CSWC Insider Transactions — Page 3
466 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Moab GP LLC | TenPercentOwner | 2017-01-06 | Sale | 2,343.0 | $16.8 |
| Moab Partners LP | TenPercentOwner | 2017-01-06 | Sale | 2,343.0 | $16.8 |
| Moab Capital Partners LLC | TenPercentOwner | 2017-01-06 | Sale | 3,100.0 | $16.8 |
| Rothenberg Michael | TenPercentOwner | 2017-01-06 | Sale | 3,100.0 | $16.8 |
| Moab GP LLC | TenPercentOwner | 2017-01-06 | Sale | 3,100.0 | $16.8 |
| Moab Partners LP | TenPercentOwner | 2017-01-06 | Sale | 3,100.0 | $16.8 |
| Moab Capital Partners LLC | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Rothenberg Michael | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab GP LLC | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab Partners LP | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab Capital Partners LLC | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Rothenberg Michael | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Moab GP LLC | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Moab Partners LP | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Moab Capital Partners LLC | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Rothenberg Michael | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab GP LLC | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab Partners LP | TenPercentOwner | 2017-01-04 | Sale | 4,746.0 | $16.74 |
| Moab Capital Partners LLC | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Rothenberg Michael | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Moab GP LLC | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Moab Partners LP | TenPercentOwner | 2017-01-04 | Sale | 18,972.0 | $16.75 |
| Brooks David R | Director | 2016-12-14 | Purchase | 3,000.0 | $15.82 |
| ASHBAUGH WILLIAM M | Sr. VP, Managing Director | 2016-11-15 | Purchase | 5,000.0 | $0.0 |
| KELLEY DOUGLAS M. | Sr. VP, Managing Director | 2016-11-15 | Purchase | 20,000.0 | $0.0 |
| Sarner Michael Scott | Chief Financial Officer | 2016-11-15 | Purchase | 34,500.0 | $0.0 |
| DIEHL BOWEN S | President and CEO | 2016-11-15 | Purchase | 43,125.0 | $0.0 |
| Morgan Thomas Duane | Director | 2016-11-10 | Purchase | 7,100.0 | $14.35 |
| Morgan Thomas Duane | Director | 2016-11-10 | Purchase | 7,100.0 | $14.35 |
| FURST JACK D | Director | 2016-09-15 | Purchase | 5,400.0 | $14.9 |
| FURST JACK D | Director | 2016-09-14 | Purchase | 900.0 | $14.9 |
| FURST JACK D | Director | 2016-09-13 | Purchase | 2,700.0 | $14.9 |
| FURST JACK D | Director | 2016-09-09 | Purchase | 2,600.0 | $14.89 |
| FURST JACK D | Director | 2016-09-08 | Purchase | 1,500.0 | $14.84 |
| FURST JACK D | Director | 2016-09-07 | Purchase | 1,900.0 | $14.78 |
| KELLEY DOUGLAS M. | Sr. VP, Managing Director | 2016-09-07 | Purchase | 102.0 | $14.89 |
| Morgan Thomas Duane | Director | 2016-06-24 | Purchase | 1,000.0 | $14.03 |
| KELLEY DOUGLAS M. | Sr. VP, Managing Director | 2016-06-24 | Purchase | 1,775.0 | $13.92 |
| Brooks David R | Director | 2016-06-24 | Purchase | 4,000.0 | $14.0 |
| Sarner Michael Scott | Chief Financial Officer | 2016-06-23 | Purchase | 4,986.0 | $14.12 |
| Sarner Michael Scott | Chief Financial Officer | 2016-06-17 | Purchase | 1,800.0 | $13.85 |
| WILSON JOHN H | Director | 2016-03-18 | Purchase | 2,000.0 | $14.07 |
| KELLEY DOUGLAS M. | Sr. VP & Managing Director | 2016-02-18 | Purchase | 5,000.0 | $14.04 |
| Morgan Thomas Duane | Director | 2016-02-12 | Purchase | 950.0 | $13.34 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-15 | Purchase | 1,100.0 | $13.72 |
| Rothenberg Michael | TenPercentOwner | 2016-01-15 | Purchase | 1,100.0 | $13.72 |
| Moab GP LLC | TenPercentOwner | 2016-01-15 | Purchase | 1,100.0 | $13.72 |
| Moab Partners LP | TenPercentOwner | 2016-01-15 | Purchase | 1,100.0 | $13.72 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-14 | Purchase | 5,700.0 | $13.91 |
| Rothenberg Michael | TenPercentOwner | 2016-01-14 | Purchase | 5,700.0 | $13.91 |
| Moab GP LLC | TenPercentOwner | 2016-01-14 | Purchase | 5,700.0 | $13.91 |
