CHEMBIO DIAGNOSTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-20: Reporting owner KISSINGER PETER; Form 4; Security Option to purchase common stock; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2016-09-20: Reporting owner KISSINGER PETER; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-06-24: Reporting owner KISSINGER PETER; Form 4; Security Option to purchase Common Stock; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2016-06-24: Reporting owner KISSINGER PETER; Form 4; Security Option to purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −18,270 28,605 owned after | $2.80 exercise price | 2016-09-22 | |
| 2016-09-20 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,605 0 owned after | $2.80 exercise price | 2016-09-22 | |
| 2016-06-24 | KISSINGER PETER Director | 4 | Option to purchase Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −828 1,126 owned after | $3.60 exercise price | 2016-06-28 | |
| 2016-06-24 | KISSINGER PETER Director | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,126 0 owned after | $3.60 exercise price | 2016-06-28 | |
| 2016-06-09 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $8.86 | 2016-06-13 | |
| 2016-06-09 | KISSINGER PETER Director | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $8.86 | 2016-06-13 | |
| 2016-06-09 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $8.86 | 2016-06-13 | |
| 2016-06-09 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $8.86 | 2016-06-13 | |
| 2016-06-09 | KISSINGER PETER Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $8.86 | 2016-06-13 | |
| 2016-05-02 | Larkin Richard J Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $4.30 exercise price | 2016-05-04 | |
| 2016-05-02 | Larkin Richard J Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $4.30 exercise price | 2016-05-04 | |
| 2016-05-02 | Larkin Richard J Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,797 0 owned after | $4.00 exercise price | 2016-05-04 | |
| 2016-05-02 | Larkin Richard J Officer (CFO) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,670 0 owned after | $5.56 exercise price | 2016-05-04 | |
| 2016-03-17 | DeBuono Barbara A Director | 4 | Option to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,688 0 owned after | $2.80 | 2016-03-18 | |
| 2016-03-17 | DeBuono Barbara A Director | 4 | Option to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,375 0 owned after | $2.80 | 2016-03-18 | |
| 2016-03-17 | DeBuono Barbara A Director | 4 | Option to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,375 0 owned after | $2.80 | 2016-03-18 | |
| 2016-03-17 | DeBuono Barbara A Director | 4 | Option to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,375 0 owned after | $2.80 | 2016-03-18 | |
| 2016-03-17 | DeBuono Barbara A Director | 4 | Option to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,375 0 owned after | $2.80 | 2016-03-18 | |
| 2016-03-11 | Esfandiari Javan Officer (Chief Science/Tech Officer) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.64 | 2016-03-14 | |
| 2016-03-11 | Esfandiari Javan Officer (Chief Science/Tech Officer) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.64 | 2016-03-14 |