CrowdGather, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-13: Reporting owner Sacks James; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-12-13: Reporting owner Sacks James; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-12-12: Reporting owner Sabnani Sanjay; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2011-12-12: Reporting owner Sabnani Sanjay; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-12-13 | |
| 2011-12-13 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 240,000 owned after | $0.66 exercise price | 2011-12-13 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-12-12 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-12-12 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-12-12 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-12-12 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-12-12 | |
| 2011-12-12 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-12-12 | |
| 2011-10-21 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-10-21 | |
| 2011-10-21 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-10-21 | |
| 2011-10-17 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-10-17 | |
| 2011-10-17 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 240,000 owned after | $0.66 exercise price | 2011-10-17 | |
| 2011-10-12 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-10-12 | |
| 2011-10-12 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 240,000 owned after | $0.66 exercise price | 2011-10-12 | |
| 2011-08-31 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-08-31 | |
| 2011-08-31 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-08-31 | |
| 2011-08-18 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 240,000 owned after | $0.66 exercise price | 2011-08-18 | |
| 2011-08-18 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-08-18 | |
| 2011-08-17 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 240,000 owned after | $0.66 exercise price | 2011-08-17 | |
| 2011-08-17 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-08-17 | |
| 2011-08-10 holding as of filing | Dariyanani Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-08-10 | |
| 2011-08-09 holding as of filing | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.27 exercise price | 2011-08-09 | |
| 2011-08-09 holding as of filing | TIMPE CHUCK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 355,000 owned after | $0.86 exercise price | 2011-08-09 | |
| 2011-08-09 holding as of filing | TIMPE CHUCK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 50,000 owned after | $1.55 exercise price | 2011-08-09 | |
| 2011-08-09 holding as of filing | Singh Gaurav Inder Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 180,000 owned after | $1.50 exercise price | 2011-08-09 | |
| 2011-08-09 holding as of filing | Singh Gaurav Inder Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 150,000 owned after | $1.00 exercise price | 2011-08-09 | |
| 2011-08-01 | Dariyanani Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 240,000 owned after | $0.66 exercise price | 2011-08-10 | |
| 2011-08-01 | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 240,000 owned after | $0.66 exercise price | 2011-08-09 | |
| 2011-08-01 | TIMPE CHUCK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 420,000 owned after | $0.66 exercise price | 2011-08-09 | |
| 2011-08-01 | Singh Gaurav Inder Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,000 266,000 owned after | $0.66 exercise price | 2011-08-09 | |
| 2011-04-21 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-04-21 | |
| 2011-04-21 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $1.16 exercise price | 2011-04-21 | |
| 2011-04-20 holding as of filing | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 400,000 owned after | $1.49 exercise price | 2011-04-20 | |
| 2011-03-31 holding as of filing | TIMPE CHUCK Director | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $1.55 exercise price | 2011-03-31 | |
| 2011-03-21 | Sabnani Sanjay Director, Officer (CEO, President, Secretary), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 600,000 owned after | $1.16 exercise price | 2011-04-20 | |
| 2011-03-21 | TIMPE CHUCK Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 305,000 owned after | $0.86 exercise price | 2011-03-31 | |
| 2011-02-02 | Sacks James Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.27 exercise price | 2011-06-23 |