COMVERSE TECHNOLOGY INC/NY/ Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-31: Form 8-K; Period of report 2009-12-31; Description 8.01 Other Events; Details 8.01.
- 2009-12-23: Form 8-K; Period of report 2009-12-23; Description 2.06 Material Impairments; Details 2.06.
- 2009-12-18: Form 8-K; Period of report 2009-12-17; Description 8.01 Other Events; Details 8.01.
- 2009-11-10: Form 8-K; Period of report 2009-11-06; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-31 | 8-K | 2009-12-31 | 8.01 Other Events | 8.01 On June 18, 2009, Comverse Technology, Inc. (the “Company”) disclosed that, in connection with its settlement with the United States Securities and Exchange Commission (the “SEC”), the Company consented to the entry of a final judgment under which it agreed, among other things, to be in compliance with its periodic reporting obligations by February 8, 2010. | mv12-31_8k.htm |
| 2009-12-23 | 8-K | 2009-12-23 | 2.06 Material Impairments | 2.06 The Company has determined that under accounting principles generally accepted in the United States (“U.S. GAAP”), it will be required to record in its financial statements non-cash, pre-tax charges related to (i) the impairment of goodwill and intangible assets of one of its reporting units and (ii) other than temporary declines in the fair value of the Company’s investments in its auction rate securities (“ARS”) portfolio. | cti12-23_8k.htm |
| 2009-12-18 | 8-K | 2009-12-17 | 8.01 Other Events | 8.01 On December 17, 2009, Comverse Technology, Inc. (the “Company”) entered into agreements to settle the previously disclosed (i) consolidated shareholder class action under the caption In re Comverse Technology, Inc. Sec. Litig., No. 06-CV-1825 currently pending in the United States District Court for the Eastern District of New York against the Company and certain of its former officers and directors alleging that such defendants had violated federal securities laws in connection with prior statements made by the Company with respect to, among other things, its accounting treatment of stock options and (ii) consolidated shareholder derivative actions under the captions In re Comverse Technology, Inc. Derivative Litigation, No. 601272/2006 and In re Comverse Technology, Inc. Derivative Litigation, No. 06-CV-1849 currently pending in the New York Supreme Court for New York County and the United States District Court for the Eastern District of New York, respectively, against certain of the Company’s former officers and directors and, in the state court action, our independent registered public accounting firm, alleging that the defendants breached certain duties to the Company and that certain former officers and directors were unjustly enriched (and, in the federal action, alleging violation of federal securities laws). | d8k.htm |
| 2009-11-10 | 8-K | 2009-11-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Departure of Certain Officers. | d8k.htm |
| 2009-09-16 | 8-K | 2009-09-16 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Comverse Technology, Inc. (the “Company”) is in the process of completing restatement adjustments to certain previously disclosed financial information and finalizing and becoming current with its SEC reporting requirements. 7.01 Letter to Employees: On September 16, 2009, the President and Chief Executive Officer of the Company issued a letter to employees of the Company and its subsidiary, Comverse, Inc. A copy of the letter is attached hereto as Exhibit 99.1 to this Current Report and is incorporated herein by reference. | mm09-1609_8k.htm |
| 2009-06-18 | 8-K | 2009-06-18 | 7.01 Regulation FD Disclosure | 7.01 On June 18, 2009, Comverse Technology, Inc. (the “Company”) issued a press release announcing that the Company had reached a settlement with the United States Securities and Exchange Commission regarding the improper backdating of stock options and other accounting practices, including the improper establishment, maintenance, and release of reserves, the reclassification of certain expenses, and the calculation of backlog of sales orders. | mm06-1809_8k.htm |
| 2009-05-26 | 8-K | 2009-05-20 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | mv5-26_8k.txt | |
| 2009-04-29 | 8-K | 2009-04-27 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed by Comverse Technology, Inc. (the "Company") in a Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on March 16, 2009, the Audit Committee of the Company's Board of Directors is conducting an internal investigation of certain payments made from 2001 through 2007 in contravention of the Company’s stated policies that may have been made in violation of the laws of the United States and other countries by individuals in foreign jurisdictions in connection with the sale of certain products. | mm04-2909_8k.htm |
| 2009-04-24 | 8-K | 2009-04-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 22, 2009, the Board of Directors (the “Board”) of Comverse Technology, Inc. (the “company”) made determinations with respect to the compensation of Andre Dahan, the Company’s President and Chief Executive Officer, for the fiscal year ended January 31, 2009 (“Fiscal 2008”) and the fiscal year ending January 31, 2010 (“Fiscal 2009”). | mm04-2409_8k.htm |
| 2009-04-10 | 8-K | 2009-04-06 | 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 3.02 Comverse Technology, Inc. (the “Company”) has not been eligible to register grants of securities made to employees, executive officers and directors under the Securities Act of 1933, as amended (the “Securities Act”), on Form S-8 since the Company disclosed, on April 17, 2006, that it will need to restate its historical financial statements and that the Audit Committee of the Company’s Board of Directors (the “Board”) concluded that such financial statements and any related reports of its independent registered public accounting firm should no longer be relied upon. 5.02 On April 6, 2009, the Committee made determinations with respect to the compensation of Joseph R. Chinnici, the Company’s Executive Vice President and Chief Financial Officer, Lance Miyamoto, the Company’s Executive Vice President, Global Head of Human Resources and Urban Gillstrom, President, Global Sales of Comverse, Inc. for the fiscal year ended January 31, 2009 (“Fiscal 2008”) and the fiscal year ending January 31, 2010 (“Fiscal 2009”). | d8k.htm |
| 2009-03-16 | 8-K | 2009-02-23 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 Comverse Technology, Inc. (the “Company”) is presently in the process of restating its previously issued financial statements. 7.01 Internal Investigation: The Audit Committee of the Board of Directors of the Company is conducting an internal investigation of certain payments made from 2001 through 2007 by individuals in foreign jurisdictions in connection with the sale of certain products. | mm03-1609_8k.htm |
| 2009-02-26 | 8-K | 2009-02-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Departure of Certain Officers. | mm02-2609_8k.htm |
| 2009-02-20 | 8-K | 2009-02-13 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 On February 13, 2009, Joel Legon accepted the offer of Comverse Technology, Inc. (the “Company”) to become its Chief Accounting Officer effective February 23, 2009. | mm02-2009_8k.htm |
| 2009-01-30 | 8-K | 2009-01-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) ELECTION OF NEW DIRECTORS EXCEPT BY A VOTE OF SECURITY HOLDERS. | mm01-3009_8k.htm |