COAST DISTRIBUTION SYSTEM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-25: Reporting owner CASEY JOHN W; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-26: Reporting owner Faludy Thomas G; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-26: Reporting owner DANNA LEONARD P; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-26: Reporting owner THROOP ROBERT S; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | CASEY JOHN W Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $1.80 exercise price | 2014-11-26 | |
| 2014-08-26 | Faludy Thomas G Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.30 exercise price | 2014-08-28 | |
| 2014-08-26 | DANNA LEONARD P Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.30 exercise price | 2014-08-28 | |
| 2014-08-26 | THROOP ROBERT S Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.30 exercise price | 2014-08-28 | |
| 2014-08-26 | FRYDMAN BEN A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $3.30 exercise price | 2014-08-28 | |
| 2014-03-17 | CASTAGNOLA DENNIS A Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.90 exercise price | 2014-03-19 | |
| 2014-03-10 | MCGUIRE THOMAS R Director, Officer (Executive Chairman) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.90 exercise price | 2014-04-16 | |
| 2014-03-10 | MCGUIRE THOMAS R Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.90 exercise price | 2014-04-16 | |
| 2014-02-25 | BERGER DAVID A Officer (Executive Vice Presdient) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.90 exercise price | 2014-02-26 | |
| 2014-01-27 | Musbach Jim Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $1.22 exercise price | 2014-02-04 |