CIT GROUP INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-01-03: Reporting owner PLUMMER WAHIDA; Form 4; Security Series B Preferred; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-01-03: Reporting owner Fawcett John J.; Form 4; Security Series B Preferred; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-01-03: Reporting owner HARNISCH DAVID; Form 4; Security Series B Preferred; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-01-03: Reporting owner Alemany Ellen R; Form 4; Security Series B Preferred; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | PLUMMER WAHIDA Officer (EVP & Chief Risk Officer) | 4 | Series B Preferred Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,800 0 owned after | no price filed | 2022-01-05 | |
| 2022-01-03 | Fawcett John J. Officer (EVP and Chief Financial Office) | 4 | Series B Preferred Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | no price filed | 2022-01-05 | |
| 2022-01-03 | HARNISCH DAVID Officer (Pres., Commercial Finance) | 4 | Series B Preferred Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,600 0 owned after | no price filed | 2022-01-05 | |
| 2022-01-03 | Alemany Ellen R Director, Officer (Chair & CEO) | 4 | Series B Preferred Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | no price filed | 2022-01-05 | |
| 2021-12-21 holding as of filing | Alemany Ellen R Director, Officer (Chair & CEO) | 4 | Series B Preferred Non-derivative · Direct · (m) | Holding | 30,000 owned after | no price filed | 2021-12-21 | |
| 2020-05-28 holding as of filing | HARNISCH DAVID Officer (Pres., Commercial Finance) | 3 | Series B Preferred Non-derivative · Direct | Holding | 4,600 owned after | no price filed | 2020-05-28 | |
| 2019-11-13 | Alemany Ellen R Director, Officer (Chair & CEO) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | Fawcett John J. Officer (EVP and Chief Financial Office) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,000 14,000 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | HARNISCH DAVID Officer (Pres., Commercial & RE Finance) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,600 4,600 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | Gifas James J. Officer (Head of Treasury Services) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | McPhail Kenneth Officer (EVP, Chief Strategy Officer) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | Robbins Philip Officer (Pres., Asset Mgmt & Cap Mkts) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2019-11-15 | |
| 2019-11-13 | PLUMMER WAHIDA Officer (EVP & Chief Risk Officer) | 4 | Series B Preferred Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,800 2,800 owned after | $25.00 | 2019-11-15 |