CSWC Insider Transactions — Page 4
466 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| WILSON JOHN H | Director | 2015-08-24 | Purchase | 550.0 | $45.06 |
| Armes Joseph B | President and CEO | 2015-08-11 | Purchase | 1,000.0 | $48.51 |
| Morgan Thomas Duane | Director | 2015-08-11 | Purchase | 300.0 | $48.11 |
| Golden Matthew Bailey | Vice President | 2015-06-05 | Sale | 1,100.0 | $49.75 |
| KELLEY DOUGLAS M. | Sr. VP & Managing Director | 2015-05-29 | Purchase | 13.9 | $50.35 |
| Golden Matthew Bailey | Vice President | 2015-05-28 | Sale | 100.0 | $50.5 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-26 | Sale | 3,433.0 | $51.03 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-22 | Sale | 650.0 | $51.05 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-21 | Sale | 9,809.0 | $51.11 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-21 | Sale | 9,809.0 | $51.11 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-20 | Sale | 4,108.0 | $51.53 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-05-20 | Sale | 4,108.0 | $51.53 |
| FURST JACK D | Director | 2015-05-15 | Purchase | 2,100.0 | $51.43 |
| Morgan Thomas Duane | Director | 2015-05-06 | Purchase | 275.0 | $47.8 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-03-20 | Sale | 2,000.0 | $48.34 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-03-20 | Sale | 1,700.0 | $48.34 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-03-19 | Sale | 1,000.0 | $48.66 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2015-03-19 | Sale | 17,300.0 | $48.19 |
| LIGON SAMUEL B | Director | 2015-03-02 | Purchase | 220.0 | $48.98 |
| Thomas William R III | Director | 2015-01-27 | Sale | 120,000.0 | $43.04 |
| LIGON SAMUEL B | Director | 2015-01-27 | Purchase | 300.0 | $42.75 |
| WILSON JOHN H | Director | 2014-12-16 | Purchase | 650.0 | $39.5 |
| Morgan Thomas Duane | Director | 2014-12-15 | Purchase | 1,250.0 | $39.71 |
| Armes Joseph B | President and CEO | 2014-12-08 | Purchase | 2,500.0 | $38.78 |
| LIGON SAMUEL B | Director | 2014-12-05 | Purchase | 380.0 | $39.0 |
| Golden Matthew Bailey | Vice President | 2014-06-23 | Purchase | 1,500.0 | $35.36 |
| SCHWERTNER RAY D. | Vice President | 2014-06-23 | Sale | 2,000.0 | $35.31 |
| Armes Joseph B | President and CEO | 2014-06-05 | Purchase | 353.0 | $35.0 |
| Armes Joseph B | President and CEO | 2014-06-05 | Purchase | 847.0 | $35.49 |
| Armes Joseph B | President and CEO | 2014-06-04 | Purchase | 1,802.0 | $35.25 |
| DIEHL BOWEN S | SVP, CIO | 2014-05-20 | Purchase | 5,000.0 | $35.09 |
| DIEHL BOWEN S | SVP and CIO | 2014-03-24 | Purchase | 1,427.0 | $35.41 |
| DIEHL BOWEN S | SVP and CIO | 2014-03-21 | Purchase | 1,473.0 | $35.06 |
| DIEHL BOWEN S | SVP and CIO | 2014-03-19 | Purchase | 100.0 | $34.8 |
| DIEHL BOWEN S | SVP and CIO | 2014-03-19 | Purchase | 1,000.0 | $34.9 |
| MARTIN GARY L | Director | 2014-02-18 | Sale | 23,519.0 | $34.2 |
| MARTIN GARY L | Director | 2014-02-14 | Sale | 1,149.0 | $33.86 |
| MARTIN GARY L | Director | 2014-02-13 | Sale | 3,610.0 | $33.89 |
| MARTIN GARY L | Director | 2014-02-12 | Sale | 34,942.0 | $33.76 |
| MARTIN GARY L | Director | 2014-02-11 | Sale | 106.0 | $34.0 |
| MARTIN GARY L | Director | 2014-02-11 | Sale | 5,000.0 | $33.9 |
| MARTIN GARY L | Director | 2014-02-06 | Sale | 1,174.0 | $34.02 |
| MARTIN GARY L | Director | 2014-02-05 | Sale | 500.0 | $34.04 |
| Armes Joseph B | President and CEO | 2014-02-03 | Purchase | 3,000.0 | $34.37 |
| Brooks David R | Director | 2014-01-31 | Purchase | 1,500.0 | $35.11 |
| SCHWERTNER RAY D. | Vice President | 2013-12-19 | Purchase | 1,000.0 | $95.79 |
| SCHWERTNER RAY D. | Vice President | 2013-12-19 | Sale | 400.0 | $34.84 |
| SCHWERTNER RAY D. | Vice President | 2013-12-19 | Sale | 600.0 | $34.8 |
| SCHWERTNER RAY D. | Vice President | 2013-12-19 | Sale | 500.0 | $34.78 |
