COMVERSE TECHNOLOGY INC/NY/ Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-24: Reporting owner DAHAN ANDRE; Form 4; Security Deferred Stock Award (units); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner DAHAN ANDRE; Form 4; Security Deferred Stock Award (units); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner ALON RAZ; Form 4; Security Deferred Stock Award (units); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-31: Reporting owner ALON RAZ; Form 4; Security Deferred Stock Award (units); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-24 | DAHAN ANDRE Director, Officer (President and CEO) | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,280 0 owned after | no price filed | 2011-02-28 | |
| 2010-12-31 | DAHAN ANDRE Director, Officer (President and CEO) | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −122,561 61,280 owned after | no price filed | 2011-01-04 | |
| 2010-12-31 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 10,000 owned after | no price filed | 2011-01-04 | |
| 2010-12-31 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2011-01-04 | |
| 2010-12-27 holding as of filing | Porter A. Alexander Jr. Director | 3/A | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2010-12-27 | ||
| 2010-03-15 | Terrell Mark C Director | 4 | Deferred Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2010-03-17 | |
| 2010-03-15 | PORTER ALEXANDER A. JR. Director | 4 | Deferred Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2010-03-17 | |
| 2009-01-01 | SCHELL THEODORE Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2009-01-01 | OLIVER AUGUSTUS K Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2009-01-01 | ODONNELL JOSEPH M Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2009-01-01 | Nottenburg Richard N Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2009-01-01 | Burdick Charles J Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2009-01-01 | BOWICK SUSAN D Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2009-01-05 | |
| 2008-12-31 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 8,000 owned after | no price filed | 2009-02-10 | |
| 2008-06-10 holding as of filing | CHINNICI JOSEPH R Officer (EVP & CFO) | 3 | Deferred Stock Award (units) Non-derivative · Direct | Holding | 40,000 owned after | no price filed | 2008-06-10 | |
| 2008-06-10 holding as of filing | CHINNICI JOSEPH R Officer (EVP & CFO) | 3 | Deferred Stock Award (units) Non-derivative · Direct | Holding | 30,000 owned after | no price filed | 2008-06-10 | |
| 2008-04-21 | Aronovitz Avi Officer (Interim CFO, VP-Finance & Trea) | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,618 2,872 owned after | no price filed | 2008-04-23 | |
| 2008-01-01 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | BOWICK SUSAN D Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | Terrell Mark C Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | SCHELL THEODORE Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | ODONNELL JOSEPH M Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | Nottenburg Richard N Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | Burdick Charles J Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | OLIVER AUGUSTUS K Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,945 0 owned after | no price filed | 2008-03-12 | |
| 2008-01-01 | PORTER A ALEXANDER JR Director | 4 | Deferred Stock Award (units) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,945 0 owned after | no price filed | 2008-03-12 | |
| 2007-12-05 | PORTER A ALEXANDER JR Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | Terrell Mark C Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | SCHELL THEODORE Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | OLIVER AUGUSTUS K Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | ODONNELL JOSEPH M Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | Nottenburg Richard N Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | Burdick Charles J Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | BOWICK SUSAN D Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-12-05 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-12-07 | |
| 2007-11-08 holding as of filing | Miyamoto Lance Officer (EVP-Global Head of HR) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-11-08 | ||
| 2007-11-08 holding as of filing | Miyamoto Lance Officer (EVP-Global Head of HR) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-11-08 | ||
| 2007-10-15 holding as of filing | Shereda Cynthia L Officer (EVP, Gen. Counsel and Secy.) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-10-15 | ||
| 2007-10-15 holding as of filing | Shereda Cynthia L Officer (EVP, Gen. Counsel and Secy.) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-10-15 | ||
| 2007-06-01 holding as of filing | PORTER A ALEXANDER JR Director | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-06-01 | ||
| 2007-06-01 holding as of filing | OLIVER AUGUSTUS K Director | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-06-01 | ||
| 2007-05-30 | Tchwella Yaron Officer (President/Subsidiary) | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,364 41,364 owned after | no price filed | 2007-05-31 | |
| 2007-05-08 holding as of filing | DAHAN ANDRE Director, Officer (President and CEO) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-05-08 | ||
| 2007-04-20 | Aronovitz Avi Officer (Interim CFO, VP-Finance & Trea) | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,490 11,490 owned after | $0.00 | 2007-04-25 | |
| 2007-04-05 holding as of filing | Tchwella Yaron Officer (President/Subsidiary) | 3 | Deferred Stock Award (units) Derivative · Direct | Holding | no price filed | 2007-04-05 | ||
| 2007-03-28 | Terrell Mark C Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | SCHELL THEODORE Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | OOLIE SAM Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | OOLIE SAM Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | ODONNELL JOSEPH M Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | Nottenburg Richard N Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | FRIEDMAN JOHN H Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | FRIEDMAN JOHN H Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | Burdick Charles J Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | BOWICK SUSAN D Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2007-03-28 | ALON RAZ Director | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2007-03-30 | |
| 2006-07-14 | ALON RAZ Director, Officer (Chief Executive Officer) | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2006-07-18 | |
| 2006-07-13 | Aronovitz Avi Officer (Interim CFO, VP-Finance&Treas) | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2006-07-17 | |
| 2006-07-13 | ROBINSON PAUL Officer (EVP, Chief Adm. Off. GC & Secy) | 4 | Deferred Stock Award (units) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2006-07-17 |