CSS INDUSTRIES, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-10-30: Reporting owner Farley Cara; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-30: Reporting owner Mullany Harry J. III; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-30: Reporting owner HITCHNER ELAM M III; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-30: Reporting owner MATTHIAS REBECCA C; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-10-30 | Farley Cara Officer (Exec. VP - Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2019-10-31 | |
| 2019-08-30 | Mullany Harry J. III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | HITCHNER ELAM M III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | MATTHIAS REBECCA C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | RULON-MILLER WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | Crane Stephen P Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | Broenniman Philip R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | Ludwig Melissa Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-08-30 | Silver David M K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,883 8,883 owned after | $0.00 | 2019-09-04 | |
| 2019-07-29 | RULON-MILLER WILLIAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,242 0 owned after | $0.00 | 2019-07-31 | |
| 2019-07-29 | Mullany Harry J. III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,242 0 owned after | $0.00 | 2019-07-31 | |
| 2019-07-29 | CHAPPELL ROBERT E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,242 0 owned after | $0.00 | 2019-07-31 | |
| 2019-07-29 | HITCHNER ELAM M III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,242 0 owned after | $0.00 | 2019-07-31 | |
| 2019-07-29 | Crane Stephen P Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,242 0 owned after | $0.00 | 2019-07-31 | |
| 2019-07-29 | MATTHIAS REBECCA C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.00 | 2019-07-31 | |
| 2019-05-31 | Pfeil Keith W Officer (Exec. VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 500 owned after | $0.00 | 2019-05-31 | |
| 2019-05-29 | Pfeil Keith W Officer (Exec. VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −687 2,063 owned after | $0.00 | 2019-05-31 | |
| 2019-05-29 | White John Stuart Officer (EVP - Operations and IT) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 4,725 owned after | $0.00 | 2019-05-31 | |
| 2019-05-29 | Munyan Christopher J Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 12,900 owned after | $0.00 | 2019-05-31 | |
| 2019-05-29 | Farley Cara Officer (Exec. VP - Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,575 4,725 owned after | $0.00 | 2019-05-31 | |
| 2019-05-29 | Kiesling William G Officer (Sr. VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,350 4,050 owned after | $0.00 | 2019-05-31 | |
| 2019-05-28 | Farley Cara Officer (Exec. VP - Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,629 20,629 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | White John Stuart Officer (EVP - Operations and IT) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Pfeil Keith W Officer (Exec. VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Kiesling William G Officer (Sr. VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2019-05-30 | |
| 2019-05-28 | Munyan Christopher J Director, Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $0.00 | 2019-05-30 |