| Moab Partners LP | TenPercentOwner | 2016-01-14 | Purchase | 5,700.0 | $13.91 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-14 | Purchase | 1,000.0 | $13.89 |
| Rothenberg Michael | TenPercentOwner | 2016-01-14 | Purchase | 1,000.0 | $13.89 |
| Moab GP LLC | TenPercentOwner | 2016-01-14 | Purchase | 1,000.0 | $13.89 |
| Moab Partners LP | TenPercentOwner | 2016-01-14 | Purchase | 1,000.0 | $13.89 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-13 | Purchase | 1,000.0 | $13.96 |
| Rothenberg Michael | TenPercentOwner | 2016-01-13 | Purchase | 1,000.0 | $13.96 |
| Moab GP LLC | TenPercentOwner | 2016-01-13 | Purchase | 1,000.0 | $13.96 |
| Moab Partners LP | TenPercentOwner | 2016-01-13 | Purchase | 1,000.0 | $13.96 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-13 | Purchase | 14,453.0 | $14.03 |
| Rothenberg Michael | TenPercentOwner | 2016-01-13 | Purchase | 14,453.0 | $14.03 |
| Moab GP LLC | TenPercentOwner | 2016-01-13 | Purchase | 14,453.0 | $14.03 |
| Moab Partners LP | TenPercentOwner | 2016-01-13 | Purchase | 14,453.0 | $14.03 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-13 | Purchase | 43,733.0 | $14.1 |
| Rothenberg Michael | TenPercentOwner | 2016-01-13 | Purchase | 43,733.0 | $14.1 |
| Moab GP LLC | TenPercentOwner | 2016-01-13 | Purchase | 43,733.0 | $14.1 |
| Moab Partners LP | TenPercentOwner | 2016-01-13 | Purchase | 43,733.0 | $14.1 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-12 | Purchase | 22,416.0 | $14.16 |
| Rothenberg Michael | TenPercentOwner | 2016-01-12 | Purchase | 22,416.0 | $14.16 |
| Moab GP LLC | TenPercentOwner | 2016-01-12 | Purchase | 22,416.0 | $14.16 |
| Moab Partners LP | TenPercentOwner | 2016-01-12 | Purchase | 22,416.0 | $14.16 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-12 | Purchase | 2,573.0 | $14.19 |
| Rothenberg Michael | TenPercentOwner | 2016-01-12 | Purchase | 2,573.0 | $14.19 |
| Moab GP LLC | TenPercentOwner | 2016-01-12 | Purchase | 2,573.0 | $14.19 |
| Moab Partners LP | TenPercentOwner | 2016-01-12 | Purchase | 2,573.0 | $14.19 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-11 | Purchase | 500.0 | $14.12 |
| Rothenberg Michael | TenPercentOwner | 2016-01-11 | Purchase | 500.0 | $14.12 |
| Moab GP LLC | TenPercentOwner | 2016-01-11 | Purchase | 500.0 | $14.12 |
| Moab Partners LP | TenPercentOwner | 2016-01-11 | Purchase | 500.0 | $14.12 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-08 | Purchase | 1,000.0 | $14.24 |
| Rothenberg Michael | TenPercentOwner | 2016-01-08 | Purchase | 1,000.0 | $14.24 |
| Moab GP LLC | TenPercentOwner | 2016-01-08 | Purchase | 1,000.0 | $14.24 |
| Moab Partners LP | TenPercentOwner | 2016-01-08 | Purchase | 1,000.0 | $14.24 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-08 | Purchase | 700.0 | $14.24 |
| Rothenberg Michael | TenPercentOwner | 2016-01-08 | Purchase | 700.0 | $14.24 |
| Moab GP LLC | TenPercentOwner | 2016-01-08 | Purchase | 700.0 | $14.24 |
| Moab Partners LP | TenPercentOwner | 2016-01-08 | Purchase | 700.0 | $14.24 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-07 | Purchase | 3,000.0 | $14.17 |
| Rothenberg Michael | TenPercentOwner | 2016-01-07 | Purchase | 3,000.0 | $14.17 |
| Moab GP LLC | TenPercentOwner | 2016-01-07 | Purchase | 3,000.0 | $14.17 |
| Moab Partners LP | TenPercentOwner | 2016-01-07 | Purchase | 3,000.0 | $14.17 |
| Moab Capital Partners LLC | TenPercentOwner | 2016-01-07 | Purchase | 1,100.0 | $14.13 |
| Rothenberg Michael | TenPercentOwner | 2016-01-07 | Purchase | 1,100.0 | $14.13 |
| Moab GP LLC | TenPercentOwner | 2016-01-07 | Purchase | 1,100.0 | $14.13 |
| Moab Partners LP | TenPercentOwner | 2016-01-07 | Purchase | 1,100.0 | $14.13 |
| WILSON JOHN H | Director | 2015-12-17 | Purchase | 800.0 | $14.12 |
| Brooks David R | Director | 2015-12-15 | Purchase | 1,100.0 | $14.14 |
| KELLEY DOUGLAS M. | Sr. VP & Managing Director | 2015-11-20 | Purchase | 7,000.0 | $14.28 |
| Morgan Thomas Duane | Director | 2015-11-12 | Purchase | 870.0 | $14.61 |