Clearday, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-10-01: Form 8-K; Period of report 2020-09-28; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2020-09-10: Form 8-K; Period of report 2020-09-09; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; Details 5.03.
- 2020-09-03: Form 8-K; Period of report 2020-09-02; Description 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 5.07.
- 2020-07-24: Form 8-K; Period of report 2020-07-22; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 8.01 Other Events; Details 3.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-10-01 | 8-K | 2020-09-28 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Superconductor Technologies Inc. (the “Company”) received notice on September 28, 2020 from the Nasdaq Hearings Panel (the “Panel”) that it has determined to delist the Company’s securities from The Nasdaq Stock Market LLC (“Nasdaq”) due to the Company’s non-compliance with Nasdaq Listing Rule 5550(a)(2) as a result of the Company’s failure to regain compliance with the minimum $1 bid price requirement. | f8k_100120.htm |
| 2020-09-10 | 8-K | 2020-09-09 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders | 5.03 On September 10, 2020, Superconductor Technologies Inc. (the "Company" or "we" or "our") effected a one-for-ten (1-for-10) reverse stock split of our common stock, par value $0.001 (the "Reverse Stock Split"). 5.07 Superconductor Technologies Inc. (the "Company" or "our") held its 2020 Annual Meeting of Stockholders (the "Annual Meeting") on September 2, 2020 which meeting was adjourned to allow additional time for voting on Proposal 3 in the Company’s proxy materials. | f8k_091020.htm |
| 2020-09-03 | 8-K | 2020-09-02 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On September 2, 2020, Superconductor Technologies Inc. (the “Company” or “our”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). 8.01 The information set forth in the last paragraph of Item 5.07 regarding the adjourned Annual Meeting is incorporated by reference into this item. | d96927d8k.htm |
| 2020-07-24 | 8-K | 2020-07-22 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 8.01 Other Events | 3.01 On July 22, 2020, the Nasdaq Hearings Panel (“Panel”) confirmed that Superconductor Technologies Inc. (“Company”) has regained compliance with the equity requirement under Nasdaq Listing Rule 5550(b)(1) (the “Equity Rule”). 8.01 The information set forth in Item 3.01 of this Current Report on Form 8-K is incorporated into this Item 8.01. | f8k_072420.htm |
| 2020-07-06 | 8-K | 2020-06-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this item. 8.01 As previously disclosed, STI was notified by the staff of The Nasdaq Stock Market that it did not satisfy the minimum $2.5 million stockholders’ equity requirement (the “Equity Rule”) for continued listing on The Nasdaq Capital Market or the minimum bid-price rule (the “Price Rule”). | d81650d8k.htm |
| 2020-05-18 | 8-K | 2020-05-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k_051820.htm |
| 2020-04-02 | 8-K | 2020-04-01 | 8.01 Other Events | 8.01 On April 1, 2020, Superconductor Technologies Inc. (the “Company” or “Superconductor”) received notice from the Nasdaq Hearings Panel that it has granted the Company’s request for continued listing through July 6, 2020 in order to allow it to complete its proposed merger with Allied Integral United, Inc. (“Clearday”), subject to the conditions described below. | f8k_040220.htm |
| 2020-03-30 | 8-K | 2020-03-30 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On March 30, 2020, Superconductor Technologies Inc. announced, via press release, results for its fourth fiscal quarter ending December 31, 2019. 8.01 In connection with the proposed Merger, STI intends to file relevant materials with the SEC, including a registration statement on Form S-4 that will contain a proxy statement/prospectus/information statement. | f8k_033020.htm |
| 2020-03-10 | 8-K | 2020-03-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Subsequent to the announcement on January 28, 2020 that Superconductor Technologies Inc. (the “Company”; and in the first person, “we” and our”) planned to reduce the costs of our operation and align our resources for the completion of the strategic alternatives review, the Company started the process of selling, in separate transactions, assets that the Company deemed non-essential going forward. | f8k_031020.htm |
| 2020-03-03 | 8-K | 2020-02-26 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 Attached as Exhibit 99.1 is a copy of the joint press release issued by STI and AIU on March 3, 2020 announcing the execution of the Merger Agreement. | d895268d8k.htm |
| 2020-01-28 | 8-K | 2020-01-22 | 2.05 Costs Associated with Exit or Disposal Activities; 7.01 Regulation FD Disclosure | 2.05 On January 22, 2020, Superconductor Technologies, Inc. (the “Company,” “STI” or “we”) committed to a cost reduction plan for the purpose of extending the Company’s operating capital (in light of the Company’s cash limitations previously disclosed) and aligning its personnel needs and capital requirements as the Company explores strategic alternatives as further discussed below. 7.01 On January 28, 2020, the Company issued a press release announcing the cost reduction plan discussed above. | f8k_012820.htm |
| 2020-01-15 | 8-K | 2020-01-13 | 8.01 Other Events | 8.01 On January 13, 2020, the Company submitted a written request for a hearing before a Nasdaq Hearings Panel (the “Panel”) to appeal the determination of the staff of the Nasdaq Listing Qualifications Department (the “Staff”) relating to the previously disclosed Nasdaq Letter. | f8k_011520.htm |
| 2020-01-10 | 8-K | 2020-01-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On January 7, 2020, the Company received a letter (the “Nasdaq Letter”) from the staff of the Nasdaq Listing Qualifications Department (the “Staff”) notifying the Company that the Company has not regained compliance with the minimum bid price requirement set forth in NASDAQ Listing Rule 5550(a)(2) (the “Bid Price Requirement) by January 6, 2020, the 180 calendar day period previously provided in the letter received from the Staff on July 9, 2019 to regain compliance. | f8k_011020.htm |