CONNECTONE BANCORP, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-04-10: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-03-30; Total offering amount $7,500,000.
- 2010-01-12: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-12-30; Total offering amount $10,000,000.
- 2009-10-05: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-06-23; Total offering amount $2,500,000.
- 2009-06-24: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-06-23; Total offering amount $1,150,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-04-10 | Rule 506 | Equity | 2012-03-30 | $7,500,000 | $7,500,000 | $0 | 65 |
| 2010-01-12 | Rule 506 | Equity | 2009-12-30 | $10,000,000 | $9,004,000 | $996,000 | 115 |
| 2009-10-05 D/A | Rule 506 | Equity | 2009-06-23 | $2,500,000 | $2,500,000 | $0 | 8 |
| 2009-06-24 | Rule 506 | Equity | 2009-06-23 | $1,150,000 | $1,150,000 | $0 | 7 |