COVETRUS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-18: Reporting owner CD&R VFC Holdings L.P. | CD&R Investment Associates IX, Ltd.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-09-09: Reporting owner CD&R VFC Holdings L.P. | CD&R Investment Associates IX, Ltd.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-05-19: Reporting owner CD&R Investment Associates IX, Ltd. | CD&R VFC Holdings L.P.; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | CD&R VFC Holdings L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By affiliate | C Conversion of derivative security | −90,632 0 owned after | $11.10 exercise price | 2020-11-20 | |
| 2020-09-09 | CD&R VFC Holdings L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By affiliate | C Conversion of derivative security | −159,368 90,632 owned after | $11.10 exercise price | 2020-09-11 | |
| 2020-05-19 | CD&R Investment Associates IX, Ltd. | CD&R VFC Holdings L.P. 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By affiliate | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $11.10 exercise price | 2020-05-20 |