COYNI, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-17: Reporting owner Sperco Stephen J; Form 4; Security Common Stock Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2008-07-22: Reporting owner KOEHLER WILLIAM E; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-03-30: Reporting owner STERNBERG MANFRED; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-03-30: Reporting owner STERNBERG MANFRED; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-17 | Sperco Stephen J Director, Officer (CEO), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,250,000 0 owned after | $0.03 exercise price | 2008-10-23 | |
| 2008-07-22 | KOEHLER WILLIAM E 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,500 2,240,000 owned after | $3.80 | 2010-01-22 | |
| 2008-03-30 | STERNBERG MANFRED 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +260,036 260,036 owned after | $1.00 | 2010-01-27 | |
| 2008-03-30 | STERNBERG MANFRED 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +308,594 308,594 owned after | $1.00 | 2010-01-27 | |
| 2008-02-28 | Sperco Stephen J Director, Officer (CEO), 10% Owner | 4 | Common Stock Warrants Derivative · Indirect · SAI Corporation | J Other acquisition or disposition (describe transaction) | +1,000,000 1,000,000 owned after | $0.03 exercise price | 2008-03-04 | |
| 2007-07-12 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.17 exercise price | 2007-07-17 | |
| 2007-07-12 | KOEHLER WILLIAM E Director, Officer (COO and President), 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.17 exercise price | 2007-07-17 | |
| 2007-07-05 holding as of filing | Geary Dale Director | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2007-07-05 | ||
| 2007-06-28 | Sperco Stephen J Director, Officer (CEO), 10% Owner | 4 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.17 exercise price | 2007-07-05 | |
| 2007-06-28 | Sperco Stephen J Director, Officer (CEO), 10% Owner | 4 | Warrants Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | $0.17 exercise price | 2007-07-05 | |
| 2006-11-27 | DAVIS ROBERT EDWARD 10% Owner | 4 | Warrants Derivative · Indirect · Family | J Other acquisition or disposition (describe transaction) | +22,000 22,000 owned after | $1.00 exercise price | 2007-01-31 | |
| 2006-11-27 | DAVIS ROBERT EDWARD 10% Owner | 4 | Warrants Derivative · Indirect · Family | J Other acquisition or disposition (describe transaction) | +44,000 44,000 owned after | $0.75 exercise price | 2007-01-31 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +111,000 1,000 owned after | $1.00 exercise price | 2007-01-04 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +222,000 2,000 owned after | $0.75 exercise price | 2007-01-04 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −110,000 1,000 owned after | $1.00 exercise price | 2007-01-04 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −220,000 2,000 owned after | $0.75 exercise price | 2007-01-04 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +44,000 44,000 owned after | $1.00 exercise price | 2007-01-04 | |
| 2006-11-27 | STERNBERG MANFRED Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +88,000 88,000 owned after | $0.75 exercise price | 2007-01-04 | |
| 2006-11-27 | KOEHLER WILLIAM E Director, Officer (COO and President), 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $1.00 exercise price | 2007-01-04 | |
| 2006-11-27 | KOEHLER WILLIAM E Director, Officer (COO and President), 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $0.75 exercise price | 2007-01-04 |