CRAFT BREW ALLIANCE, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-26: Reporting owner Thomas Andrew J.; Form 4; Security Stock Appreciation Right; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-06-14: Reporting owner Thomas Andrew J.; Form 4; Security Stock Appreciation Right; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-01: Reporting owner Thomas Andrew J.; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2011-06-01: Reporting owner Thomas Andrew J.; Form 3; Security Stock appreciation right; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-26 | Thomas Andrew J. Officer (President of Commercial Ops) | 4 | Stock Appreciation Right Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $7.79 exercise price | 2013-08-27 | |
| 2013-06-14 | Thomas Andrew J. Officer (President of Commercial Ops) | 4 | Stock Appreciation Right Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $6.50 exercise price | 2013-06-17 | |
| 2011-06-01 holding as of filing | Thomas Andrew J. Officer (President of Comm. Operations) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $6.50 exercise price | 2011-06-01 | ||
| 2011-06-01 holding as of filing | Thomas Andrew J. Officer (President of Comm. Operations) | 3 | Stock appreciation right Derivative · Direct | Holding | $7.79 exercise price | 2011-06-01 |