CINCINNATI BELL INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-13: Reporting owner Mullen Shannon M; Form 3/A; Security Option to Buy; Transaction Holding.
- 2017-10-13: Reporting owner Mullen Shannon M; Form 3; Security Option to Buy; Transaction Holding.
- 2017-03-17: Reporting owner Kaiser Andrew R.; Form 4; Security Option to Buy; Transaction Holding.
- 2017-03-08: Reporting owner Duckworth Joshua T.; Form 4; Security Option to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 holding as of filing | Mullen Shannon M Officer (Vice President & Controller) | 3/A | Option to Buy Derivative · Direct | Holding | $17.05 exercise price | 2017-10-13 | ||
| 2017-10-13 holding as of filing | Mullen Shannon M Officer (Vice President & Controller) | 3 | Option to Buy Derivative · Direct | Holding | $17.05 exercise price | 2017-10-13 | ||
| 2017-03-17 holding as of filing | Kaiser Andrew R. Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | Holding | 1,001 owned after | $17.05 exercise price | 2017-03-17 | |
| 2017-03-08 | Duckworth Joshua T. Officer (Vice President & Controller) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 0 owned after | $12.40 exercise price | 2017-03-09 | |
| 2017-03-08 holding as of filing | Kaiser Andrew R. Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | Holding | 1,001 owned after | $17.05 exercise price | 2017-03-08 | |
| 2017-03-08 holding as of filing | Fox Leigh R. Officer (Chief Operating Officer) | 4 | Option to Buy Derivative · Direct | Holding | 300 owned after | $14.55 exercise price | 2017-03-08 | |
| 2017-03-03 holding as of filing | Fox Leigh R. Officer (Chief Operating Officer) | 4 | Option to Buy Derivative · Direct | Holding | 300 owned after | $14.55 exercise price | 2017-03-03 | |
| 2017-01-30 holding as of filing | WILSON CHRISTOPHER J Officer (VP, General Counsel) | 4 | Option to Buy Derivative · Direct | Holding | 19,102 owned after | $23.75 exercise price | 2017-01-30 | |
| 2017-01-30 holding as of filing | Torbeck Theodore H. Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | Holding | 23,877 owned after | $23.75 exercise price | 2017-01-30 | |
| 2017-01-30 holding as of filing | Fox Leigh R. Officer (Chief Operating Officer) | 4 | Option to Buy Derivative · Direct | Holding | 300 owned after | $14.55 exercise price | 2017-01-30 | |
| 2017-01-30 holding as of filing | Kaiser Andrew R. Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | Holding | 1,001 owned after | $17.05 exercise price | 2017-01-30 | |
| 2017-01-30 holding as of filing | Duckworth Joshua T. Officer (Vice President & Controller) | 4 | Option to Buy Derivative · Direct | Holding | 360 owned after | $12.40 exercise price | 2017-01-30 | |
| 2017-01-05 holding as of filing | Torbeck Theodore H. Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | Holding | 23,877 owned after | $23.75 exercise price | 2017-01-05 |