CREDO PETROLEUM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-28: Reporting owner HALL OAKLEY; Form 4; Security Stock Options Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-28: Reporting owner BROWN CLARENCE H; Form 4; Security Stock Options Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-28: Reporting owner HUFFMAN JAMES T; Form 4; Security Stock Options Right To Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-02-09: Reporting owner HUFFMAN JAMES T; Form 4; Security Non-Qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | HALL OAKLEY Director | 4 | Stock Options Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.78 exercise price | 2012-09-28 | |
| 2012-09-28 | BROWN CLARENCE H Director | 4 | Stock Options Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,250 0 owned after | $5.93 exercise price | 2012-09-28 | |
| 2012-09-28 | HUFFMAN JAMES T Director | 4 | Stock Options Right To Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,563 0 owned after | $5.93 exercise price | 2012-09-28 | |
| 2010-02-09 | HUFFMAN JAMES T Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 58,563 owned after | $5.93 exercise price | 2010-02-10 | |
| 2010-01-01 | Smith Marlis E Jr Director, Officer (President) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.30 | 2010-03-25 | |
| 2008-10-08 | SKEWES WILLIAM F Director | 4/A | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,250 0 owned after | $5.93 exercise price | 2008-10-29 | |
| 2008-10-08 | SKEWES WILLIAM F Director | 4 | Non-qualified Stock Option Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +29,250 70,301 owned after | $5.93 | 2008-10-09 | |
| 2008-09-08 | Pownell Timothy Joe Officer (President & COO) | 4 | Common Share Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,706 53,706 owned after | $14.31 exercise price | 2008-09-10 | |
| 2008-07-09 holding as of filing | Neely Alford B Officer (Vice President, CFO & Secretar) | 3 | CREDO Petroleum Corporation Qualified Stock Options Derivative · Direct | Holding | $12.78 exercise price | 2008-07-09 | ||
| 2008-04-11 | STEVENS RICHARD B Director | 4 | Non-qualified Stock Options Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +29,250 0 owned after | $5.93 | 2008-04-15 | |
| 2006-12-12 holding as of filing | Neely Alford B Other (Employee) | 3 | Incentive Stock Options Non-derivative · Direct | Holding | 20,000 owned after | no price filed | 2006-12-12 | |
| 2006-12-12 holding as of filing | Neely Alford B Other (Employee) | 3 | Incentive Stock Options Derivative · Direct | Holding | $12.78 exercise price | 2006-12-12 | ||
| 2006-12-08 | HALL OAKLEY Director | 4 | Non-Qualified Stock Option Non-derivative · Indirect · By Sanos Investment Partnership | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $12.78 | 2006-12-12 | |
| 2006-12-08 | HALL OAKLEY Director | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.78 | 2006-12-12 | |
| 2006-10-02 | BEACH WILLIAM N Director | 4 | Non-qualified Stock Option Right to Buy Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −8,000 16,250 owned after | $5.93 | 2006-10-04 | |
| 2006-09-27 | BEACH WILLIAM N Director | 4 | Non-qualified stock option-right to buy Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −5,000 24,250 owned after | $5.93 | 2006-09-28 | |
| 2006-04-28 | Vreeman David W Officer (Vice President & CFO) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −8,438 25,312 owned after | $8.93 | 2006-04-28 | |
| 2006-01-09 | HALL OAKLEY Director | 4 | Non-qualified stock option (right-to-buy) Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −29,250 0 owned after | $5.93 | 2006-01-10 | |
| 2005-09-26 | Vreeman David W Officer (Vice President & CFO) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +11,250 33,750 owned after | $8.93 | 2006-04-28 | |
| 2005-09-26 | HALL OAKLEY Director | 4 | Non-qualified stock option (right-to-buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,750 29,250 owned after | $5.93 | 2006-01-10 | |
| 2005-09-26 | BEACH WILLIAM N Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9,750 29,250 owned after | $5.93 | 2006-01-03 |