COHBAR, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-01: Reporting owner GREENWOOD DAVID; Form 4; Security Common Stock Warrants (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-11-01: Reporting owner Barzilai Nir Yacov; Form 4; Security Common Stock Warrants (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-18: Reporting owner Stern Jon Leland; Form 4; Security Common Stock Warrants (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-18: Reporting owner Biunno Jeffrey Francis; Form 4; Security Common Stock Warrants (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-01 | GREENWOOD DAVID Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 35,000 owned after | $0.72 exercise price | 2021-11-02 | |
| 2021-11-01 | Barzilai Nir Yacov Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +13,889 13,889 owned after | $0.72 exercise price | 2021-11-02 | |
| 2020-12-18 | Stern Jon Leland Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +74,896 74,896 owned after | $1.44 exercise price | 2020-12-22 | |
| 2020-12-18 | Biunno Jeffrey Francis Officer (CFO, Treasurer and Secretary) | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,618 5,618 owned after | $1.44 exercise price | 2020-12-22 | |
| 2020-08-28 | Stern Jon Leland Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,127 6,127 owned after | $1.44 exercise price | 2020-09-01 | |
| 2020-08-28 | Petkevich Misha Director | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +153,688 153,688 owned after | $1.44 exercise price | 2020-09-01 | |
| 2020-08-28 | GREENWOOD DAVID Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +15,000 15,000 owned after | $1.44 exercise price | 2020-09-01 | |
| 2020-08-28 | FITZGERALD ALBION Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,147 6,147 owned after | $1.44 exercise price | 2020-09-01 | |
| 2020-08-10 | Stern Jon Leland Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $2.00 exercise price | 2020-09-01 | |
| 2020-08-10 | Biunno Jeffrey Francis Officer (CFO, Treasurer and Secretary) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,750 3,750 owned after | $2.00 exercise price | 2020-09-01 | |
| 2018-04-13 | Stern Jon Leland Director, Officer (Chief Operating Officer) | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,982 0 owned after | $0.50 exercise price | 2018-04-16 | |
| 2018-04-13 | Stern Jon Leland Director, Officer (Chief Operating Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $5.30 exercise price | 2018-04-16 | |
| 2018-03-29 | Stern Jon Leland Director, Officer (Chief Operating Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $5.30 exercise price | 2018-04-02 | |
| 2018-03-29 | FITZGERALD ALBION Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $5.30 exercise price | 2018-04-02 | |
| 2018-03-29 | Biunno Jeffrey Francis Officer (CFO, Treasurer and Secretary) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500 1,500 owned after | $5.30 exercise price | 2018-04-02 | |
| 2018-03-29 | ALLEN SIMON Officer (Chief Executive Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $5.30 exercise price | 2018-04-02 | |
| 2018-02-02 | Biunno Jeffrey Francis Officer (CFO, Treasurer and Secretary) | 4 | Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.25 exercise price | 2018-02-05 | |
| 2017-07-14 | Stern Jon Leland Director, Officer (Chief Operating Officer) | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.25 exercise price | 2017-07-18 | |
| 2017-07-14 | Goldberg Marc E. Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $2.25 exercise price | 2017-07-18 | |
| 2017-07-14 | FITZGERALD ALBION Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +166,667 166,667 owned after | $2.25 exercise price | 2017-07-18 | |
| 2017-07-14 | Biunno Jeffrey Francis Officer (CFO, Treasurer and Secretary) | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $2.25 exercise price | 2017-07-18 | |
| 2017-07-14 | Barzilai Nir Yacov Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $2.25 exercise price | 2017-07-18 | |
| 2017-07-14 | ALLEN SIMON Officer (Chief Executive Officer) | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.25 exercise price | 2017-07-18 | |
| 2016-11-08 | FITZGERALD ALBION Director | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −250,000 0 owned after | $2.00 exercise price | 2016-11-09 | |
| 2016-11-03 | Stern Jon Leland Director, Officer (Chief Operating Officer) | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −75,000 0 owned after | $2.00 exercise price | 2016-11-07 | |
| 2015-01-06 | Stern Jon Leland Director, Officer (Chief Executive Officer) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 75,000 owned after | $2.00 exercise price | 2015-01-06 | |
| 2015-01-06 | FITZGERALD ALBION Director | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $2.00 exercise price | 2015-01-06 | |
| 2014-12-19 holding as of filing | Stern Jon Leland Director, Officer (Chief Executive Officer) | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2014-12-19 | ||
| 2014-12-19 holding as of filing | Stern Jon Leland Director, Officer (Chief Executive Officer) | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.26 exercise price | 2014-12-19 | ||
| 2014-12-19 holding as of filing | FITZGERALD ALBION Director | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2014-12-19 |