CHASE CORPORATION Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-04: Reporting owner Haigh Jeffery D; Form 3; Security Chase Corporation Common Stock; Transaction Holding.
- 2021-01-20: Reporting owner GACK LEWIS P; Form 4; Security Chase Corporation; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-12-14: Reporting owner GACK LEWIS P; Form 4; Security Chase Corporation; Transaction G Bona fide gift.
- 2020-11-17: Reporting owner GACK LEWIS P; Form 4; Security Chase Corporation; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-04 holding as of filing | Haigh Jeffery D Officer (Corporate Secretary) | 3 | Chase Corporation Common Stock Derivative · Direct | Holding | $97.57 exercise price | 2021-02-04 | ||
| 2021-01-20 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −125 3,954 owned after | $109.08 | 2021-01-22 | |
| 2020-12-14 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | G Bona fide gift | −40 4,079 owned after | $0.00 | 2020-12-15 | |
| 2020-11-17 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100 4,119 owned after | $103.70 | 2020-11-17 | |
| 2020-08-11 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −100 4,219 owned after | $107.71 | 2020-08-11 | |
| 2020-05-01 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −400 4,319 owned after | $91.62 | 2020-05-01 | |
| 2020-02-04 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +687 4,719 owned after | $0.00 | 2020-02-05 | |
| 2018-11-28 | Feroldi Kenneth James Officer (CFO/Treasurer) | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000 14,544 owned after | $110.85 | 2018-11-29 | |
| 2018-07-27 | Feroldi Kenneth James Officer (CFO/Treasurer) | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,048 16,277 owned after | $125.13 | 2018-07-30 | |
| 2015-07-27 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 9,379 owned after | $37.61 | 2015-07-29 | |
| 2013-06-11 | CHASE PETER R Director, Officer (Chairman and CEO), 10% Owner | 4 | Chase Corporation Non-derivative · Indirect · Kristin Chase Ferioli 2012 Trust | S Open market or private sale of non-derivative or derivative security | −1,250 0 owned after | $21.51 | 2013-06-12 | |
| 2013-06-06 | CHASE PETER R Director, Officer (Chairman and CEO), 10% Owner | 4 | Chase Corporation Non-derivative · Indirect · Kristin Chase Ferioli 2012 Trust | S Open market or private sale of non-derivative or derivative security | −1,250 1,250 owned after | $20.01 | 2013-06-06 | |
| 2012-07-30 | LEVY RONALD Director | 4 | Chase Corporation Non-derivative · Direct | G Bona fide gift | −200 21,600 owned after | $0.00 | 2012-07-31 | |
| 2012-07-24 | LEVY RONALD Director | 4 | Chase Corporation Non-derivative · Direct | G Bona fide gift | −650 21,800 owned after | $0.00 | 2012-07-25 | |
| 2010-09-01 | CHASE PETER R Director, Officer (Chairman and CEO), 10% Owner | 4 | Optrions (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,204 39,204 owned after | $12.70 exercise price | 2010-10-29 | |
| 2008-08-14 | DYKSTRA WILLIAM H. Director | 4 | Employee Stock Optin (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $5.25 exercise price | 2008-08-14 | |
| 2007-08-08 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 13,274 owned after | $5.25 | 2007-08-09 | |
| 2007-07-23 | GACK LEWIS P Director | 4 | Chase Corporation Non-derivative · Direct | G Bona fide gift | −250 12,274 owned after | $0.00 | 2007-07-24 |