CRUMBS BAKE SHOP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-09: Reporting owner Bauer Holdings Inc. | Bauer Victor; Form 4/A; Security Series A Voting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner GEIGER JULIAN; Form 4; Security Series A Voting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner LEWIS EDWIN H; Form 4; Security Series A Voting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-09: Reporting owner Ireland John D; Form 4; Security Series A Voting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-09 | Bauer Holdings Inc. | Bauer Victor Director, 10% Owner | Director, 10% Owner | 4/A | Series A Voting Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,670 76,005 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | GEIGER JULIAN Director, Officer (President and CEO) | 4 | Series A Voting Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,960 47,940 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | LEWIS EDWIN H Director, 10% Owner | 4 | Series A Voting Preferred Stock Non-derivative · Indirect · SEE FOOTNOTE | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,470 104,205 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | Ireland John D Officer (SVP, CFO and Treasurer) | 4 | Series A Voting Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,900 5,850 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | Bauer Mia Officer (VP and Creative Director), 10% Owner | 4 | Series A Voting Preferred Stock Non-derivative · Indirect · SEE FOOTNOTE | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,670 76,005 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | BAUER JASON Director, Officer (VP of Business Development), 10% Owner | 4 | Series A Voting Preferred Stock Non-derivative · Indirect · SEE FOOTNOTE | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,670 76,005 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | EHL Holdings LLC Director, 10% Owner | 4 | Series A Voting Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,470 104,205 owned after | no price filed | 2012-10-09 | |
| 2012-10-09 | Bauer Holdings Inc. | Bauer Victor Director, 10% Owner | Director, 10% Owner | 4 | Series A Voting Preferred Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,670 76,005 owned after | no price filed | 2012-10-09 | |
| 2011-11-14 | LEWIS EDWIN H Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,450 173,675 owned after | no price filed | 2011-11-16 | |
| 2011-11-14 | Bauer Mia Officer (VP and Creative Director), 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,450 126,675 owned after | no price filed | 2011-11-16 | |
| 2011-11-14 | Bauer Holdings Inc. | Bauer Victor Director, 10% Owner | 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,450 126,675 owned after | no price filed | 2011-11-16 | |
| 2011-11-14 | EHL Holdings LLC Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,450 173,675 owned after | no price filed | 2011-11-16 | |
| 2011-11-14 | BAUER JASON Director, Officer (SR. VP of Business Development), 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,450 126,675 owned after | no price filed | 2011-11-16 | |
| 2011-11-14 | GEIGER JULIAN Director, Officer (President and CEO) | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,900 79,900 owned after | no price filed | 2011-11-16 | |
| 2011-06-22 | EHL Holdings LLC Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,139 190,125 owned after | no price filed | 2011-07-12 | |
| 2011-06-22 | LEWIS EDWIN H Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,139 190,125 owned after | no price filed | 2011-07-12 | |
| 2011-05-05 | LEWIS EDWIN H Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +254,264 254,264 owned after | no price filed | 2011-05-09 | |
| 2011-05-05 | Ireland John D Officer (CFO and Treasurer) | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | no price filed | 2011-05-09 | |
| 2011-05-05 | EHL Holdings LLC Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +254,264 254,264 owned after | no price filed | 2011-05-09 | |
| 2011-05-05 | Bauer Mia Officer (VP and Chief Creative Officer), 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,125 190,125 owned after | no price filed | 2011-05-09 | |
| 2011-05-05 | BAUER JASON Director, Officer (CEO and President), 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,125 190,125 owned after | no price filed | 2011-05-09 | |
| 2011-05-05 | Bauer Holdings Inc. | Bauer Victor Director, 10% Owner | Director, 10% Owner | 4 | Series A Voting Preferred Stock, par value $.0001 Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,125 190,125 owned after | no price filed | 2011-05-09 |