CSWC Insider Transactions — Page 5
466 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–466; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Thomas William R III | Vice President | 2012-02-14 | Sale | 7,776.0 | $91.04 |
| PETERSON JEFFREY G | Vice President | 2011-08-18 | Sale | 2,500.0 | $84.82 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2011-08-04 | Sale | 1,500.0 | $94.0 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2010-08-18 | Sale | 782.0 | $91.56 |
| Thomas William R III | Vice President | 2010-08-03 | Sale | 13,654.0 | $91.55 |
| Thomas William R III | Assistant Vice President | 2010-06-03 | Sale | 401.0 | $93.02 |
| Thomas William R III | Assistant Vice President | 2010-06-02 | Sale | 77.0 | $92.5 |
| Thomas William R III | Assistant Vice President | 2009-11-17 | Sale | 10,000.0 | $76.69 |
| Thomas William R III | Assistant Vice President | 2009-11-17 | Sale | 10,000.0 | $76.69 |
| HENDERSON GRAEME W | Director | 2009-09-23 | Purchase | 1,000.0 | $78.93 |
| HENDERSON GRAEME W | Director | 2009-09-18 | Purchase | 10.0 | $77.0 |
| HENDERSON GRAEME W | Director | 2009-09-17 | Purchase | 490.0 | $77.0 |
| PETERSON JEFFREY G | Vice President | 2009-09-15 | Purchase | 150.0 | $77.19 |
| HENDERSON GRAEME W | Director | 2009-09-01 | Purchase | 500.0 | $75.0 |
| HENDERSON GRAEME W | Director | 2009-08-19 | Purchase | 500.0 | $75.0 |
| Thomas William R III | Assistant Vice President | 2009-06-08 | Sale | 9,390.0 | $72.13 |
| Thomas William R III | Assistant Vice President | 2009-06-05 | Sale | 1,610.0 | $72.03 |
| Thomas William R III | Assistant Vice President | 2009-06-04 | Sale | 400.0 | $73.0 |
| Thomas William R III | Assistant Vice President | 2009-06-02 | Sale | 7,600.0 | $73.96 |
| PETERSON JEFFREY G | Vice President | 2009-05-06 | Purchase | 200.0 | $70.0 |
| MARTIN GARY L | President, Chairman of Board | 2008-11-26 | Purchase | 1,000.0 | $73.0 |
| Thomas William R III | Other | 2008-06-23 | Purchase | 157.0 | $115.03 |
| Thomas William R III | Other | 2008-06-20 | Purchase | 43.0 | $115.24 |
| MARTIN GARY L | President | 2008-06-20 | Purchase | 1,000.0 | $115.13 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2008-06-06 | Purchase | 250.0 | $117.5 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2008-06-06 | Purchase | 250.0 | $118.0 |
| HENDERSON GRAEME W | Director | 2008-03-05 | Purchase | 1,000.0 | $103.5 |
| HENDERSON GRAEME W | Director | 2008-02-29 | Purchase | 1,100.0 | $115.0 |
| Thomas William R III | Other | 2008-02-14 | Purchase | 200.0 | $115.0 |
| MARTIN GARY L | President | 2007-08-28 | Purchase | 917.0 | $129.89 |
| MARTIN GARY L | President | 2007-08-27 | Purchase | 83.0 | $130.25 |
| THOMAS WILLIAM R | Director,TenPercentOwner | 2007-08-17 | Purchase | 5,000.0 | $121.13 |
| HENDERSON GRAEME W | Director | 2007-08-15 | Purchase | 110.0 | $112.36 |
| HENDERSON GRAEME W | Director | 2007-08-15 | Purchase | 474.0 | $111.5 |
| HENDERSON GRAEME W | Director | 2007-08-14 | Purchase | 16.0 | $111.5 |
| HENDERSON GRAEME W | Director | 2007-08-08 | Purchase | 1,000.0 | $122.5 |
| HODGSON SUSAN K | Secretary-Treasurer | 2007-05-14 | Sale | 3,200.0 | $169.83 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2007-05-11 | Sale | 1,616.0 | $167.93 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2007-05-10 | Sale | 384.0 | $168.86 |
| PETERSON JEFFREY G | Vice President | 2007-05-10 | Sale | 100.0 | $171.33 |
| THOMAS WILLIAM R | President & CEO | 2007-02-13 | Purchase | 2,000.0 | $130.13 |
| THOMAS WILLIAM R | President & CEO | 2007-02-12 | Purchase | 1,000.0 | $130.13 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2006-12-13 | Sale | 3,500.0 | $133.65 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2006-11-28 | Sale | 1,000.0 | $121.93 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2006-11-27 | Sale | 1,000.0 | $124.0 |
| HODGSON SUSAN K | Secretary - Treasurer | 2006-11-20 | Sale | 1,800.0 | $128.41 |
| HODGSON SUSAN K | Secretary - Treasurer | 2006-11-20 | Sale | 1,000.0 | $128.75 |
| PETERSON JEFFREY G | Vice President | 2006-11-13 | Sale | 12.0 | $120.01 |
| PETERSON JEFFREY G | Vice President | 2006-11-08 | Sale | 1,488.0 | $120.51 |
| PETERSON JEFFREY G | Vice President | 2006-11-07 | Sale | 500.0 | $120.5 |
| LIGON SAMUEL B | Director | 2006-10-30 | Purchase | 1,000.0 | $120.0 |
| HAMNER PATRICK F | Senior Vice President* | 2006-06-09 | Sale | 8,000.0 | $96.89 |
| HENDERSON GRAEME W | Director | 2006-06-05 | Purchase | 201.0 | $99.9 |
| HENDERSON GRAEME W | Director | 2006-06-02 | Purchase | 1,699.0 | $99.82 |
| HENDERSON GRAEME W | Director | 2006-05-23 | Purchase | 217.0 | $98.0 |
| HENDERSON GRAEME W | Director | 2006-05-19 | Purchase | 283.0 | $95.0 |
| LIGON SAMUEL B | Director | 2006-05-03 | Purchase | 1,000.0 | $96.73 |
| MARTIN GARY L | Vice President | 2006-03-02 | Sale | 142.0 | $98.0 |
| MARTIN GARY L | Vice President | 2006-03-01 | Sale | 180.0 | $98.0 |
| MARTIN GARY L | Vice President | 2006-02-27 | Sale | 178.0 | $98.0 |
| MARTIN GARY L | Vice President | 2006-02-15 | Sale | 600.0 | $96.1 |
| MARTIN GARY L | Vice President | 2006-02-15 | Sale | 125.0 | $96.25 |
| MARTIN GARY L | Vice President | 2006-02-15 | Sale | 400.0 | $97.0 |
| MARTIN GARY L | Vice President | 2006-02-15 | Sale | 1,875.0 | $96.0 |
| WILSON JOHN H | Director | 2006-02-02 | Purchase | 500.0 | $93.5 |
| WILSON JOHN H | Director | 2006-02-01 | Purchase | 500.0 | $94.5 |