CSI Compressco LP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-09-28: Federal exemption Rule 506(b); Types of securities offered Equity; Preferred units, which are convertible to common units; Date of first sale 2016-09-20; Total offering amount $5,000,000.
- 2016-08-23: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Preferred units, which are convertible to common units; Date of first sale 2016-08-08; Total offering amount $70,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-09-28 | Rule 506(b) | Equity; Preferred units, which are convertible to common units | 2016-09-20 | $5,000,000 | $5,000,000 | $0 | 2 |
| 2016-08-23 | Rule 506(b) | Equity; SecurityToBeAcquired; Preferred units, which are convertible to common units | 2016-08-08 | $70,000,000 | $50,000,000 | $20,000,000 | 3 |