnished as Exhibit 99.1 is incorporated by reference in this Item 8.01. | d823071d8k.htm |
| 2014-11-17 | 8-K | 2014-11-14 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 On November 14, 2014, the CU Bancorp 2007 Equity and Incentive Plan was amended and restated to: (i) permit the grant of performance-based awards that are not subject to the deduction limitations of Section 162(m) of the Internal Revenue Code, including both equity compensation awards and cash bonus payments, (ii) prohibit the repricing of previously granted options; (iii) eliminate a provision in the plan that provides for an automatic annual increase in the shares of common stock available for awards under the plan; and (iv) extend the term of the plan to July 31, 2024. 5.07 The annual meeting of shareholders of CU Bancorp was held on November 14, 2014. 8.01 On November 14, 2014, 1st Enterprise Bank held its annual meeting of shareholders, at which the common and preferred shareholders of FENB approved the Merger Agreement and the Merger. | d822266d8k.htm |
| 2014-11-14 | 8-K | 2014-11-14 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 CU Bancorp CEO David Rainer will make a presentation during the Annual Meeting of Shareholders of the Registrant on November 14, 2014 at the Warner Center Marriott Hotel in Woodland Hills, California. 8.01 The information set forth under the captions “Forward-Looking Statements,” “CU Bancorp, California United Bank and 1st Enterprise Bank Merger Announcement,” “Additional Information About the Proposed Transaction With 1st Enterprise Bank and Where to Find It” and “Participants in the Solicitation” in the presentation furnished as Exhibit 99.1 is incorporated by reference in this Item 8.01. | d821599d8k.htm |
| 2014-10-28 | 8-K | 2014-10-28 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On October 28, 2014 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended September 30, 2014. 8.01 The information set forth under the captions “Forward-Looking Statements,” “CU Bancorp, California United Bank and 1st Enterprise Bank Merger Announcement,” “Additional Information About the Proposed Transaction With 1st Enterprise Bank and Where to Find It” and “Participants in the Solicitation” in the press release furnished as Exhibit 99.1 is incorporated by reference in this Item 8.01. | d812669d8k.htm |
| 2014-10-10 | 8-K | 2014-10-10 | 8.01 Other Events | 8.01 On October 10, 2014, CU Bancorp issued a press release announcing its 2014 Annual Meeting of Shareholders will be held on Friday, November 14, 2014 at 9:00 a.m. | d803323d8k.htm |
| 2014-09-25 | 8-K | 2014-09-25 | 8.01 Other Events | 8.01 On September 25, 2014, CU Bancorp and 1st Enterprise Bank issued a joint press release announcing that they have received all bank regulatory approvals necessary to authorize the merger of 1st Enterprise Bank with California United Bank. | d794582d8k.htm |
| 2014-07-28 | 8-K | 2014-07-28 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make one-on-one presentations to investors and potential investors at the 2014 Keefe, Bruyette & Woods Community Bank Investor Conference to be held at the Grand Hyatt Grand Central, New York, New York on July 29, 2014. 8.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make one-on-one presentations to investors and potential investors at the 2014 Keefe, Bruyette & Woods Community Bank Investor Conference to be held at the Grand Hyatt Grand Central, New York, New York on July 29, 2014. | d762662d8k.htm |
| 2014-07-25 | 8-K | 2014-07-25 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On July 25, 2014 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended June 30, 2014. 8.01 The information set forth under the captions “Forward-Looking Statements,” “CU Bancorp, California United Bank and 1st Enterprise Bank Merger Announcement,” “Additional Information About the Proposed Transaction With 1st Enterprise Bank and Where to Find It” and “Participants in the Solicitation” in the press release furnished as Exhibit 99.1 is incorporated by reference in this Item 8.01. | d762533d8k.htm |
| 2014-06-03 | 8-K | 2014-06-02 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 - Entry into a Material Definitive Agreement. 7.01 CUB is filing an investor presentation, which provides supplemental information regarding the proposed transaction in connection with a presentation to analysts and investors and discusses certain elements of the Merger, which it intends to post on the investor relations portion of its website, which is located at www.cubancorp.com. 8.01 The information disclosed in Item 1.01 of this report is incorporated herein by reference. | d737232d8k.htm |
| 2014-05-12 | 8-K | 2014-05-12 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make one-on-one presentations to investors and potential investors at the DA Davidson 16th Annual Financial Services Conference, in Denver, Colorado on May 13, 2014. | d723603d8k.htm |
