CLOUD PEAK ENERGY INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-14: Reporting owner Jones Bruce E; Form 4; Security Employee Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-14: Reporting owner ORCHARD JAMES; Form 4; Security Employee Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-14: Reporting owner RIVENES GARY; Form 4; Security Employee Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-14: Reporting owner Pechersky Bryan J; Form 4; Security Employee Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | Jones Bruce E Officer (Sr. Vice President, Tech Svcs) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,727 7,727 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,751 14,751 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | RIVENES GARY Officer (Exec Vice President & COO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,288 25,288 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | Pechersky Bryan J | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,834 9,834 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | MYERS TODD A Officer (Sr VP, Business Development) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,429 8,429 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | MARSHALL COLIN Director, Officer (President & CEO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,377 62,377 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | HILL HEATH A. Officer (VP & Chief Accounting Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,769 3,769 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,478 22,478 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-14 | Martin Cary W Officer (Sr VP, Human Resources) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,586 7,586 owned after | $19.35 exercise price | 2014-03-18 | |
| 2014-03-12 | RIVENES GARY Officer (Exec Vice President & COO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 26,132 owned after | $15.00 exercise price | 2014-03-13 | |
| 2014-03-10 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4/A | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 56,132 owned after | $15.00 exercise price | 2014-03-12 | |
| 2014-03-10 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 56,132 owned after | $15.00 exercise price | 2014-03-11 | |
| 2014-03-07 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4/A | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 31,603 owned after | $15.00 exercise price | 2014-03-12 | |
| 2014-03-07 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 31,603 owned after | $15.00 exercise price | 2014-03-10 | |
| 2013-07-17 holding as of filing | Jones Bruce E Officer (Sr. Vice President, Tech Svcs) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $17.50 exercise price | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Jones Bruce E Officer (Sr. Vice President, Tech Svcs) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $17.00 exercise price | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Jones Bruce E Officer (Sr. Vice President, Tech Svcs) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $20.99 exercise price | 2013-07-17 | ||
| 2013-07-17 holding as of filing | Jones Bruce E Officer (Sr. Vice President, Tech Svcs) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.00 exercise price | 2013-07-17 | ||
| 2013-05-23 | TAYLOR ADRIAN NICK Officer (Sr VP, Technical Services) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,603 0 owned after | $15.00 exercise price | 2013-05-24 | |
| 2013-03-11 | MARSHALL COLIN Director, Officer (President & CEO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,678 63,678 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | Pechersky Bryan J Officer (Sr VP, General Counsel) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,039 10,039 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | Martin Cary W Officer (Sr VP, Human Resources) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,744 7,744 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | MYERS TODD A Officer (Sr VP, Business Development) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,605 8,605 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | HILL HEATH A. Officer (VP & Chief Accounting Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,848 3,848 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,059 15,059 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,947 22,947 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | RIVENES GARY Officer (Exec Vice President & COO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,816 25,816 owned after | $17.50 exercise price | 2013-03-13 | |
| 2013-03-11 | TAYLOR ADRIAN NICK Officer (Sr VP, Technical Services) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,983 13,983 owned after | $17.50 exercise price | 2013-03-12 | |
| 2012-03-15 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,270 21,270 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | HILL HEATH A. Officer (VP & Chief Accounting Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,563 3,563 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | MARSHALL COLIN Director, Officer (President & CEO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,011 58,011 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | Martin Cary W Officer (Sr VP, Human Resources) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,458 7,458 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | MYERS TODD A Officer (Sr VP, Business Development) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,734 7,734 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,088 14,088 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | Pechersky Bryan J Officer (Sr VP, General Counsel) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,977 8,977 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | RIVENES GARY Officer (Exec Vice President & COO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,480 23,480 owned after | $17.00 exercise price | 2012-03-19 | |
| 2012-03-15 | TAYLOR ADRIAN NICK Officer (Sr VP, Technical Services) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,466 13,466 owned after | $17.00 exercise price | 2012-03-19 | |
| 2011-03-08 | TAYLOR ADRIAN NICK Officer (Sr VP, Technical Services) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,021 9,021 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | RIVENES GARY Officer (Exec Vice President & COO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,040 17,040 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | Pechersky Bryan J Officer (Sr VP, General Counsel) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,014 6,014 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | ORCHARD JAMES Officer (Sr VP, Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,021 9,021 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | MYERS TODD A Officer (Sr VP, Business Development) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,212 5,212 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | Martin Cary W Officer (Sr VP, Human Resources) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,012 5,012 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | MARSHALL COLIN Director, Officer (President & CEO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,101 42,101 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | HILL HEATH A. Officer (VP & Chief Accounting Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,354 2,354 owned after | $20.99 exercise price | 2011-03-10 | |
| 2011-03-08 | BARRETT MICHAEL Officer (Exec Vice President & CFO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,036 15,036 owned after | $20.99 exercise price | 2011-03-10 | |
| 2010-03-12 holding as of filing | EGGERT TERRI Officer (Chief Accounting Officer) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-03-12 | ||
| 2010-03-12 holding as of filing | Martin Cary W Officer (Sr VP, Human Resources) | 3 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $15.00 exercise price | 2010-03-12 | ||
| 2010-03-03 | Pechersky Bryan J Officer (Senior VP, General Counsel) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,418 53,418 owned after | $16.20 exercise price | 2010-03-05 | |
| 2009-11-20 | ORCHARD JAMES Officer (VP Marketing) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,603 56,603 owned after | $15.00 exercise price | 2009-11-23 | |
| 2009-11-20 | MARSHALL COLIN Director, Officer (President & CEO) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +367,924 367,924 owned after | $15.00 exercise price | 2009-11-23 | |
| 2009-11-20 | BARRETT MICHAEL Officer (Chief Financial Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,132 106,132 owned after | $15.00 exercise price | 2009-11-23 | |
| 2009-11-20 | TAYLOR ADRIAN NICK Officer (VP Technical Services) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,603 56,603 owned after | $15.00 exercise price | 2009-11-23 | |
| 2009-11-20 | RIVENES GARY Officer (Chief Operating Officer) | 4 | Employee Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,132 106,132 owned after | $15.00 exercise price | 2009-11-23 |