CPI CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-13: Reporting owner ABEL JAMES J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-17: Reporting owner NELSON JANE E; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-17: Reporting owner Heins Dale E; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-17: Reporting owner GALLAHUE THOMAS P; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-13 | ABEL JAMES J Officer (Interim CEO & President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.11 exercise price | 2012-03-20 | |
| 2011-02-17 | NELSON JANE E Officer (General Counsel/Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,333 owned after | $13.58 exercise price | 2011-02-22 | |
| 2011-02-17 | Heins Dale E Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 16,667 owned after | $13.58 exercise price | 2011-02-22 | |
| 2011-02-17 | GALLAHUE THOMAS P Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 10,000 owned after | $13.58 exercise price | 2011-02-22 | |
| 2011-01-12 | Cataldo Renato Officer (CEO/President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 33,333 owned after | $13.58 exercise price | 2011-01-14 | |
| 2011-01-06 | Laakko Keith W Officer (EVP Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,333 owned after | $13.58 exercise price | 2011-01-10 | |
| 2010-06-10 | GALLAHUE THOMAS P Officer (Executive VP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,046 0 owned after | $12.96 exercise price | 2010-06-14 | |
| 2008-09-22 | Mills Jim Officer (EVP of Field Operations) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 8,334 owned after | $12.21 exercise price | 2008-09-24 | |
| 2008-09-22 | Mills Jim Officer (EVP of Field Operations) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 16,667 owned after | $12.21 exercise price | 2008-09-24 | |
| 2008-09-22 | Mills Jim Officer (EVP of Field Operations) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 25,000 owned after | $12.21 exercise price | 2008-09-24 | |
| 2008-09-22 | MEYER DAVID M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.21 exercise price | 2008-09-24 | |
| 2008-09-22 | MEYER DAVID M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 60,000 owned after | $12.21 exercise price | 2008-09-24 | |
| 2008-08-14 | GALLAHUE THOMAS P Officer (Executive VP) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | GALLAHUE THOMAS P Officer (Executive VP) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 12,500 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | GALLAHUE THOMAS P Officer (Executive VP) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 32,546 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Laakko Keith W Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,667 6,667 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Laakko Keith W Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,667 13,334 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Laakko Keith W Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 20,000 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | NELSON JANE E Officer (General Counsel/Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,667 6,667 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | NELSON JANE E Officer (General Counsel/Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,667 13,334 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | NELSON JANE E Officer (General Counsel/Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,666 20,000 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Heins Dale E Officer (CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 8,334 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Heins Dale E Officer (CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 16,667 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Heins Dale E Officer (CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,333 25,000 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Cataldo Renato Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Cataldo Renato Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 33,334 owned after | $13.58 exercise price | 2008-08-18 | |
| 2008-08-14 | Cataldo Renato Officer (CEO & President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,666 50,000 owned after | $13.58 exercise price | 2008-08-18 | |
| 2007-02-02 | TARPLEY RICHARD L Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,839 0 owned after | $20.45 exercise price | 2007-02-06 | |
| 2007-01-31 | NELSON JANE E Officer (General Counsel/Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,007 0 owned after | $20.45 exercise price | 2007-02-01 |