| 2014-04-25 | 8-K | 2014-04-25 | 2.02 Results of Operations and Financial Condition | 2.02 On April 25, 2014 CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended March 31, 2014. | d717767d8k.htm |
| 2014-03-25 | 8-K | 2014-03-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 20, 2014, the Board of Directors (the “Board”) of CU Bancorp (the “Company”) the parent of wholly owned California United Bank, appointed Eric Kentor to the Board effective April 1, 2014 to serve until the Company’s next annual meeting and until a successor is elected and qualified. | d699113d8k.htm |
| 2014-03-05 | 8-K | 2014-03-05 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make a presentation via conference telephone to employees of Raymond James & Associates on March 5, 2014. | d686209d8k.htm |
| 2014-02-07 | 8-K | 2014-02-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 3, 2014, the CU Bancorp Compensation, Nominating and Corporate Governance Committee (“Compensation Committee”) awarded cash incentives to named executive officers that will be paid during March 2014. | d673272d8k.htm |
| 2014-02-05 | 8-K | 2014-02-05 | 2.02 Results of Operations and Financial Condition | 2.02 On February 5, 2014, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2013. | d671462d8k.htm |
| 2013-12-04 | 8-K | 2013-12-03 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make an informal presentation to current and potential investors at the Sandler O’Neill & Partners Los Angeles Winter CEO Forum on December 3, 2013 at the InterContinental Hotel in Century City, CA at 4 p.m. | d638967d8k.htm |
| 2013-11-07 | 8-K | 2013-11-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 7, CU Bancorp (the “Company”) issued a press release reporting that Stephen G. Carpenter, the Company’s Vice Chairman of the Board of Directors had announced his intention to retire from the Board of Directors and his position as Vice Chairman of the Board of Directors effective December 31, 2013. | d626859d8k.htm |
| 2013-10-25 | 8-K | 2013-10-25 | 2.02 Results of Operations and Financial Condition | 2.02 On October 25, 2013, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended September 30, 2013. | d617564d8k.htm |
| 2013-09-17 | 8-K | 2013-09-13 | 8.01 Other Events | d600175d8k.htm | |
| 2013-09-05 | 8-K | 2013-08-20 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On August 20, 2013, CU Bancorp (the “Company”) held its 2013 annual meeting of stockholders. | d594251d8k.htm |
| 2013-08-15 | 8-K | 2013-08-14 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will make a presentation to shareholders at the CU Bancorp Annual Shareholders Meeting to be held August 20, 2013 at the Warner Center Marriott Hotel, 21850 Oxnard Street, Woodland Hills, California, 91367 at 9:00 a.m. | d584650d8k.htm |
| 2013-07-30 | 8-K | 2013-07-30 | 2.02 Results of Operations and Financial Condition | 2.02 On July 30, 2013, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended June 30, 2013. | d576517d8k.htm |
| 2013-05-15 | 8-K | 2013-05-15 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp Chief Executive Officer, David I. Rainer will make a presentation to various existing and potential investors and clients in an informal meeting in Tarzana, California on May 15, 2013. | d539531d8k.htm |
| 2013-04-29 | 8-K | 2013-04-25 | 2.02 Results of Operations and Financial Condition | 2.02 On April 25, 2013, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended March 31, 2013. | d527362d8k.htm |
| 2013-03-12 | 8-K | 2013-03-12 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum will make a presentation to various representatives of Raymond James & Associates in St. Petersburg, Florida on March 12, 2013. | d500755d8k.htm |
| 2013-03-05 | 8-K | 2013-03-04 | 7.01 Regulation FD Disclosure | 7.01 President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum of CU Bancorp will make informal presentations to current and potential investors on March 5, 2013 at the Sandler O’Neill + Partners, L.P. West Coast Financial Services Conference in Marina del Rey California. | d498283d8k.htm |
| 2013-02-12 | 8-K | 2013-02-11 | 7.01 Regulation FD Disclosure | 7.01 President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum of CU Bancorp will make informal presentations to current and potential investors on February 11, 2012 through February 13, 2013 in Boston, Massachusetts; New York, New York and Philadelphia, Pennsylvania with Sandler O’Neill & Partners, L.P. A copy of that presentation materials is attached as Exhibit 99.1 to this Current Report on Form 8-K. The information in this report (including Exhibit 99.1) shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other documents filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set for the by specific reference in such filing. | d482767d8k.htm |
