CONTANGO OIL & GAS CO Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-09: Reporting owner John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP; Form 4; Security Series C Contingent Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-09: Reporting owner John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP; Form 4; Security Series C Contingent Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-09: Reporting owner John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP; Form 4; Security Series C Contingent Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-09: Reporting owner John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP; Form 4; Security Series C Contingent Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-09 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −820,000 0 owned after | $0.00 | 2020-06-11 | |
| 2020-06-09 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −400,000 0 owned after | $0.00 | 2020-06-11 | |
| 2020-06-09 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −800,000 0 owned after | $0.00 | 2020-06-11 | |
| 2020-06-09 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | Kulik Partners, LP | Goff MCF Partners, LP | JCG 2016 Holdings, LP | GOFF JOHN C | Goff Family Investments, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −200,000 0 owned after | $0.00 | 2020-06-11 | |
| 2019-12-19 | Kulik Partners, LP | Goff MCF Partners, LP | GOFF JOHN C | John C. Goff 2010 Family Trust | JCG 2016 Holdings, LP | Goff Capital, Inc. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +820,000 820,000 owned after | $2.50 | 2019-12-27 | |
| 2019-12-19 | Kulik Partners, LP | Goff MCF Partners, LP | GOFF JOHN C | John C. Goff 2010 Family Trust | JCG 2016 Holdings, LP | Goff Capital, Inc. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +400,000 400,000 owned after | $2.50 | 2019-12-27 | |
| 2019-12-19 | Kulik Partners, LP | Goff MCF Partners, LP | GOFF JOHN C | John C. Goff 2010 Family Trust | JCG 2016 Holdings, LP | Goff Capital, Inc. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +800,000 800,000 owned after | $2.50 | 2019-12-27 | |
| 2019-12-19 | Kulik Partners, LP | Goff MCF Partners, LP | GOFF JOHN C | John C. Goff 2010 Family Trust | JCG 2016 Holdings, LP | Goff Capital, Inc. 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $2.50 | 2019-12-27 | |
| 2019-12-19 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | JCG 2016 Holdings, LP | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +820,000 820,000 owned after | $2.50 | 2019-12-23 | |
| 2019-12-19 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | JCG 2016 Holdings, LP | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +400,000 400,000 owned after | $2.50 | 2019-12-23 | |
| 2019-12-19 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | JCG 2016 Holdings, LP | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +800,000 800,000 owned after | $2.50 | 2019-12-23 | |
| 2019-12-19 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | JCG 2016 Holdings, LP | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Contingent Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $2.50 | 2019-12-23 | |
| 2019-12-19 | Colyer Wilkie Schell Jr Director, Officer (President and CEO) | 4 | Series C Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 60,000 owned after | $2.50 | 2019-12-23 | |
| 2019-12-17 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | Goff MCF Partners, LP | GOFF JOHN C 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −94,737 0 owned after | $0.00 | 2019-12-17 | |
| 2019-12-17 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | Goff MCF Partners, LP | GOFF JOHN C 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −694,737 0 owned after | $0.00 | 2019-12-17 | |
| 2019-12-17 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | Goff MCF Partners, LP | GOFF JOHN C 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −319,665 0 owned after | $0.00 | 2019-12-17 | |
| 2019-12-17 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | Goff MCF Partners, LP | GOFF JOHN C 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −34,423 0 owned after | $0.00 | 2019-12-17 | |
| 2019-11-01 holding as of filing | Goff Capital, Inc. | John C. Goff 2010 Family Trust | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | Holding | 94,737 owned after | no price filed | 2019-11-01 | |
| 2019-11-01 holding as of filing | Goff Capital, Inc. | John C. Goff 2010 Family Trust | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | 694,737 owned after | no price filed | 2019-11-01 | |
| 2019-10-30 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +319,665 319,665 owned after | $20.00 | 2019-11-01 | |
| 2019-10-30 | Goff Capital, Inc. | John C. Goff 2010 Family Trust | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +34,423 34,423 owned after | $20.00 | 2019-11-01 | |
| 2019-09-13 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +94,737 94,737 owned after | $9.50 | 2019-09-17 | |
| 2019-09-13 | John C. Goff 2010 Family Trust | Goff Capital, Inc. | GOFF JOHN C | Goff MCF Partners, LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +694,737 694,737 owned after | $9.50 | 2019-09-17 |