CONVERGYS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-14: Reporting owner FOX JEFFREY H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-13: Reporting owner FOX JEFFREY H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-13: Reporting owner FOX JEFFREY H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner FOX JEFFREY H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-14 | FOX JEFFREY H Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 100,000 owned after | $10.88 exercise price | 2012-12-17 | |
| 2012-12-13 | FOX JEFFREY H Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,533 160,000 owned after | $10.88 exercise price | 2012-12-17 | |
| 2012-12-13 | FOX JEFFREY H Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 130,000 owned after | $10.88 exercise price | 2012-12-17 | |
| 2012-12-12 | FOX JEFFREY H Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,321 164,533 owned after | $10.88 exercise price | 2012-12-13 | |
| 2012-12-12 | ODEEN PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | $11.55 exercise price | 2012-12-13 | |
| 2012-12-11 | FOX JEFFREY H Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82,146 217,854 owned after | $10.88 exercise price | 2012-12-13 | |
| 2012-10-26 holding as of filing | Timmins Barry Christine Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $13.76 exercise price | 2012-10-26 | ||
| 2012-10-26 holding as of filing | Timmins Barry Christine Officer (Senior Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $12.79 exercise price | 2012-10-26 | ||
| 2012-09-04 holding as of filing | Cline Claudia L. Officer (SVP & General Counsel) | 3 | Employee Stock Option Derivative · Direct | Holding | $13.76 exercise price | 2012-09-04 | ||
| 2012-09-04 holding as of filing | Cline Claudia L. Officer (SVP & General Counsel) | 3 | Employee Stock Option Derivative · Direct | Holding | $12.79 exercise price | 2012-09-04 | ||
| 2012-08-02 holding as of filing | Valentine Andre S Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $13.76 exercise price | 2012-08-02 | ||
| 2012-08-02 holding as of filing | Valentine Andre S Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $13.76 exercise price | 2012-08-02 | ||
| 2012-08-02 holding as of filing | Valentine Andre S Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $12.79 exercise price | 2012-08-02 | ||
| 2012-08-02 holding as of filing | Valentine Andre S Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $12.79 exercise price | 2012-08-02 | ||
| 2012-05-01 | GIBBS JOSEPH E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | $11.55 exercise price | 2012-05-02 | |
| 2012-02-10 | SHANKS EARL C Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,352 34,352 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | SHANKS EARL C Officer (CFO) | 4 | Employee Stock Option (Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,352 34,352 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | LENTO ROBERT A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,182 14,182 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | LENTO ROBERT A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,183 14,183 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Houston Julia A Officer (General Counsel, Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,158 23,158 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Houston Julia A Officer (General Counsel, Corp. Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,159 23,159 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Greenwald Taylor C Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Greenwald Taylor C Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Goetz James A Officer (CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,456 9,456 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Goetz James A Officer (CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,457 9,457 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | FOX JEFFREY H Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,794 115,794 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | FOX JEFFREY H Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,794 115,794 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Ayers Andrea J. Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,948 28,948 owned after | $12.79 exercise price | 2012-02-14 | |
| 2012-02-10 | Ayers Andrea J. Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,949 28,949 owned after | $12.79 exercise price | 2012-02-14 |