| 2013-02-07 | 8-K | 2013-02-07 | 7.01 Regulation FD Disclosure | 7.01 President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum of CU Bancorp will make a presentation to current and potential investors on February 7, 2013 at the Fig Partners 4th Annual West Coast Bank CEO Forum in San Francisco, California. | d479892d8k.htm |
| 2013-02-04 | 8-K | 2013-01-31 | 2.02 Results of Operations and Financial Condition | 2.02 On January 31, 2013, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter and year ended December 31, 2012. | d479413d8k.htm |
| 2012-12-11 | 8-K | 2012-12-11 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp (the “Company”) is filing the slide presentation that its President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, presented to investors on December 11, 2012 at the Sandler O’Neill Microcap Bank Forum in Century City, California. | d453763d8k.htm |
| 2012-11-15 | 8-K | 2012-11-14 | 2.02 Results of Operations and Financial Condition | 2.02 On November 14, 2012, CU Bancorp (the “Company”) issued a press release setting forth its financial results for the quarter ended September 30, 2012. | d439275d8k.htm |
| 2012-10-05 | 8-K | 2012-10-05 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On October 5, 2012, CU Bancorp (the “Company”) issued a press release announcing that its application to list the Company’s common stock on the NASDAQ Capital Market has been approved by The NASDAQ Stock Market LLC. 8.01 On October 5, 2012, the Company issued a press release announcing that its application to list the Company’s common stock on the NASDAQ Capital Market has been approved by The NASDAQ Stock Market LLC. | d421440d8k.htm |
| 2012-09-20 | 8-K | 2012-09-19 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp (the “Company”) is filing the slide presentation which its President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, will present to investors on September 20, 2012 at the FIG Partners 8th Annual Bank CEO Forum, Atlanta, Georgia. | d413798d8k.htm |
| 2012-08-21 | 8-K | 2012-08-16 | 7.01 Regulation FD Disclosure | 7.01 CU Bancorp (the “Company”) is filing the slide presentation that its President and Chief Executive Officer, David I. Rainer and Chief Financial Officer, Karen Schoenbaum, presented to investors on August 16, 2012 at an informal meeting of investors in Newport Beach California. | d399815d8k.htm |
| 2012-08-03 | 8-K/A | 2012-07-31 | 2.01 Completion of Acquisition or Disposition of Assets; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.06 Change in Shell Company Status; 8.01 Other Events | 2.01 (i) The formation of a bank holding company (“CU Bancorp”) for California United Bank (the “Bank”) and the related bank holding company reorganization pursuant to an Agreement and Plan of Merger dated December 8, 2011 (the “Merger Agreement”) and the related Agreement to Merge and Plan of Bank Holding Company Formation. 5.01 The information required to be provided by this Item is contained in Item 2.01 above and includes the reference to the Joint Proxy Statement/Prospectus (SEC File No. 333-180739). 5.02 immediately prior to the effective time became the executive officers and directors of CU Bancorp and California United Bank, respectively; provided, however, that Robert C. Bills and Ronald W. Jones, both of whom served on the board of directors of CU Bancorp and California United Bank, had previously provided written notification of their intent to retire as directors of both CU Bancorp and California United Bank and such resignations were accepted, at the effective time of these Acquisitions. 5.06 The information required to be provided by this Item is contained in Item 2.01 above including the reference to the Joint Proxy Statement/Prospectus (SEC File No. 333-180739). 8.01 On August 1, 2012, California United Bank and CU Bancorp issued a press release reporting that on July 31, 2012, the Holding Company Formation, the Bancorp Acquisition and the Bank Acquisition were all completed. | d391411d8ka.htm |
| 2012-08-03 | 8-K | 2012-08-03 | 8.01 Other Events | 8.01 On August 3, 2012, California United Bank, the wholly owned subsidiary of CU Bancorp (the “Company”) announced its financial results for the second quarter ended June 30, 2012. | d391308d8k.htm |
| 2012-08-02 | 8-K | 2012-07-31 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 (i) The formation of a bank holding company (“CU Bancorp”) for California United Bank (the “Bank”) and the related bank holding company reorganization pursuant to an Agreement and Plan of Merger dated December 8, 2011 (the “Merger Agreement”) and the related Agreement to Merge and Plan of Bank Holding Company Formation. 8.01 On August 1, 2012, California United Bank and CU Bancorp issued a press release reporting that on July 31, 2012, the Holding Company Formation, the Bancorp Acquisition and the Bank Acquisition were all completed. | d390444d8k.htm |