| SCHWERTNER RAY D. | Vice President | 2013-12-19 | Sale | 560.0 | $34.75 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-12 | Sale | 384.0 | $139.65 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-11 | Sale | 1,094.0 | $138.47 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-10 | Sale | 1,000.0 | $138.24 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-10 | Sale | 200.0 | $138.24 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-10 | Sale | 22.0 | $139.2 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-07 | Sale | 400.0 | $140.23 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-06-06 | Sale | 1,400.0 | $140.93 |
| SCHWERTNER RAY D. | Vice President | 2013-06-06 | Sale | 125.0 | $142.5 |
| SCHWERTNER RAY D. | Vice President | 2013-06-04 | Sale | 75.0 | $142.5 |
| SCHWERTNER RAY D. | Vice President | 2013-05-20 | Sale | 200.0 | $137.1 |
| SCHWERTNER RAY D. | Vice President | 2013-05-07 | Sale | 259.0 | $123.94 |
| SCHWERTNER RAY D. | Vice President | 2013-05-06 | Sale | 16.0 | $123.4 |
| SCHWERTNER RAY D. | Vice President | 2013-05-06 | Sale | 158.0 | $122.0 |
| SCHWERTNER RAY D. | Vice President | 2013-05-06 | Sale | 225.0 | $122.8 |
| Morgan Thomas Duane | Director | 2013-05-02 | Purchase | 250.0 | $115.45 |
| SCHWERTNER RAY D. | Vice President | 2013-03-21 | Sale | 200.0 | $119.2 |
| NEBLETT GLENN M. | Chief Investment Officer | 2013-03-11 | Sale | 103.0 | $123.21 |
| NEBLETT GLENN M. | Chief Investment Officer | 2013-03-11 | Sale | 300.0 | $123.9 |
| SCHWERTNER RAY D. | Vice President | 2013-03-06 | Sale | 200.0 | $124.0 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-03-05 | Sale | 2,000.0 | $123.79 |
| Morris Tracy L. | CFO | 2013-03-05 | Sale | 1,220.0 | $124.06 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2013-03-04 | Sale | 1,000.0 | $124.08 |
| SCHWERTNER RAY D. | Vice President | 2013-02-28 | Sale | 300.0 | $116.0 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-12-18 | Sale | 718.0 | $107.57 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-12-17 | Sale | 2,500.0 | $105.99 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-12-14 | Sale | 1,000.0 | $105.77 |
| Gohlke Henry James | Vice President | 2012-11-06 | Purchase | 49.0 | $108.0 |
| Gohlke Henry James | Vice President | 2012-11-06 | Purchase | 62.0 | $107.97 |
| Gohlke Henry James | Vice President | 2012-11-05 | Purchase | 174.0 | $108.0 |
| Gohlke Henry James | Vice President | 2012-11-05 | Purchase | 174.0 | $108.0 |
| Strup Richard F. | Director | 2012-10-31 | Purchase | 200.0 | $109.36 |
| Strup Richard F. | Director | 2012-10-31 | Purchase | 100.0 | $109.36 |
| Strup Richard F. | Director | 2012-10-31 | Purchase | 76.0 | $109.65 |
| Strup Richard F. | Director | 2012-10-31 | Purchase | 24.0 | $109.34 |
| PETERSON JEFFREY G | Vice President | 2012-06-22 | Sale | 1,602.0 | $102.41 |
| PETERSON JEFFREY G | Vice President | 2012-06-22 | Sale | 406.0 | $104.55 |
| PETERSON JEFFREY G | Vice President | 2012-06-22 | Sale | 300.0 | $104.0 |
| PETERSON JEFFREY G | Vice President | 2012-06-22 | Sale | 1,842.0 | $105.08 |
| PETERSON JEFFREY G | Vice President | 2012-06-22 | Sale | 350.0 | $105.89 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-06-19 | Sale | 3,808.0 | $101.0 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-06-18 | Sale | 1,692.0 | $101.3 |
| ASHBAUGH WILLIAM M | Senior Vice President | 2012-06-15 | Sale | 500.0 | $102.74 |
| PETERSON JEFFREY G | Vice President | 2012-06-13 | Sale | 2,250.0 | $99.21 |
| Thomas William R III | Vice President | 2012-05-30 | Sale | 8,090.0 | $86.5 |
| PETERSON JEFFREY G | Vice President | 2012-05-21 | Sale | 1,500.0 | $102.0 |
| BELA MARQUEZ D | Vice President | 2012-05-21 | Sale | 1,000.0 | $103.02 |
| NEBLETT GLENN M. | Vice President | 2012-05-21 | Sale | 2,000.0 | $102.0 |
| PETERSON JEFFREY G | Vice President | 2012-05-18 | Sale | 3,000.0 | $101.38 |
| Morris Tracy L. | CFO | 2012-05-18 | Sale | 2,000.0 | $101.58 |
| Thomas William R III | Vice President | 2012-02-15 | Sale | 2,224.0 | $90.71 |