COVER ALL TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows, 51 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-25: Reporting owner Mehrotra Shailesh; Form 3/A; Security Employee Stock Option (right to buy); Transaction Holding.
- 2014-02-27: Reporting owner Shah Manish D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-26: Reporting owner Mehrotra Shailesh; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2013-09-26: Reporting owner HOSTELLEY ALYSSA; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-25 holding as of filing | Mehrotra Shailesh Officer (Senior VP, Product Mgmt & Tech) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2014-06-25 | ||
| 2014-02-27 | Shah Manish D Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 0 owned after | $1.00 exercise price | 2014-02-28 | |
| 2013-09-26 holding as of filing | Mehrotra Shailesh Officer (Senior VP, Product Mgmt & Tech) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.63 exercise price | 2013-09-26 | ||
| 2013-09-26 holding as of filing | HOSTELLEY ALYSSA Officer (Senior VP, Client Services) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.63 exercise price | 2013-09-26 | ||
| 2013-08-02 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.85 exercise price | 2013-08-02 | |
| 2013-07-31 | GALLAGHER MARYANNE Officer (Executive VP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.85 exercise price | 2013-08-02 | |
| 2013-07-29 | Shah Manish D Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.85 exercise price | 2013-07-31 | |
| 2012-03-07 | Shah Manish D Director, Officer (President and CTO) | 4 | Employee Incentive Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $1.67 exercise price | 2012-03-09 | |
| 2012-02-21 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 422,463 owned after | $1.63 exercise price | 2012-02-23 | |
| 2012-02-21 | GALLAGHER MARYANNE Officer (Executive VP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 200,000 owned after | $1.63 exercise price | 2012-02-23 | |
| 2012-02-21 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 155,000 owned after | $1.63 exercise price | 2012-02-23 | |
| 2011-12-27 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4/A | Employee Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −246,836 0 owned after | $0.79 exercise price | 2012-03-21 | |
| 2011-12-27 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4 | Employee Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −246,836 0 owned after | $0.79 exercise price | 2011-12-28 | |
| 2011-08-25 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4 | Employee Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −253,164 246,836 owned after | $0.79 exercise price | 2011-08-26 | |
| 2011-08-18 | GALLAGHER MARYANNE Officer (Executive VP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.41 exercise price | 2011-08-19 | |
| 2011-08-16 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $0.41 exercise price | 2011-08-17 | |
| 2011-08-15 | Shah Manish D Director, Officer (President and CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.41 exercise price | 2011-08-17 | |
| 2010-11-23 | MULREADY STEPHEN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.10 exercise price | 2010-11-24 | |
| 2010-06-02 | Shah Manish D Director, Officer (President and CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.55 exercise price | 2010-06-04 | |
| 2010-06-02 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.55 exercise price | 2010-06-04 | |
| 2010-06-02 | GALLAGHER MARYANNE Officer (Executive VP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.55 exercise price | 2010-06-04 | |
| 2010-04-12 | Rachlin Seth Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.25 exercise price | 2010-04-15 | |
| 2010-01-03 | JOHNSTON MARK D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.61 exercise price | 2010-01-05 | |
| 2010-01-01 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.12 exercise price | 2010-01-05 | |
| 2009-12-30 | CLEVELAND RUSSELL Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.61 exercise price | 2010-01-04 | |
| 2009-12-01 | MULREADY STEPHEN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.10 exercise price | 2009-12-04 | |
| 2009-03-02 | Shah Manish D Director, Officer (President & CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.00 exercise price | 2009-03-03 | |
| 2008-12-22 | Shah Manish D Director, Officer (President & CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −65,000 0 owned after | $0.53 exercise price | 2008-12-23 | |
| 2008-12-22 | ROBLIN JOHN Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −300,000 0 owned after | $0.53 exercise price | 2008-12-23 | |
| 2008-12-22 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $0.53 exercise price | 2008-12-23 | |
| 2008-12-22 | GALLAGHER MARYANNE Officer (Executive VP & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −100,000 0 owned after | $0.53 exercise price | 2008-12-23 | |
| 2008-08-05 | Shah Manish D Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.85 exercise price | 2008-08-07 | |
| 2008-08-05 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.85 exercise price | 2008-08-07 | |
| 2008-08-05 | GALLAGHER MARYANNE Officer (EVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.85 exercise price | 2008-08-07 | |
| 2008-03-24 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +5,000 0 owned after | $0.60 exercise price | 2008-03-25 | |
| 2008-03-18 | GALLAGHER MARYANNE Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +75,000 0 owned after | $0.60 exercise price | 2008-03-19 | |
| 2008-02-17 | CLEVELAND RUSSELL Director, 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −35,000 0 owned after | $0.34 exercise price | 2008-02-28 | |
| 2008-02-17 | JOHNSTON MARK D Director, 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −35,000 0 owned after | $0.34 exercise price | 2008-02-28 | |
| 2008-01-01 | ROBLIN JOHN Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +72,463 72,463 owned after | $1.38 exercise price | 2008-01-03 | |
| 2007-11-19 | GALLEGOS EARL Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −35,000 0 owned after | $0.34 exercise price | 2007-11-21 | |
| 2007-11-19 | GALLEGOS EARL Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 0 owned after | $0.61 exercise price | 2007-11-21 | |
| 2007-09-12 | Shah Manish D Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.40 exercise price | 2007-09-14 | |
| 2007-09-12 | GALLAGHER MARYANNE Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.40 exercise price | 2007-09-14 | |
| 2007-09-12 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.40 exercise price | 2007-09-14 | |
| 2007-03-20 | GALLAGHER MARYANNE Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.27 exercise price | 2007-03-21 | |
| 2007-03-20 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $0.27 exercise price | 2007-03-21 | |
| 2007-01-01 | ROBLIN JOHN Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.79 exercise price | 2007-01-03 | |
| 2006-08-21 | Shah Manish D Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.41 exercise price | 2006-08-22 | |
| 2006-08-21 | MASSEY ANN Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.41 exercise price | 2006-08-22 | |
| 2006-08-21 | GALLAGHER MARYANNE Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.41 exercise price | 2006-08-22 | |
| 2006-03-24 holding as of filing | Shah Manish D Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.53 exercise price | 2006-03-24 |