CHC Group Ltd. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-15: Reporting owner CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P.; Form 4; Security Convertible Preferred Shares; Transaction J Other acquisition or disposition (describe transaction).
- 2015-12-15: Reporting owner CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd.; Form 4; Security Convertible Preferred Shares; Transaction J Other acquisition or disposition (describe transaction).
- 2015-09-15: Reporting owner CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd.; Form 4; Security Convertible Preferred Shares; Transaction J Other acquisition or disposition (describe transaction).
- 2015-06-15: Reporting owner CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd.; Form 4; Security Convertible Preferred Shares; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-15 | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +13,966 671,189 owned after | $1,000.00 | 2016-03-17 | |
| 2015-12-15 | CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +13,675 657,223 owned after | $1,000.00 | 2015-12-17 | |
| 2015-09-15 | CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +13,391 643,548 owned after | $1,000.00 | 2015-09-17 | |
| 2015-06-15 | CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +13,112 630,157 owned after | $1,000.00 | 2015-06-17 | |
| 2015-03-16 | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +12,839 617,045 owned after | $1,000.00 | 2015-03-18 | |
| 2014-12-15 | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | X Exercise of in-the-money or at-the-money derivative security | +104,205 604,205 owned after | $1,000.00 | 2014-12-17 | |
| 2014-11-26 | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares (right to buy) Derivative · Indirect · By affiliate | J Other acquisition or disposition (describe transaction) | +100,000 81,019,740 owned after | $1,000.00 | 2014-12-01 | |
| 2014-11-12 | CD&R CHC Holdings, L.P. | CD&R Investment Associates IX, Ltd. 10% Owner | 10% Owner | 4 | Convertible Preferred Shares Derivative · Indirect · By affiliate | P Open market or private purchase of non-derivative or derivative security | +384,000 67,589,943 owned after | $1,000.00 | 2014-11-14 | |
| 2014-11-10 holding as of filing | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 3 | Convertible Preferred Shares Derivative · Indirect · By affiliate | Holding | no price filed | 2014-11-10 | ||
| 2014-11-10 holding as of filing | CD&R Investment Associates IX, Ltd. | CD&R CHC Holdings, L.P. 10% Owner | 10% Owner | 3 | Convertible Preferred Shares (right to buy) Derivative · Indirect · By affiliate | Holding | no price filed | 2014-11-10 |