CITRIX SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-31: Reporting owner TEMPLETON MARK B; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-18: Reporting owner Monserrat Alvaro; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-18: Reporting owner MORIN GARY E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-18: Reporting owner CALDWELL NANCI; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 | TEMPLETON MARK B Director, Officer (CEO & President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,500 0 owned after | $20.09 | 2013-11-04 | |
| 2013-09-18 | Monserrat Alvaro Officer (SVP, Sales and Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,340 867 owned after | $55.02 | 2013-09-20 | |
| 2013-09-18 | MORIN GARY E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $43.16 | 2013-09-20 | |
| 2013-09-18 | CALDWELL NANCI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $31.57 | 2013-09-20 | |
| 2013-07-30 | CALDWELL NANCI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $31.57 exercise price | 2013-07-31 | |
| 2013-07-30 | COURAGE CATHERINE Officer (SVP of Customer Experience) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172 0 owned after | $55.02 exercise price | 2013-07-31 | |
| 2013-05-30 | COURAGE CATHERINE Officer (SVP of Customer Experience) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −258 172 owned after | $55.02 exercise price | 2013-06-03 | |
| 2013-05-30 | BOGAN THOMAS F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $34.18 exercise price | 2013-06-03 | |
| 2013-05-17 | Monserrat Alvaro Officer (SVP, Sales & Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,603 0 owned after | $47.03 exercise price | 2013-05-21 | |
| 2013-04-30 | COURAGE CATHERINE Officer (SVP of Customer Experience) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −172 0 owned after | $47.03 exercise price | 2013-05-03 | |
| 2013-04-30 | Caine Brett Officer (SVP, Online Services Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,603 0 owned after | $47.03 exercise price | 2013-05-03 | |
| 2013-04-30 | Caine Brett Officer (SVP, Online Services Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 2,603 owned after | $55.02 exercise price | 2013-05-03 | |
| 2013-04-26 | TEMPLETON MARK B Director, Officer (CEO & President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,339 0 owned after | $18.05 exercise price | 2013-04-30 | |
| 2013-04-26 | TEMPLETON MARK B Director, Officer (CEO & President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $26.64 exercise price | 2013-04-30 | |
| 2013-03-15 | DOW STEPHEN M Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,075 7,075 owned after | $21.76 exercise price | 2013-03-18 | |
| 2013-03-15 | DOW STEPHEN M Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,704 2,704 owned after | $34.18 exercise price | 2013-03-18 | |
| 2013-03-14 | Monserrat Alvaro Officer (SVP, Sales and Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 5,207 owned after | $55.02 exercise price | 2013-03-18 | |
| 2013-03-14 | HENSHALL DAVID J Officer (EVP, Operations & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 7,500 owned after | $47.03 exercise price | 2013-03-18 | |
| 2013-03-14 | COURAGE CATHERINE Officer (SVP of Customer Experience) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −519 172 owned after | $47.03 exercise price | 2013-03-18 | |
| 2013-03-14 | COURAGE CATHERINE Officer (SVP of Customer Experience) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −609 430 owned after | $55.02 exercise price | 2013-03-18 | |
| 2013-03-14 | DOW STEPHEN M Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,925 12,925 owned after | $21.76 exercise price | 2013-03-18 | |
| 2013-03-14 | DOW STEPHEN M Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,296 7,296 owned after | $34.18 exercise price | 2013-03-18 | |
| 2013-03-06 | CALDWELL NANCI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $28.52 exercise price | 2013-03-07 | |
| 2013-02-13 | CALDWELL NANCI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $28.52 exercise price | 2013-02-15 | |
| 2013-02-01 | TEMPLETON MARK B Director, Officer (CEO & President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $32.75 exercise price | 2013-02-05 | |
| 2013-02-01 | PAYNE JOHN GORDON Officer (SVP, Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 2,603 owned after | $47.03 exercise price | 2013-02-05 | |
| 2013-02-01 | PAYNE JOHN GORDON Officer (SVP, Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,208 5,207 owned after | $55.02 exercise price | 2013-02-05 | |
| 2013-02-01 | Monserrat Alvaro Officer (SVP, Sales and Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 2,603 owned after | $47.03 exercise price | 2013-02-05 | |
| 2013-02-01 | HENSHALL DAVID J Officer (EVP, Operations & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 0 owned after | $20.09 exercise price | 2013-02-05 | |
| 2013-02-01 | FRIEDMAN DAVID R Officer (General Counsel & SVP, HR) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,082 2,082 owned after | $47.03 exercise price | 2013-02-05 | |
| 2013-02-01 | FRIEDMAN DAVID R Officer (General Counsel & SVP, HR) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,082 4,164 owned after | $55.02 exercise price | 2013-02-05 | |
| 2013-02-01 | Caine Brett Officer (SVP, Online Services Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 2,603 owned after | $47.03 exercise price | 2013-02-05 | |
| 2013-02-01 | Caine Brett Officer (SVP, Online Services Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,604 5,207 owned after | $55.02 exercise price | 2013-02-05 | |
| 2013-02-01 | CALDWELL NANCI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 12,000 owned after | $28.52 exercise price | 2013-02-05 |